Announcement from Paul Ayris, Pro-Vice Provost, UCL Library, Culture, Collections and Open Science

How can Open Science/Open Research support career progression and development? How does the adoption of Open Science/Open Research approaches benefit individuals in the course of their career?

The UCL Open Science Office, in conjunction with colleagues across UCL, has produced a series of Case Studies showing how UCL academics can use Open Science/Open Research approaches in their plans for career development, in applications for promotion and in appraisal documents.

In this way, Open Science/Open Research practice can become part of the Research Culture that UCL is developing.

The series of Case Studies covers each of the 8 pillars of Open Science/Open Research. They can be found on a new webpage: Open Science Case Studies 4 UCL.

It is only fair that academics should be rewarded for developing their skills and adopting best practice in research and in its equitable dissemination. The Case Studies show how this can be done, and each Case Study identifies a Key Message which UCL academics can use to shape their activities.

Examples of good practice are:

• Publishing outputs as Open Access outputs
• Sharing research data which is used as the building block of academic books and papers
• Creating open source software which is then available for others to re-use and develop
• Adopting practices allied to Reproducibility and Research Integrity
• The responsible use of Bibliometrics
• Public Engagement: Citizen Science and Co-Production as mechanisms to deliver results

Contact the UCL Open Science Office for further information at openscience@ucl.ac.uk.

Post by Andrew Gray (Bibliometrics Support Officer) and Dominic Allington Smith (Open Access Publications Manager)

Summary

UCL is a longstanding and steadfast supporter of open access publishing, organising funding and payment for gold open access, maintaining the UCL Discovery repository for green open access, and monitoring compliance with REF and research funder open access requirements.  Research data can  be made open access in the Research Data Repository, and UCL Press also publish open access books and journals.

The UCL Bibliometrics Team have recently conducted research to analyse UCL’s overall open access output, covering both total number of papers in different OA categories, and citation impact.  This blog post presents the key findings:

1. UCL’s overall open access output has risen sharply since 2011, flattened around 80% in the last few years, and is showing signs of slowly growing again – perhaps connected with the growth of transformative agreements.
2. The relative citation impact of UCL papers has had a corresponding increase, though with some year-to-year variation.
3. UCL’s open access papers are cited around twice as much, on average, as non-open-access papers.
4. UCL is consistently the second-largest producer of open access papers in the world, behind Harvard University.
5. UCL has the highest level of open access papers among a reference group of approximately 80 large universities, at around 83% over the last five years.

Overview and definitions

Publications data is taken from the InCites database.  As such, the data is primarily drawn from InCites papers attributed to UCL, filtered down to only articles, reviews, conference proceedings, and letters. It is based on published affiliations to avoid retroactive overcounting in past years: existing papers authored by new starters at UCL are excluded.

The definition of “open access” provided by InCites is all open access material – gold, green, and “bronze”, a catch-all category for material that is free-to-read but does not meet the formal definition of green or gold. This will thus tend to be a few percentage points higher than the numbers used for, for example, UCL’s REF open access compliance statistics.

Data is shown up to 2021; this avoids any complications with green open access papers which are still under an embargo period – a common restriction imposed by publishers when pursuing this route – in the most recent year.

1. UCL’s change in percentage of open access publications over time

(InCites all-OA count)

The first metric is the share of total papers recorded as open access.  This has grown steadily over time over the last decade, from under 50% in 2011 to almost 90% in 2021, with only a slight plateau around 2017-19 interrupting progress.

2. Citation impact of UCL papers over time

(InCites all-OA count, Category Normalised Citation Impact)

The second metric is the citation impact for UCL papers.  These are significantly higher than average: the most recent figure is above 2 (which means that UCL papers receive over twice as many citations as the world average; the UK university average is ~1.45) and continue a general trend of growing over time, with some occasional variation. Higher variation in recent years is to some degree expected, as it takes time for citations to accrue and stabilise.

3. Relative citation impact of UCL’s closed and Open Access papers over time

(InCites all-OA count, Category Normalised Citation Impact)

The third metric is the relative citation rates compared between open access and non-open access (“closed”) papers. Open access papers have a higher overall citation rate than closed papers: the average open access paper from 2017-21 has received around twice as many citations as the average closed paper.

4. World leading universities by number of Open Access publications

(InCites all-OA metric)

Compared to other universities, UCL produces the second-highest absolute number of open access papers in the world, climbing above 15,000 in 2021, and has consistently been the second largest publisher of open access papers since circa 2015.

The only university to publish more OA papers is Harvard. Harvard typically publishes about twice as many papers as UCL annually, but for OA papers this gap is reduced to about 1.5 times more papers than UCL.

