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Claudia Sheinbaum and the future of Mexico’s Fourth Transformation

By Sarah Flynn, on 5 February 2024

A blog written by Étienne von Bertrab, Lecturer (Teaching) at The Development Planning Unit.

Claudia Sheinbaum greeted by supporters at an informative assembly in Acapulco. Source: Wikimedia Commons

The original version of this text was presented at the seminar “Mexico’s 2024 elections and continuation of the Transformation” during the Latin America Conference 2024 on January 27th in Hamilton House, London. DPU’s Étienne von Bertrab was joined in the panel by William Booth (UCL Institute of the Americas) and by David Raby and María Pérez Ramos from Mexico Solidarity Forum.

On June 2nd Mexico will elect its first female president in 200 years as independent nation. It won’t be Xóchitl Gálvez, candidate of the opposition considered instrument of the country’s oligarchy, but Claudia Sheinbaum, an environmental scientist and social leader who has accompanied the political movement of Andrés Manuel López Obrador (AMLO) for over two decades. She is one of the founders of the Morena party and has admirably governed Mexico City this sexenio (six-year term) until stepping down last June to pursue the presidency.

Apart from this being a momentous event for Mexican society, the coming elections will be highly significant for the life of Morena after AMLO, as Claudia (for short) will be accompanied by five female gubernatorial candidates including leftist Clara Brugada who aspires to build on Claudia’s legacy in Mexico City. Indeed, as journalist Kurt Hackbarth puts it in his latest piece in Jacobin, “the next chapter in Morena’s history is set to be shaped by leftist women”.

The certainty I start with is founded both on AMLO’s remarkably high approval rates (unprecedented at this point in a presidential term) and on the numerous opinion polls that consistently give Sheinbaum a significant lead (20 to 30%) ahead of the opposition’s strongest candidate (Gálvez). But who is Claudia Sheinbaum and what could be expected from a second moment of Mexico’s Fourth Transformation?

There isn’t much space to elaborate on Claudia’s fascinating background and significant public life, but I would like to highlight some things from her trajectory and ways of thinking and doing.[1]

As a young student in the National University, UNAM, Claudia became an activist, first in movements of solidarity with workers and peasants and then as part of the wider student mobilisations of the 1970s and 1980s.  She took part in the Comité de Lucha of her university campus and became prominent in the Consejo Estudiantil Universitario (CEU), a movement in defence of public education, at a time when neoliberalism started creeping up in Mexico’s education system.

Claudia got her first degree in Physics and did a masters in Energy Engineering. She was the first woman to enter the doctorate in energy engineering at UNAM and to obtain, in this institution, a PhD in the field. As a young mother she moved with her family to Berkeley, California, to undertake her doctoral research, but even there continued her political activism. Together with other activists she bravely gave President Carlos Salinas de Gortari a hard time in a triumphalist visit to sell the North American Free Trade Agreement (NAFTA). She worked hard as student while nurturing her political awareness and social commitment towards marginalised communities in her work on energy.

As a climate scientist, Claudia was a contributing author to the IPCC’s Fourth Report. For this work the panel received the Nobel Peace Prize (2007). She is a respected scholar in the energy and climate fields, and academia is a part of her life that she never fully abandons (although her life might become even a bit busier for a while).

Due to her solid trajectory on environmental matters and their clear political affinity Claudia was invited by AMLO to be the environment minister for his government of the capital city, then called Distrito Federal, from 2000 to 2005. As minister, Claudia was entrusted with key projects and led significant initiatives.

She supported the struggle against the desafuero of López Obrador[2] and was fundamental in the documentation of the electoral fraud that stripped AMLO from the presidency in 2006 (his first attempt). We need to remember that, since then, Mexico’s government and the business elites worked closely in well-funded smear campaigns to portray him as “un peligro para México” (a danger for Mexico). After the 2006 fraud Claudia returned to her academic activities at UNAM, but never abandoned her political action alongside AMLO.

Claudia was key in the defence of energy sovereignty —a central component of the proyecto obradorista de nación that took AMLO to the presidency in 2018— and was a great mobiliser of women in defence of such sovereignty.

Once AMLO broke with the then leftist party PRD as it allied with the conservative alliance (PRI-PAN) when Enrique Peña Nieto took power, Morena was founded, first as a civic organisation, and later —after discussions in assemblies— as a political party. Claudia Sheinbaum was part of Morena’s foundational process. The rest is history. Morena competed electorally for the first time in 2015 and only 9 years later governs, together with its allied parties, 23 of the 32 states that form the Mexican federation. It could win a few more states in the coming elections.

As mayor of Mexico City, Claudia Sheinbaum’s government expanded fundamental rights to public education, health, housing, culture, dignified employment at a fair wage, sustainable mobility, and a healthy environment. It also drove significant innovation. For example the integration of a solar power plant (now the world’s largest in an urban area) in the city’s food market, and public and free Internet connectivity throughout the city. The accomplishments of her administration are impressive and long is the list of international recognitions and prices. Mirroring what occurs at the national level, public investment in infrastructure and social protection are unparalleled, achieved through republican austerity (not the neoliberal version) and good governance, including combating corruption, without incurring in additional debt. A recurrent argument of the opposition is that Claudia Sheinbaum is candidate because of being AMLO’s favourite (or its “handpicked successor” as it is often framed in the media).[3] This (also misogynist) trope neglects her outstanding leadership and the extraordinary results of her government, putting, for the benefit of all, the poor first.

Claudia Sheinbaum’s programme is under construction. An anachronic electoral law forbids candidates to spell out specific proposals until campaigns officially start in March. However, political documents and ongoing processes are useful indications:

  1. Proyecto de Nación 2024-2030, consulted and written by a special commission of Morena (before the candidacy was determined). It addresses 19 themes considered major challenges of the Fourth Transformation. More than 15 thousand people participated in this process.
  2. An initial diagnostic produced by Claudia’s closest team.
  3. The ongoing Diálogos por la Transformación, a public, participatory process coordinated thematically by a team of advisors (a transition team of sorts).

The dialogues’ resulting document will be presented in March and will complement both Morena’s project (abovementioned) and the programme registered before the National Electoral Institute, INE, which already indicates a boost in the energy transition, a further impulse for women, and a National Guard of proximity oriented to ending violence in the country.

Challenges are many and Claudia Sheinbaum won’t have it easy, not least before a huge popular movement in mourning with AMLO’s full retirement in October. AMLO has been an extraordinary leader and political mastermind and is impossible to substitute him. Mexico’s oligarchy will continue working hard to try to end the political project in power and lawfare is likely to intensify in the next administration, including attempts to seek US intervention. But Claudia Sheinbaum has many things in her favour, not least the demonstrated success of the Fourth Transformation, the palpable results of her government in Mexico City and, above all, her personal integrity. Undoubtedly, a key goal is to achieve a two-thirds super majority in Congress (dubbed Plan C), as this would allow constitutional reforms needed to expand, extend and deepen Mexico’s transformation.

In sum, barring an unforeseen reversal of circumstances in the country, Claudia Sheinbaum will be Mexico’s next president, taking office on October 1st, 2024, and this will be very good news for Mexico, for Latin America and for the world.

Footnotes

[1] For those interested in knowing more about her I recommend the recent documentary Claudia, and Arturo Cano’s book Claudia Sheinbaum: Presidenta.

[2]  A political manoeuvre aimed at stopping him from being candidate to the presidency in the 2006 elections.

[3] Claudia Sheinbaum became candidate after winning an internal, transparent process through national polling against five other contestants from Morena and allied parties.

References

Cano, Arturo, 2023, Claudia Sheinbaum: Presidenta, Grijalbo, Ciudad de México.

Hackbarth, Kurt, 2023, “MORENA’s Next Chapter Will Be Written by Leftist Women”, Jacobin, 22 December 2023 https://jacobin.com/2023/12/morena-claudia-sheinbaum-clara-brugada-mexico-women-politics

Raby, David, 2024, “Mexico’s transformation advances”, Morning Star Saturday/Sunday January 27-28 2024. https://morningstaronline.co.uk/article/mexicos-transformation-advances

A window into Mauritian Housing Policies

By Shaz Elahee, on 14 July 2023

This housing story follows my Mum’s journey. It provides valuable insight into the history of housing policies in Mauritius and how they have evolved. Given Mauritius’ location, it is prone to cyclones that cause devastation to homes, which made it critical for the government to prioritise better structures to address inadequate dwellings. However, as my Mum’s story will illustrate, government schemes were not always accessible, resulting in more informal community financing schemes. Incremental approaches to housing development were widespread in Mauritius alongside gradually diminishing access to public spaces due to government policies prioritising real estate development. I will explore these wider factors throughout her story.

 

Growing up in Triolet 

The story is set mostly in Triolet, a small town in post-independence Mauritius, beginning in 1972 and ending with her leaving Mauritius in 2002. Mum was the eldest of five, living with her parents and grandmother on inherited land. Mum’s grandfather adopted her father after he lost his parents as a child, and the land was divided between Mum’s father and his step-sister. This was unusual, as land and property were commonly inherited and split between male family members only, whilst women tended to marry and move in with their husband’s parents. This exception may have occurred because Mum’s aunt was a young widow with children to care for. Furthermore, Mum recalls that “people often lived close to relatives and it was common to extend the homes when the families grew, if there was space.” Although the Mauritius Town and Country Planning Act (1954) outlines that permits are needed for housing construction, it was not strictly enforced. Mum recalls that planning permission for home extensions or improvements was informal and usually involved seeking permission from relatives who lived in the surrounding area.

Mum’s earliest memories were of her home consisting of “two bedrooms, a kitchen, and a toilet.” They stood as three separate structures built with corrugated iron roofs and wood. Mum remembers several cyclones that particularly affected Triolet and nearby areas, some leaving a trail of housing destruction in their wake. However, Mum’s experience was again uncommon, as homes built with corrugated iron sheets and timber frames had decreased significantly during the 1970s (Chagny, 2013, p.6). Destructive cyclones in the 1960s led to workers being offered interest-free loans to build concrete houses for “personal occupation” (Ministry of economic planning and Development, 1986). As a result, housing structures improved drastically. For example, in 1960, 60% of housing in Mauritius was substandard, with only 4% considered durable; by 1972, only 7% were considered substandard, with around 40% considered durable (ibid). Mum’s experience may have been the exception because she lived in a rural area which may have been overlooked because it was not a highly commercial area and so was deprioritised for funding.

Image: Triolet 1972, side of house showing wooden structure

It is worth mentioning that there is a limitation in obtaining region-specific data, as Mauritius is a small country, and figures for smaller rural areas away from economic centres are not readily available. Hence, country-wide data has been used instead of data specific to Triolet.


Building a stronger home 

In 1980, Cyclone Hyacinthe severely damaged Mum’s home. During this time, Mum’s family decided to rebuild with cement and bricks to withstand severe weather conditions better. Unfortunately, the family didn’t qualify for the government scheme providing interest-free loans to workers for constructing concrete houses for personal use (Chagny, 2013, p.7; Ministry of Economic Planning and Development, 1986) because my Mum’s dad, an informal sugarcane worker, did not have the relevant documentation.

Therefore, to finance the repairs and future improvements, they relied on an informal community financing practice known in Creole as a “sit.” A “sit” involved pooling money from numerous people (relatives and friends) in a neighbourhood into a general fund. This fund could be used for household expenses, but many used it to improve or repair homes. Every month, each household would pay the same amount into the pool, and a designated collector would distribute the pool to one household randomly until all households had received the pool at least once and then the cycle would start again.

In contrast to bank loans, the “sit” was an attractive alternative since it was interest-free. This arrangement was helpful for Mum’s family, who couldn’t provide an acceptable form of collateral to banks, lacked a credit history, and had limited awareness of how formal credit systems worked. Unlike formal bank loans, “sits” didn’t require collateral or have transaction costs (Karaivanov & Kessler, 2017). However, these practices had downsides. For example, if a ‘sit’ participant can’t pay into the fund for one month, it could impact their relationship with everyone in the community, having a high social cost (ibid). Mum recalls that contributors could swap with the weekly recipient if they required the fund earlier for an emergency, and if someone couldn’t pay for a particular month, they could work out an arrangement with the collector and contributors. It was a system built on trust; in Mum’s experience, “there were never any major issues, and it was essential in difficult times.”

The prevalence of informal community financing practices highlights the failure of government schemes to trickle down to low-income people in rural areas who may have owned land but required financing for materials to build adequate and sustainable homes. So, although private ownership was high, for example, in 1972, 94.6% of all housing units were privately owned (Ministry of Planning and Development, 1986), Mum’s experience illustrates that people that needed suitable and adequate housing were effectively left unsupported by the government.

 

Continuing home improvements 

In 1981, Mauritius was challenged by a sugar crop failure coinciding with a global price drop (Gupte, 1981). Mum’s dad owned a piece of inherited land where he cultivated sugar cane, and the family heavily depended on this for their household income. The poor harvest and lower market prices, left the family significantly impacted; finding themselves relying on Mum’s grandmother’s pension. This also halted their much-needed home improvements and repairs. The country’s economy, which was still heavily reliant on sugar exports, also suffered detrimentally, with nearly 60,000 out of 960,000 people unemployed (ibid).

In late 1981, Mum’s dad secured a job working for the government as an irrigator, qualifying him for an interest-free government scheme to help workers improve their housing structures, with 3,000 rupees a month offered towards sturdy building materials. Mum told me “It was not much, but it was something. We would use this to buy some materials and build slowly.”

For Mum’s family, constructing their home was a slow and steady operation. Even with the government loan, building materials had to be accumulated over a considerable period before construction could start. The family continued participating in the ‘sit’, hoping it would come in handy in speeding up construction work.

In late 1982, they started rebuilding the two bedrooms using bricks and cement, but since they couldn’t afford to hire ‘masons’ (Creole for builders), they employed a ‘maneve’ (builder’s apprentice) who required a smaller fee. It was customary for unpaid male household members and relatives to help with construction, some even travelling from far-away areas to help. To show appreciation for their hard work, they’d be offered a nice meal at the end of the day in lieu of payment. This approach was present in many other households; Mum recalls her dad and brothers helping build and improve relatives’ homes too.

The improvements were focused on the house structure whilst the kitchen and toilet remained outside, still made of corrugated iron and wood. Mum recalls the unpleasantness of bathing in winter and the frequent water shortages; using a ‘dron’ (large plastic barrel) to collect rainwater for showering. Eventually, the kitchen was added as an extension to the concrete home. Mum says the kitchen and bathroom were not prioritised because of a lack of infrastructure for sewage or freshwater, and she says “improving the bedrooms first made sense as it benefitted everyone in the house.”

This incremental approach to housing allowed Mum’s family to improve their homes based on their needs and resources. It also made high building costs more affordable. However, these small loans also meant slow progress. Hence, combining the government loans with the informal community financing was crucial to making this approach possible at all and was ultimately borne out of necessity.

Image: Triolet 1984, Mum’s home under construction using sturdier materials

 


Scarce land and the rise of real estate development projects

The declining price of sugar and the phasing out of preferential trade agreements for sugar exports to the EU led the government to seek alternative sources of economic revenue (Gooding, 2016). Hence, in 1985, the government initiated various real estate development projects to attract foreign investment (ibid). These legislative changes would accelerate into the 2000s with the Integrated Resource Scheme (IRS) in 2002, increasing the purchase of villas and hotels, particularly by white Europeans and South African investors (ibid) and the amended Immigration Act in 2002, allowing non-citizens to become residents if they invested a minimum of 500,000 dollars in a set of “identified business activities” (ibid).

These schemes resulted in properties that were commonly located along the coast, providing direct beach access and amenities such as wellness centres and golf courses, and so accordingly requiring vast amounts of land. While many resorts were erected around rural towns, little development or investment occurred nearby in Triolet itself. Indeed, these schemes led to unequal distribution of economic benefits. For example, tourists visiting Mauritius spent money on foreign-owned resorts and hotel restaurants. They were unlikely to venture further and spend on local businesses; thus, the local communities did not feel the economic benefits. (Ramtohul, 2016). Moreover, opening the real estate sector to foreigners caused discontent among the local population, given the sensitivity of land ownership in Mauritius due to land scarcity (Tijo, 2013; Gooding, 2016).