5. World leading universities by percentage of Open Access publications

(5-year rolling average; minimum 8000 publications in 2021; InCites %all-OA metric)

UCL’s percentage of open access papers is consistently among the world’s highest.  The most recent data from InCites shows UCL as having the world’s highest level of OA papers (82.9%) among institutions with more than 8,000 papers published in 2021, having steadily risen through the global ranks in previous years.

Conclusion

The key findings of this research are very good news for UCL, indicating a strong commitment by authors and by the university to making work available openly.  Furthermore, whilst high levels of open access necessarily lead to benefits relating to REF and funder compliance, the analysis also indicates that making research outputs open access leads, on average, to a greater number citations, providing further justification for this support, as being crucial to communicating and sharing research outcomes as part of the UCL 2034 strategy.

Get involved!

The UCL Office for Open Science and Scholarship invites you to contribute to the open science and scholarship movement. Stay connected for updates, events, and opportunities. Follow us on X, formerly Twitter, LinkedIn, and join our mailing list to be part of the conversation!

 

Guest post by Christine Daoutis, Copyright Support Officer

Welcome to the inaugural blog post of a collaborative series between the UCL Office for Open Science and Scholarship and the UCL Copyright team. In this series, we will explore important aspects of copyright and its implications for open research and scholarship.

Research ideas, projects, and their outcomes often involve using and producing materials that may be protected by copyright. Copyright protects a range of creative works, whether we are talking about a couple of notes in a notebook, a draft thesis chapter, the rough write-up of a data, a full monograph and the content of this very blog. While a basic knowledge of copyright is essential, particularly to stay within the law, there is much more to copyright than compliance. Understanding certain aspects of copyright can help you use copyright materials with more confidence, make use of your own rights and overall, enhance the openness of your research.

This first post in our series is dedicated to exploring common questions that arise during research projects. In future posts, we will explore some of these questions further, providing guidance, linking to new resources, and signposting relevant workshops. Copyright-related enquiries often arise in the following areas:

Reusing other people’s materials: How do you GET permission to reuse someone else’s images, figures, software, questionnaires, or research data? Do you always need permission? Is use for ‘non-commercial, research’ purposes always permitted, or are there other factors to consider? How do licenses work, and what can you do when a license does not cover your use? It’s easy to be overconfident when using others’ materials, for example, by assuming that images found on the internet can be reused without permission. It’s equally easy to be too cautious, ending up not making use of valuable resources for fear of infringing someone’s rights. Understanding permissions, licenses, and copyright exceptions – what may be within your rights to do as a user – can help you.

Disseminating your research throughout the research cycle: There are open access options for your publications and theses, supporting access to and often, reuse of your work. How do you license your work for reuse? What do the different licenses mean, and which one is most suitable? What about materials produced early on in your research: study preregistrations, research data, preprints? How can you make data FAIR through licensing? What do you need to consider when making software and other materials open source?

Is your work protected in the first place? Documents, images, video and other materials are usually protected by copyright. Facts are not. For a work to be protected it needs to be ‘original’. What does ‘original’ mean in this context? Are data protected by copyright? What other rights may apply to a work?

Who owns your research? We are raising questions about licensing and disseminating your research, but is it yours to license? What does the law say, and what is the default position for staff and students at UCL? How do contracts, including publisher copyright transfer agreements and data sharing agreements, affect how you can share your research?

‘Text and data mining’. Many research projects involve computational analysis of large amounts of data. This involves copying and processing materials protected by copyright, and often publishing the outcomes of this analysis. In which cases is this lawful? How do licences permit you to do, exactly, and what can you do under exceptions to copyright? How are your text and data mining activities limited if you are collaborating with others, across institutions and countries?

The use of AI. Speaking of accessing large amounts of data, what is the current situation on intellectual property and generative AI? What do you need to know about legal implications where use of AI is involved?

These questions are not here to overwhelm you but to highlight areas where we can offer you support, training, and opportunities for discussion. To know more:

• Follow future posts on this blog.
• Register for an upcoming copyright session. If you cannot make those dates, please contact copyright@ucl.ac.uk to arrange a bespoke session.
• Visit our training and resources page for more ideas and links to online tutorials.
• Have a head start: visit our guidance on copyright and publications, copyright and research data and look out for upcoming guidance on text and data mining.

Get involved!

The UCL Office for Open Science and Scholarship invites you to contribute to the open science and scholarship movement. Stay connected for updates, events, and opportunities. Follow us on X, formerly Twitter, LinkedIn, and join our mailing list to be part of the conversation!