These coastal development initiatives also impacted local communities’ ability to access beaches. Despite it being enshrined in law that all beaches in Mauritius are public up to the high tide mark (Pas Geometriques Act, 1895), hotels and resorts built barriers that made it challenging for people to access the whole beach area. Wealthy investors and private owners who had bought homes with easy beach access followed the hotels barrier-building example and with little intervention by the government, were tacitly allowed to continue this exclusionary practice.

Going to the beach is a celebrated space, important to many Mauritians of different backgrounds who would head there on weekends. Indeed, it was one of the few public spaces available for leisure activities. For Mum, there were no gardens or play areas where she lived. Only a small plot of land behind Mum’s house was shared with her aunt to cultivate papaya trees and aubergines, and the family collectively shared the crops. Like many Mauritian families, they would walk to the beach on weekends. She recalls as she grew older, access to these spaces became more difficult due to the increasing number of resorts, hotels and holiday homes. Accessibility to these public spaces became a huge social issue. Mum recounts her and her family being “told to move from the beach near the hotels. We were made to feel really uncomfortable for sitting on the sand.”

The need to diversify its economic portfolio meant Mauritius focused on expanding the real estate industry as an alternative source of revenue. Unfortunately, the development of coastal areas led to unequal distribution and access to land and limited benefits for working-class communities. The government did not properly consider how these policies would negatively affect the livelihoods of local communities, instead choosing to prioritise scarce public spaces such as beaches for tourists and hotels only (Naidoo & Sharpley, 2015).

 

Moving to Vacoas

In 1994, Mum married and relocated to Vacoas, a town in the western part of Mauritius. Vacoas was a middle-income residential area closer to economic centres than Triolet. There were more amenities, and the area was generally more developed.

She shared a home with her in-laws, my dad’s brother, his wife, and their children. Similar to Triolet, the house was surrounded by the homes of my dad’s relatives, as my grandfather’s brothers owned properties on either side and in front of the house. Similarly, the male siblings all inherited the land from their father. From 1995 onward, their properties would also expand to include their sons once they married.

In 1999, Mauritius was faced with a drought, leading to a limit in water usage for most people in the country (The New Humanitarian, 1999). People had access to water for only one hour a day (ibid). Mum recalls this and says that “during that hour, each household would collect water and fill as many containers as possible.” Despite an improvement in Mauritius’ economy during this period, infrastructural issues still affected people’s daily lives, particularly women, who were expected to manage household chores, and care for young children.

Cultural housing practices continued throughout this period, whereby male family members inherited land, and women did not. After my grandfather died in 2000, the house was divided according to this practice. My dad’s brother began constructing a separate housing unit upstairs, eventually moving there after construction was completed with his family. The main house was split in two, with my dad and his older brother each inheriting half. These patriarchal housing practices can leave women without security, and a lack of land ownership can result in limited say in household decision-making (Archambault & Zoomers, 2015, pp5). It can expose women to vulnerabilities, such as finding it more difficult to leave their spouse if they experience domestic violence (ibid). It’s important to note that, as mentioned previously, if women were widowed or the family didn’t have sons, then the women would likely inherit property. Nevertheless, it is a practice that is ultimately unfavourable to women, leaving them insecure and effectively dependent on male household members; as a result, reinforcing gender inequalities.


Conclusion

In 2002, my dad found a job in the UK, and shortly after, Mum and I moved here for a new beginning. Mum’s housing story illustrates how Mauritius’ housing policies evolved rapidly from 1972-2002. It highlights how the devasting effects of cyclones meant the government had to push for the elimination of structures that could not withstand them. Although this can be lauded, due to the significant rise of concrete structures due to government schemes which provided affordable loans for workers to build sturdier homes; its inaccessibility, particularly for people living in rural areas, meant they had no choice but to rely on informal community financing schemes. The story also highlights the prevalence of patriarchal cultural housing practices whereby male family members inherited land at the expense of women, reinforcing gender norms. Finally, although the expansion of the real estate industry benefited the economy, it came at a cost for locals, who effectively lost their access to much-needed public spaces in favour of hotels, resorts and holiday homeowners in a country where land was already scarce.


Bibliography

Archambault, ‎Caroline S. & Zoomers, Annelies. (2015) Global trends in land tenure reform: gender impacts, Taylor & Francis

Brautigam, Deborah (1999) “Mauritius: Rethinking the Miracle.” Current History 98: 228-231.

Chagny, Maïti (2013) Overview of social housing programs Effected in Mauritius since the 1960s by the government, private sector and NGOs, http://nh.mu/wp-content/uploads/2016/02/Report-Overview-Social-Housing.pdf

Couacaud, Leo (2023) From plantations to ghettos: The longue durée of Mauritius’s former slave population, History and Anthropology, DOI: 10.1080/02757206.2023.2183398

Friedmann, John (2005) Globalization and the emerging culture of planning,

Progress in Planning, Volume 64, Issue 3, 2005, Pages 183-234, ISSN 0305-9006,

https://doi.org/10.1016j.progress.2005.05.001. (https://www.sciencedirect.com/science/article/pii/S0305900605000607)

Gooding, Tessa (2016) Low-income housing provision in Mauritius: Improving social justice and place quality, Habitat International, Volume 53, Pages 502-516, ISSN 0197-3975, https://doi.org/10.1016/j.habitatint.2015.12.018. (https://www.sciencedirect.com/science/article/pii/S0197397515300898)

Gupte, Pranay, B. (1981) DEPENDENCE ON SUGAR WORRIES MAURITIUS, Dec. 26, Section 2, Page 38, The New York Times archives https://www.nytimes.com/1981/12/26/business/dependence-on-sugar-worries-mauritius.html

Karaivanov, Alexander and Kessler,Anke (2018) (Dis)advantages of informal loans –Theory and evidence, European Economic Review, Volume 102, Pages 100-128, ISSN 0014-2921, https://doi.org/10.1016/j.euroecorev.2017.12.005.(https://www.sciencedirect.com/science/article/pii/S0014292117302258)

Naidoo, Perunjodi and Sharpley, Richard (2015) Local perceptions of the relative contributions of enclave tourism and agritourism to community well-being: The case of Mauritius, available at http://clok.uclan.ac.uk/12939

Ramtohul, Ramola (2016) High net worth migration in Mauritius: A critical analysis, Migration Letters, Volume: 13, No: 1, pp. 17–33

Salverda, Tijo (2013) Balancing (re)distribution: Franco-Mauritian land ownership in maintaining an elite position, Journal of Contemporary African Studies, 31:3, 503-521, DOI: 10.1080/02589001.2013.812455

Ministry of economic planning and development – central statistical office (1986) 1983 Housing and population census of Mauritius: households and housing needs: estimates and implications https://statsmauritius.govmu.org/Documents/Census_and_Surveys/Archive%20Census/1983%20Census/Analytical%20Reports/1983%20HPC%20-%20Vol.%20III%20-%20Households%20and%20Housing%20needs%20-%20Estimates%20and%20Implications%20-%20Island%20of%20Mauri.pdf

The New Humanitarian (1999) Water restrictions introduced, https://www.thenewhumanitarian.org/report/10166/mauritius-water-restrictions-introduced

United Nations Human Settlements Programme (2011) Housing the Poor in African Cities, Quick Guide 5: Housing Finance https://www.citiesalliance.org/sites/default/files/Quick%20Guide%205%20-%20Housing%20Finance%20-%20Ways%20to%20Help%20the%20Urban%20Poor%20Pay%20for%20Hpusing_0.pdf

Mauritius Local Government Act 1989 https://la.govmu.org/downloads/LGA%201989.pdf

The Town and Country Planning Act 1954 https://business.edbmauritius.org/wps/wcm/connect/business/f27c44b5-c3d7-4c9a-ae12-9e502c26b390/THE+TOWN+and+COUNTRY+PLANNING+ACT+1954.pdf?MOD=AJPERES&ContentCache=NONE&CACHE=NONE

Mauritius Building and Land Use Permit Guide https://la.govmu.org/downloads/Blp%20Guide%20Updated.pdf

Pas Geometriques Act, 1895 https://attorneygeneral.govmu.org/Documents/Laws%20of%20Mauritius/A-Z%20Acts/P/PAS%20GÉOMÉTRIQUES%20ACT%2C%20Cap%20234.pdf

Old Anarkali Housing Story

By Asim Noon, on 11 July 2023

This housing story follows the urban transformation of a once-thriving node based in the Old Anarkali neighbourhood of Lahore, Pakistan. It is a story of cultural shift, resistance to change, inevitable transition, and the lingering battle between despair and hope. The story follows a narrative thread, informed by inherited memories and from lived experiences in what used to be a tightly-knit neighbourhood community. The story depicts the loss of shared space and collective consciousness due to repeated experiments of urban (de)generation.

While this housing story focuses on the specific neighbourhood of Old Anarkali, Lahore, it is framed by the lived experiences of one of my dearest friends from college, who has requested that his name remain anonymous. As the protagonist of this housing story, he resided at 3/2 Lodge Road for the larger part of his adolescent life. We studied together at the nearby National College of Arts Lahore Campus and would often get together at his house after college.

 

My friend as a child with his mother in the living room of their Old Anarkali home

 

Introduction

Pakistan is a South Asian developing country with over 240 million residents and has been doubling in population density every 35 years (World Population Dashboard – Pakistan). According to a recent UN Report, Pakistan is one of the eight countries that will witness more than half of the projected increase in global population by 2050 (World Population Prospects, 2022). Country wide, it has historically battled housing issues. Even at a micro level with its urbanising cities, it has witnessed housing crises that have seen huge shifts in communities and how they live.

As the capital of one of Pakistan’s most populous provinces, the Punjab, Lahore is no exception. Its residents struggle with socio-political power relations that underpin the housing market. Infrastructure facilities and quality-of-life improving investments are inevitably concentrated in areas of influence, where wealthy residents pull resource division and maintenance, directing access away from the urban poor. This rich-poor divide leads to a “splintering urbanism” (DPU 2013, originally by Graham & Marvin, 2001). Additionally, whilst infrastructure like rapid transport may improve mobility, it comes at a high cost. It can displace entire communities, where ‘bastis’ and ‘abaadis’ (shanties) fall prey to repeating false promises of development.

The context

 

Old street scene of Anarkali Bazaar, Lahore, 1890s
By British Library (Author Unknown) – British Library, Public Domain, https://commons.wikimedia.org/w/index.php?curid=11397569

 

As one enters the (new) Anarkali food street, there is a sense of being transported to a different time. This pedestrian-centred traffic artery boasts flavourful food and a sensory delight, especially on festive occasions like Eid. However, as one traverses the aptly titled “tourist street” and walks south, a harsher reality unfolds. The Old Anarkali road is chaotic with traffic, overflowing with motorcycles, rickshaws, and cars and being overtaken by rampant commercialisation.

Purana” Anarkali or Old Anarkali is a neighbourhood at the south end of Anarkali Bazaar (market), one of the oldest surviving markets in the Indian Subcontinent. It dates back more than 200 years. Anārkalī was a courtesan in the Mughal era, with whom Prince Salim, who later became Emperor Humayun, fell in love. Steeped in Mughal architecture and romance, the mausoleum and the area surrounding it existed as a cultural and artistic centre. The story of Anārkalī itself is one of unrequited love and longing.

Timeline

Around World War 1

The Old Anarkali area consisted primarily of horse stables, to facilitate the cavalry, which were later relocated to a place called Rasala Bazaar

1929

The house, 3/2 Lodge road, was constructed, as per the blueprints, in the celebrated Indo Sarsenic style

1947

The protagonists maternal grandparents moved to this house from India after his grandfather fought in World War 2 and was granted legal tenure for being a part of the pre-partition INA – Indian National Army

There was community spirit and people were considerate, to the point that even families of four decided to share space with each other. My nana (grandfather) gave space to another family on the ground floor.”

During partition – and post 1947

In the splitting of the Indian subcontinent into Pakistan and India- many families were divided. People had to abandon their homes and rushed to relocate. Some buried expensive belongings in hopes that they’d revisit their homes and reclaim their treasures, but that never happened. There are stories that gold and precious metals were found in some abandoned homes.

The neighbourhood, in its physical state, stayed the same for a large part of 1947 up until the 1990‘s, when the protagonist was born. Neighbourly evening walks were common amongst communities and there was strong social integration.

In early 2000’s

By the early 2000’s, the neighbourhood was running on its last fumes, especially as real physical transformations in the form of construction for the contested Orange Line mass-transit system started taking shape. It corroded what little was left of a past sense of community.

Context mapping

Areas of interest are marked on the Google Earth image (above);
In red is the house 3/2 Lodge Road;
In blue is the Jain Mandir Temple which stands isolated around a traffic island since the unpopularity of Jainsim in an Islamic post-partition republic;
in green is the Orange Line metro station completed in 2020; in purple is pre partition structure Kapoor Thala house.
The area inside the yellow dotted line marks the residential area that was completely destroyed to make room for the viciously contested Orange Line Anarkali Metro station.

 

 

Protagonist’s mother in her college days in the alleyway outside their home (1978)

 

3/2 Lodge Road was right in front of Lahore’s former mayor’s residence, which later became, and is still is, the office for a law firm Kashif Law Chambers. This shows truly what a thriving community once existed in the area. Owing to the fact that the high court was close by on Mall Road, more law firms began surfacing in the area.

Circumstance and proximity play an interesting role in shaping life choices. My friend was inspired by both his parents towards the arts since they were designers by degree and profession. He thus chose to attend the same institution as his mother.

My mother would often walk me through the old streets of Rabbani road and Rasala Bazar all the way up to the National College of Arts, her alma mater. She would get fresh clay from the ceramic studio for me to play with. We would stop by the museum quite often. I think just walking through the streets that were populated with such great colonial, pre-partition architecture, sparked and encouraged my sense and fascination for it.

Reasons for leaving

In his own words the factors for leaving Old Anarkali were perhaps many.

For me personally, there was a decline in the quality of life there. There was so much noise pollution. The doctor advised that we move out because it was depressing for Ammi [mother] to be there. It may ring true for a lot of people, when you’ve seen too much in a house you really want to eventually change scenery and get away from it.

Our house shared the wall with a laboratory for the longest time. The machine was placed directly next to the wall that connected with our side of the house, constantly exposing us to x-rays. They were taken to court a few times but nothing became of it. This was also part of why we decided to leave home.

In addition to this, the house was also gradually coming apart structurally – instead of renovating it, it was more practical  to shift. Due to commercialisation, CNC (computerised numerical control) and laser cutting services had taken over and posed serious health concerns. In 2006, the roof of a room we did not use came down too. So it was all just in shambles.

Since a lot of the houses were built pre partition and used wood materials in construction, there was a serious termite infestation  issue. It wasn’t the sole reason why one would be stressed, but it definitely contributed to the overall situation. In modern construction or areas where houses were built with new methods and procedures, treatments for termites are infused in the foundation of the structure. When you compare those construction methods to the methods of the past, you do get colder rooms in summers due to the construction quality, but then there’s issues like termites and seepage in the walls that need constant maintenance. 

In a broader sense, I think for most people there, the community I’d say was 40 percent well educated. The neighbours whom we were most close to, a doctor, passed away, and his family moved out. The neighbourhood began to lose its meaning in time and space. The structures, walls, alleys and corridors don’t make a neighbourhood. It’s the people that occupy it. So I’d say, for most people, time just moved on, and in saying that, they had that move out and on too. But over time, shops and houses turned into spaces to host shoe workshops and metal sign workshops. This meant a lot of noise and the loss of peace and quiet which the area had seen a lot of earlier. Additionally, the areas in close proximity to newly refurbished Anarkali Bazar and commercialised Food Street also began to witness a lot more movement all around. It just did not make sense to stay there for a longer time.

What next?

My brother lives in and manages the upper floor of the old anarkali house. He has a love-hate relationship with the place. Squatters are common in those areas and people occupy spaces illegally. So, until the house is sold, my brother feels it’s unsafe to abandon it as it’s very likely someone will take over it illegally.

Interior photos of the house prior to being vacated

 

“If these bricks could talk, what would they say?”
Superimposing the past with the present

Broader implications

Lahore’s Orange Line metro seems to be the elephant in the room. The project was a venture part of CPEC (China Pak Economic Corridor). It was a one-of-a-kind Chinese-backed commuter train line, constructed over five years, from October 2015 till October 2020. It signalled a new chapter in the Pakistan-China friendship and provided an easier, faster commute for the citizens of Lahore.

However, the project was surrounded with controversy. In 2016, construction was temporarily suspended by the Lahore Court because it threatened UNESCO world heritage sites. Unfortunately, the verdict was later overturned by the Supreme Court of Pakistan. (Ebrahim, 2020)

Mr Kamil Khan Mumtaz, an renowned Lahore based architect, strongly advocated against the Orange Line project for its destructive methodology. He said that buildings and sites that “make Lahore what it is with its history, its heritage, its culture” were blasted into nothing. “Entire neighbourhoods, like the Old Anarkali where people lived and had worked for generations, look like Nagasaki,” he added, pointing to the blatant “violation of historic monuments” which he described as a “criminal act”. (Ebrahim, 2020)

Kamil Khan Mumtaz expressed concern regarding how “a cash-strapped country like ours would pay for this luxury”. He estimated that the Punjab government will pay “PKR 74 million per day (USD 460,800) in subsidies”. He suggested selling the train line to a private operator and buying buses instead, because, “Lahore has a good road network for the buses to ply on”.

3/2 Lodge Road was not scheduled for demolition, but a significant part of the neighbourhood on the east was destroyed. Over 200 families were displaced, as well as an institute for disadvantaged children, shops and a squatter settlement. (Ebrahim, 2020)

Affectees were compensated with what the government termed a historic package at the time. According to the Lahore Development Authority (LDA), people were compensated a lump sum of PKR 1 million (less than £3000) per room after being displaced by the Orange Line but many residents were unhappy. Shakeel Ahmed, another resident of the Anarkali district, lost his home and accused local authorities of heavy handedness.

Outdated colonial-era land laws like the Land Acquisition Act of 1894 empower the government to snatch land for unjust compensation. The Lahore Development Authority (LDA) said that the Punjab government was authorised to take land, granting the government the right to appropriate land if citizens receive compensation and prior notice.

This means that many of the  former occupants have sacrificed property in one of Lahore’s most iconic and valuable areas. Property prices have skyrocketed in recent years but the displaced will not reap the rewards.

Conceding that Lahore needs a “smart, green transit system” like the Delhi metro, architect Imrana Tiwana deemed that the Orange Line remained an unacceptable alternative. Tiwana reinforced that it violates the law and is a complete misfit for a historic city with its Mughal-era “protected heritage”. She described it as “a huge white elephant” that will be used by very few. In fact, 1% of Lahore’s population (250,000 people) use the train – with the trains often operating considerably under full capacity. (Reuters, 2020)

 

View from 3/2 Lodge Road window (Anonymous, 2007)
Pre Metro Station (before)

 

 

The recently constructed Anarkali Orange line station is a tribute to Mughal era architecture
But it is important to consider the social and financial cost of all this. Is the intervention truly adding value to the community?
(By King Eliot – Own work, CC BY-SA 4.0) https://commons.wikimedia.org/w/index.php?curid=111939557

 

 

Old Anarkali context May 2001 (3/2 Lodge Road pinned in yellow)

 

Old Anarkali context May 2022 (3/2 Lodge Road pinned in yellow)

 

 

Conclusion

Pakistan’s housing problems are certainly manifold and complex. Such problems arise due to prioritising short-term goals against a long-term vision, especially when conceiving projects through external aid. Forming periodic consensus and employing a reframing diagnosis can open up the room for transformative potential in this regard. Thus, recognition of all stakeholders is a must to curb social injustices.

Rethinking, recontextualising and reconstructing mechanisms of housing is necessary to converge towards fair and just compensation to ensure that there isn’t a reproduction of what David Harvey calls the “accumulation by dispossession” (Harvey, 2008). Today, the term Purana Anarkali (old Anarkali) evokes a nostalgic sigh for a bygone era.

Although many have shifted away, all cannot be lost. Governments must see the need as well as the possibility to accommodate citizens without displacing them, as well as awarding fair compensation. Organisations like the Walled City of Lahore Authority strongly advocate and achieve results for the restoration and preservation of historic sites. There remains hope that collective action can spur recognition, bringing back to life the community spirit of places like old Anarkali.

The underlying truth is that neighbourhoods like Old Anarkali are co-produced organic urban centres and reminders of history. Their preservation and the just compensation for residents are important to presence, territory, and historic context. Mass appropriation of space, and the copy-paste replication of global cities, like that in the case of the Ravi Riverfront Development serve no good. Proponents and opponents exist towards this hailed as “Pakstan’s answer to Dubai”. This provokes the question ‘Is this what is visioned for once thriving neighbourhoods like old Anarkali?’

 

A mock-up of the Ravi City. Photograph: Courtesy of Meinhardt group

 

 

References

Ebrahim, Z. (2020, December 15). Orange Line Metro Train: Another ‘huge white elephant’? The Third Pole. Retrieved April 24, 2023, from https://www.thethirdpole.net/en/pollution/pakistans-first-city-metro-another-huge-white-elephant-2/

Graham, S., & Marvin, S. (2001). Splintering Urbanism: Networked Infrastructures, Technological Mobilities and the Urban Condition. Routledge.

            splintering urbanism | UCL The Bartlett Development Planning Unit. (2013, July 5). UCL Blogs. Retrieved April 24, 2023, from https://blogs.ucl.ac.uk/dpublog/tag/splintering-urbanism/

Harvey, D. (2008). The Right to the City [New Left Review].

Managing supply and demand: The key to getting ‘housing’ right in Pakistan. (2022, March 11). World Bank Blogs. Retrieved March 12, 2023, from https://blogs.worldbank.org/endpovertyinsouthasia/managing-supply-and-demand-key-getting-housing-right-pakistan

Rizwan, S., & Mirza, Z. (2022, February 3). Commercialisation in Walled City hampers conservation, trade – Newspaper – DAWN.COM. Dawn. Retrieved March 12, 2023, from https://www.dawn.com/news/1672926

Toppa, S. (2020, December 21). ‘This will make us poorer’: Pakistani metro brings uncertainty for displaced residents. Reuters. Retrieved April 24, 2023, from https://www.reuters.com/article/us-pakistan-lahore-metro-feature-idUSKBN28W039

World Population Dashboard -Pakistan. (n.d.). United Nations Population Fund. Retrieved April 24, 2023, from https://www.unfpa.org/data/world-population/PK

World Population Prospects. (2022). the United Nations. Retrieved April 24, 2023, from https://www.un.org/development/desa/pd/sites/www.un.org.development.desa.pd/files/wpp2022_summary_of_results.pdf

Making Home Away from Home: Life in the Private Rental Sector as an Eastern European Migrant

By Sylwia Satora, on 3 July 2023

UK immigration from Eastern Europe (EE) increased considerably post the European Union (EU) accession in May 2004 (Parutis, 2015). It permitted free movement across the United Kingdom (UK) and home country, opening the opportunity for employment in Britain, and thus the possibility of ‘a better life’. The EE dream of Britain as the ‘mini-America’ (Judah, 2016) tells the tales of “the glamour of London” (Morrison, 2016) whereby those moving overseas to settle, making Britain their home, can work towards owning something of their own. As such, between May 2004 and December 2008, the UK Worker Registration Scheme (WRS) received over 965,000 applications, of which 66% were Polish, 11% Slovakian and 9% Lithuanian (Parutis, 2015).

Amid the “utopian myths” (Morrison, 2016) of the British dream “as seen from afar” (ibid) are the harsh realities of making home in a new country up close “if you are poor or Other” (Morrison, 2016). It involves navigating a vast array of hurdles including language barriers and thus dependence on co-ethnic social systems for housing, employment, and information; discrimination; limited work opportunities and housing options and as such; a compromise in the quality of life and living standards. Told through the eyes of a Polish mother who immigrated to Britain with her husband and daughter, this essay will seek to explore the journey of making home in the UK within the bounds of the private rental sector as way of opening and closing opportunities for migrants seeking a ‘better life’. It will seek to move beyond the physical structure of a house as four walls and a roof and the statistics used to group and stereotype displaced individuals, but touch upon the “theoretical concept of home […as a] lived experience and identity” (Parutis, 2015).

Whilst there are a multitude of terms to describe someone who has settled away from their country of origin, such as ‘expat’ which is typically associated with successful individuals who bring economic and cultural benefits to the country they move to, use of legal definitions including ‘foreigner’, ‘immigrant worker’ and ‘economic migrant’ paint a picture of ‘otherness’ and are most often used to categorise individuals settling in the UK from EE. For purposes of clarity, this essay will refer to all persons who have “changed their country of usual residence” (Sturge, 2021) as migrants.

 

Leaving the Homeland

Agnieszka’s story of making home in Britain begins in the years leading up to her arrival to the UK in 2005. The post-communist period in Poland, which began in 1989, brought with it major changes to the country’s political, economic, and social systems (Gardawski, 2002). One of the major challenges faced was high levels of unemployment, which reached peak at 20.7% in 2003 (tradingeconomics.com, n.d.), on account of transition to a market-oriented global economy coupled with a decrease in the demand for Polish products in the former Soviet countries (Britannica, 2019). As such, it created a system of hiring based on personal connections and recommendations with limited possibility of securing stable, non-exploitative employment. “Unless you got lucky, you worked long hours and received little pay” (Agnieszka, 2023). “Despite acquiring a house through inheritance, which provided some sense of security and did not consume the already insufficient household earnings, constrained prospects to improve our quality of life motivated our move overseas” (ibid). Poland’s entry into the EU, coupled with established social networks in Britain as “the land of opportunity” naturally dictated the choice of settlement location (Judah, 2016). According to Parutis (2015), securitisation of accommodation, work, and information for many migrants is often attained through “personal co-ethnic social networks” who have settled in the host country beforehand. Despite learning English in preparation for moving to the UK, the limited ability to communicate increased such reliance on the families’ trusted networks. Surrounded by individuals who share one’s culture and native language, as the “symbolic homeland” (Parutis, 2015), “provided us with a sense of belonging and comfort” (Agnieszka, 2023) in adjusting to the psychological and social challenges of immigration.


Photograph of Agnieszka and her daughter in the front garden of their family home in Poland

 

The Private Rental Sector

Thatcher government implemented neoliberal policies that promoted a free-market approach resulted in a decline in the availability of social housing and in turn led to a general shift towards the private rental sector (PRS) for the provision of affordable housing. Policies such as the ‘Right to Buy’, accessibility of ‘Buy to Let’ mortgages and mass social housing stock transfer to housing associations crated a “captive market” (Grey et al., 2019) of households with no alternative to private renting. In addition of state failure to replenish the social housing stock, deregulation of the PRS and major shift in policies towards rent subsidies for lower income tenants in the PRS, which directed capital away from public housing into the private market (Grey et al., 2019), has contributed to the stark increase in housing costs in proportion to renters’ income.

 

(From the perspective of a migrant)

EE migrants arriving in the UK lack an immediate access to welfare rights, and as such, the PRS is the most common viable option for securing housing upon arrival. Implementation of Assured Shorthold Tenancy by the 1988 Housing Act and its standardisation as the “default tenancy type” (Parutis, 2015) by the 1996 Housing Act, prescribed the PRS as the main sector to supply short-term housing, also referred to as the “transitional stage in the [migrant] housing career” (ibid). Arguably offering mobility via relatively easy access and withdrawal, it serves as a useful intermediary stage towards the more desirable housing sectors such as social renting or home ownership. However, in contrast to the attractive portrayal, individuals seeking home security in the PRS are often faced with the cost of “painful compromises” (Grey et al., 2019) that include expensive rent, overcrowded and poor living conditions and threat of eviction. Due to their lower income levels in comparison to the general public, access to accommodation is further restricted placing migrants at a greater disadvantage when competing for housing.

Despite being able to successfully secure a stable job in the construction industry, Agnieszka’s husband’s low wage proved insufficient to cover the cost of renting an entire flat; “we were forced to live in a house share with people we didn’t know. We lived in a three-bed flat on a former social housing estate in Putney Heath, […] it was surprising to see such a clear division between communities and neighbourhoods based on their class and status. The property itself had issues with dampness and poorly insulated single-glazed windows, although this wasn’t the biggest problem for us […] Sharing a home with singles who had different priorities and standards of living made it difficult for our family to achieve the warm and clean space I desired for us. They came from such an assumption that if I wanted to maintain cleanliness, I should do everything myself; this included simple tasks like taking the rubbish out and wiping down surfaces after making food. […] Eventually it led to tensions rising that quickly escalated, making our living situation all the more difficult, especially given that we, as a family of three, had one bedroom at our disposal. […] It felt as though the Polish community living in the UK was caught up in a rat race and I found it difficult to connect with trustworthy individuals on whom I could rely. I felt very isolated” (Agnieszka, 2023).

It is reported that over 800,000 Londoners reside in overcrowded conditions that are primarily associated with the lack of affordable housing. Moreover, difficulties in regulation and management have led to the PRS being ranked lowest with the highest share of “unfit living conditions” (Parutis, 2015) in the hierarchy of tenures. In spite of securing accommodation, the absence of a healthy living environment and dependable social relations, resulted in feelings of “a lack of belonging” (Parutis, 2015) which can also be viewed as an alternative understanding of homelessness (ibid). “We didn’t intend to settle down in England for good, but we were also uncertain of when we would return to Poland. The reality of our living situation felt like someone poured a bucket of cold water over you” (Agnieszka, 2023).

 

Relocating Home

Polish migrants renting in the PRS are found to relocate frequently. “Migrants housing, like migration itself, is a process that changes over time depending on future plans, migration motivation and economic factors” (Parutis, 2015). Housing situations are re-evaluated as personal circumstances change over time. While it may be argued that regular moves may illustrate flexibility in rental agreements, it is a clear indicator of “instability and insecure housing conditions” (Parutis, 2015). This is particularly troublesome to families, as the process involves changing schools, making connections in new communities, switching jobs, or accepting long commutes.

 

Map showing the multiple homes Agnieszka and her family lived in, in London, UK

 

Pursuit Towards Homeownership; What does it mean to become a homeowner?

Agnieszka was able to secure employment, but her limited English skills restricted her to a low-paying position as a caregiver. Despite the fact that both Agnieszka and her husband were earning wages, it was insufficient for the family to rent a home independently. Upon learning that they might qualify for Housing Benefit which would assist in covering housing expenses due to their low income, Agnieszka approached an estate agent to find a suitable two-bed flat. She was met with a “we do not serve such clients here” response – “I felt like a second-class citizen” (Agnieszka, 2023). After facing several challenges, such as securing a guarantor, the family were able to find a new place to call home. However, the desire to free themselves of the dependence on housing assistance, coupled with the dissatisfaction of paying someone else’s mortgage and the threat of rent rises and eviction that came with renting, motivated the pursuit towards homeownership. According to Grey et al. (2019), 36% of renters’ income is consumed by housing costs compared to that of 12% for homeowners with a mortgage. As such, the desire to become a home-owning household is associated with lower expenses, greater security of tenure and thus sense of belonging. Blunt and Dowling (2006) appoint to the distinction made by the English language of ‘homeownership’ as opposed to ‘house-ownership’. Associations made with owning a house are imagined as having greater ability of making home in comparison of those who rent (Parutis, 2015). Moreover, the commodification of housing which puts first asset value over social good is compounded by the fact that housing equity is said to comprise “the main component of UK household wealth” (Nygaard, 2011).

 

The Cost of Homeownership

According to Grey et al. (2019), “an economic preference becomes effective demand only when it is backed up with money”. This helps explain why minority groups, including migrants with limited financial resources, have lower levels of demand in the housing market. The ease with which a mortgage credit loan can be taken out to secure homeownership, as required by most households in the UK, governs the “purchasing power” (Grey et al., 2019) and thus the “overall level of house and land prices” (ibid). Moreover, cheap ‘Buy to Let’ mortgage loans against projected rental income, as opposed to the existing income of prospective first-time buyers, gave landlords an unequal advantage over lower-priced properties. As such, the various landlord tax breaks, low interest rate credit and deregulated rents permitted the capital value to increase “above the maximum that many first-time buyers could raise” (Grey et al., 2019).

Agnieszka and her husband found themselves in a “vicious cycle” (Agnieszka, 2023) as they tried to save for a housing deposit. Working weekdays and weekends had a negative impact on family life and the increased income resulted in a decrease of housing assistance, cancelling out any gains made towards saving for a deposit. “If you are an individual on a low income and without real qualifications, life is difficult and you need to work relentlessly” (Agnieszka, 2023). As a result, a decision was made to renounce the housing subsidy, work longer hours and return to living in a house-share by subletting one of the bedrooms in their two-bed flat. In the meantime, to broaden her employment prospects, Agnieszka began studying a bookkeeping course and took on training to expand her caregiving qualifications. However, securing a higher paying salary required undertaking an unpaid internship which was unfeasible considering the need to save for a deposit while already being financially stretched.

 

Un(der)-regulated Rental Sector

During the period of saving up for a property purchase, the family experienced multiple relocations while living in the PRS. The legal system in which they found themselves shifted power in favour of the landlord (Spratt, 2023) permitting unregulated rising rents and threat of eviction upon the landlord deciding to put their property on the market, dismissing any renters’ rights. With the aim of making the PRS more competitive following the free market ideology, Housing Acts of 1980 and 1988 demolished the previous 1915 to 1979 legislative policies which to some extent regulated rents and provided protection to tenants (Grey et al., 2019). Under the Assured Shorthold Tenancy agreement as the most common type of private residential tenancy, the limited six moth fixed-term contract permitted landlords to evict their tenants and take back possession of the property (Grey et al., 2019). Landlords could repossess their properties “without having to establish fault on part of the tenant” (UK Parliament, 2023) under the ‘no fault’ section 21 evictions agreement. Furthermore, as well as receiving major tax breaks, landlords received supplementary advantages such as the ‘wear and tear’ allowance which prescribed them to claim for compensation for the cost of replacing movable assets, that “did not require any proof of investment in the property” (Grey et al., 2019).

As a result of the challenging circumstances, the family was only able to secure a rental property within their limited budget by reaching an agreement with the landlord to renovate the property to a liveable standard at their own expense. Despite their hard work and effort dedicated to improving the property, the family was served an eviction notice shortly after moving in, informing them that the property would be listed for sale. Given the asking price of the property was out of their limited price range, they were given a two-month notice to vacate while the landlord profited from their investment.

Despite time pressures and financial constraints that limited their search to a small portion of available properties, “the estate agents informed us of a property that was set to be put up for sale within our neighbourhood. Knowing that the competition for such properties was extortionate, located in a safe area and reasonably priced compared to what was available on the market, we made an offer right away, proposing our maximum budget without physically viewing the property. By some miracle the sale went through and for the first time since setting foot on British soil I felt that I could breathe […] The property was modest in size and in an inhabitable state, but it was ours […] and in this way, we began to lay our roots in London” (Agnieszka, 2023).

 

Conclusion

Recounting the experiences of a Polish mother who migrated to Britain following the EU accession, this story begins to shed light on the challenges and reality faced by various minority groups with limited resources when attempting to make home within the constraints of the private rental sector. The housing crisis revealed is a complex issue, that transcends a simple shortage of supply. While migrants face additional challenges in securing housing due to language barriers that limit job prospects and increase reliance on social networks, the general shift towards privatisation and deregulation fuelled by the free-market ideology has resulted in the private rental sector being monopolised by landlords, leading to extortionate costs and inadequate living conditions. As such, these “trends [that] have systematically undermined the vision of a society with equal opportunity” (Grey et al., 2019) help explain the desire to attain homeownership, offering an escape from rent hikes, threat of eviction and intense competition for ‘affordable’ housing in the PRS. A reform in housing policy and regulation provides an opening to address the issue of how land is owned and managed, thereby creating a more equitable distribution of wealth and promoting empowerment and equal access to opportunities.

 

References

Britannica (2019). Poland – Economy | Britannica. In: Encyclopædia Britannica. [online] Available at: https://www.britannica.com/place/Poland/Economy.

Gardawski, J. (2002). The dynamics of unemployment from 1990 to 2002. [online] Eurofound. Available at: https://www.eurofound.europa.eu/publications/article/2002/the-dynamics-of-unemployment-from-1990-to-2002.

Grey, R., Kenny, T., Macfarlane, L., Powell-Smith, A., Shrubsole, G. and Stratford, B. (2019). LAND FOR THE MANY. [online] Available at: https://landforthemany.uk/ [Accessed 9 Apr. 2023].

Judah, B. (2016). This is London: Life and Death in the World City. [online] Google Books. Pan Macmillan. Available at: https://www.google.co.uk/books/edition/This_is_London/ZvnZCgAAQBAJ?hl=en&gbpv=1&printsec=frontcover [Accessed 2 Apr. 2023].

Lee, J.-S. and Nerghes, A. (2018). Refugee or Migrant Crisis? Labels, Perceived Agency, and Sentiment Polarity in Online Discussions. Social Media + Society, 4(3), p.205630511878563. doi:https://doi.org/10.1177/2056305118785638.

Mathers, M. (2023). Why is migration to the UK on the rise? [online] The Independent. Available at: https://www.independent.co.uk/news/uk/home-news/migration-rise-uk-economy-brexit-b2302159.html.

Morrison, B. (2016). This Is London by Ben Judah review – the truth about a capital city utterly transformed. [online] the Guardian. Available at: https://www.theguardian.com/books/2016/jan/20/this-is-london-by-ben-judah-review.

Nygaard, C. (2011). International Migration, Housing Demand and Access to Homeownership in the UK. Urban Studies, 48(11), pp.2211–2229. doi:https://doi.org/10.1177/0042098010388952.

Parutis, V. (2015). Home Cultures The Journal of Architecture, Design and Domestic Space ‘Home’ for Now or ‘Home’ for Good? East European Migrants’ Experiences of Accommodation in London. doi:https://doi.org/10.2752/175174211X13099693358799.

Ryan, L. (2011). Transnational Relations: Family Migration among Recent Polish Migrants in London. International Migration, 49(2), pp.80–103. doi:https://doi.org/10.1111/j.1468-2435.2010.00618.x.

Spratt, V. (2023). The Housing Crisis is Even Worse Than You Think | Aaron Bastani meets Vicky Spratt | Downstream. [online] www.youtube.com. 2 Apr. Available at: https://www.youtube.com/watch?v=1wkfe402j9k&ab_channel=NovaraMedia [Accessed 10 Apr. 2023].

Sturge, G. (2021). Migration Statistics. commonslibrary.parliament.uk. [online] Available at: https://commonslibrary.parliament.uk/research-briefings/sn06077/#:~:text=The%20UK.

tradingeconomics.com. (n.d.). Poland Unemployment Rate – March 2023 Data – 1990-2022 Historical – April Forecast. [online] Available at: https://tradingeconomics.com/poland/unemployment-rate#:~:text=Unemployment%20Rate%20in%20Poland%20averaged.

UK Parliament. (2023). The end of ‘no fault’ section 21 evictions. [online] Available at: https://commonslibrary.parliament.uk/research-briefings/cbp-8658/#:~:text=Section%2021%20enables%20private%20landlords,%2Dfault’%20ground%20for%20eviction. [Accessed 15 Apr. 2023].

www.ons.gov.uk. (2022). Long-term international migration, provisional – Office for National Statistics. [online] Available at: https://www.ons.gov.uk/peoplepopulationandcommunity/populationandmigration/internationalmigration/bulletins/longterminternationalmigrationprovisional/yearendingjune2022#:~:text=This%20was%20primarily%20driven%20by [Accessed 11 Apr. 2023].

 

 

This housing story is part of a mini-series revealing the complex ways in which personal and political aspects of shelter provision interweave over time, and impact on multiple aspects of people’s lives. Space for strategic choice is nearly always available to some degree, but the parameters of that choice can be dramatically restricted or enhanced by context. The wide range of experience presented in this collection shines a light on the wealth of knowledge and insights about housing that our students regularly bring to the DPU’s learning processes.

“How could (this policy) have been improved? With what I have always said, information” (Leslie Dayanna Rojas Romero, 2023)

By Barbara Bonelli, on 20 June 2023

Image 1: Leslie and her neighbours Mirta, Sonia and Ana with their houses below the highway. Source: provided by the interviewee (date unknown).

 

I first met Leslie when I took the Ombudsperson’s office’s seat in the Barrio Padre Mugica’s (BPM) Council for Participatory Management for the Redevelopment Process (CPMRP). Leslie and her neighbours were furious. I wanted to understand why, fundamental changes occurred since BPM’s urban and social integration Law was passed. All residents would access a formalised housing solution with legal tenure, houses would be upgraded, and public services would be delivered onsite with a decision-making CPMRP. These women that were meeting after meeting shouting and crying to be left in their homes had had no information and were never part of the decision that established that, since they lived below the highway, they had to move from their houses to new homes close by, as the Law established. The government has been delivering a policy focused on distribution but needs more regard for the justice of decision-making power and procedures (Young, 1990). I learnt that lesson from Leslie, Sonia, Angela and Mirta, who showed me through their fight for their homes that “just organisation of government institutions and just methods of political decision making” (Young, 1990, p.12) need to be raised in order to achieve social justice.

 

Hoping for a better future

The city of Buenos Aires (CBA) is the heart of a large metropolis five times its population size. The impossibility of accessing formal housing in a country with a dolarised formal market struggling with recurrent economic crises, inflation and no offers to consolidate social housing has led the most vulnerable population to live in informal settlements. Around 7.5% of the inhabitants of the CBA live in slums (DGEyC, 2021). This is the story of one of them, Leslie Rojas, a migrant from Cochabamba, Bolivia, that came to Argentina at age 9 in 1991. Her parents came chasing the dream of a home of their own “They said that in Argentina, your salary was in US dollars. The majority of people who came here saved enough money to go back to Bolivia and buy a house”.

After the hyperinflation crisis, the economy was on the verge of collapse, so the tales of neoliberalism penetrated Argentina deeply. Under Menem’s government, profound changes in the country’s economic organisation were made, which included trade liberalisation, privatisation of public services and the Convertibility Law. This measure established a fixed parity of the Argentine peso to the US dollar. Argentina was soon able to stabilise its economy. However, neoliberalism soon hit the country’s economy: opening markets made Argentina’s emerging industry unable to compete in a liberalised global market with products in USD currency. The economy collapsed, leading to increasing unemployment. This occurs along the implementation of structural adjustment programmes (Davis, 2004), which reduced social policies and welfare (Hirst, 1996). In terms of urban governance, the participation of private actors in the development of real estate operations that encouraged speculation, intensified the commercialisation of urban land, pushed up land prices, and, with this, significantly increased informality” (Gelder, Cravino and Ostuni, 2013, p.128).

In 2000, due to a critical economic situation, Lesli’s parents could not continue to send money to their children in Bolivia. Hence, she and her siblings came and started living in a rented space in Villa Crespo. “They decided to stay because they hoped the country could improve and regain stability”. Unfortunately, that was not the case. The economic situation worsened, leading to one of the most challenging economic and political crises of Argentina’s democratic history in 2001, when poverty reached 66% in 2002 (CEDLAS, 2022). In 2004, after the death of their landlady, with an economic situation that made it impossible to buy a house in the formal dolarised market, the Roja family experienced the difficulties of finding a new place to rent without a property warranty “We did not know anyone who had a formal deed”. They did not have many choices and moved to BPM, one of the largest informal settlements of the CBA, “we had family living there, and my parents learnt about a house that was on sale”. They bought a half-built house in the informal market and started living there incrementally upgrading it.

 

The fight for a house of her own

Leslie wanted to become independent when she finished school, and she learned about squatted land under the highway. With a clear opportunity to rent there “a very precarious house: with brick walls and sheet metal roof”, she found a job and moved in 2008. In 2015 her husband and Leslie managed to buy that house and started incrementally upgrading it, with many material expenses. She put countless hours of sweat equity into that house “I could have enjoyed life, but I deprived myself of many things because I was making an effort to live better. I invested in my house below the highway”.

 

Image 2: Leslie´s house below the highway with friends and family. Source: provided by the interviewee (date unknown).

People living in informal settlements in the CBA have been steadily increasing since the return of democracy after slum eradication during the last dictatorship. The state had recognised the right to housing through various laws but did not deliver. This gave rise to a process of judicialisation of the policy (Delamata, 2016) as a strategy to achieve housing. As a result of a long process of mobilisation that included judicial appeals, in 2009, dwellers of BPM managed to pass Law 3343[1], which established general guidelines for the redevelopment but did not include precise urban planning and regulatory instruments (ACIJ, 2021). However, many dwellers like Leslie had no idea about it “I did not know anything about the Law or our rights. I knew that if you squatted or bought a squatted place, and a formalisation process occurred, you would need to pay for the land, but your house and everything you had invested in it was your own”.

With the arrival of Rodríguez Larreta to the government of the CBA, different socio-urban integration processes were initiated, with a substantial increase in the housing budget. The scheme adopted from 2016 onwards was “a model of territorial intervention that simultaneously comprises physical transformation, social intervention, institutional management and community participation; seeking to promote territorial equity, privileging state action in the peripheral areas of the city, with lower indices of human development and quality of life” (Quinchía Roldán, 2012, p.8). However, in the case of BMP, Lesli witnessed the complex participatory process.

In 2016 the re-urbanisation process began with a census: “I remember there was a census, and I told my husband that he should not tell them anything because I thought it was better. The census was held without information of what it would entail”. Mistrust and misinformation about government action are recurrent in Leslie’s narrative. Even though this policy was aiming at economic redistribution (the what), it did not include recognition of different members of the community (the who) and framing the project in a way in which all members participate as peers in social life (the how) (Fraser, 2009). To achieve social justice, “institutionalised obstacles that prevent some people from participating on a par with others, as full partners in social interaction” (Fraser, 2009, p.13) need to be dismantled. According to Leslie, this did not happen in BPM, leading to severe opposition from dwellers.

Two years later, Law 6.129[2] was passed, establishing housing improvements, new housing construction, provision of infrastructure and tenure regularisation (ACIJ, 2021) in BMP. It also created the CPMRP and determined that all those enlisted in the census had the right to tenure formalisation. Also, relocations would exist due to project needs (opening roads or public spaces) and environmental and building risk areas. However, they would be carried out as a last resort and with the beneficiaries’ consent. Relocations would be within the neighbourhood (in grey in the picture below), and new homes resulting from them would be built in the areas in light blue. The Law also said that the government must guarantee the availability of units of equal or superior characteristics concerning the original dwelling before moving and vacating the property.

 

Image 3: Places where the new houses would be constructed. Source: Bill presentation in the local Legislature

At this point, Leslie found out that the process directly affected her house since regulations in the CBA forbid housing below the highway. “Many things had been going on behind my back, meetings had been going on for years, and I knew nothing about them. They were not going to recognise all the materials I had in my house, and I would have to move to the new houses that, for me at that point, were going to be made of sheet metal and cardboard. All my effort, work and sacrifice would be lost. I was angry and wanted to fight for my house”.

Even though she had never been involved in community mobilisation, she started attending CPMRP meetings, going door to door, sharing information and inviting her neighbours to get involved. An insurgent movement emerged; they did not “constrain themselves to the spaces for citizen participation sanctioned by the authorities (invited spaces); they invent new spaces or re-appropriate old ones where they can invoke their citizenship rights to further their counter-hegemonic interests” (Sandercock, 1998).

Image 4: Leslie speaking in a community meeting. Source: provided by the interviewee (date unknown).

 

Once I developed a relationship with her, I got to know her house, built with much effort. That was when I fully understood her claims and, in different ways, why she did not want to move. Her house was affordable, adequate, accessible and viable; she already had a just housing solution (Bhan and Harish, 2021). A policy based on regulatory frameworks irrelevant to her needs (Payne and Majale, 2004) demanded that she move because the Law states that it is forbidden to leave below the highway. She was not part of that decision and did not understand it. “I still maintain that even though the highway was a highway, it protected us”.

We started working together once the resettlement process began when it was easy to see how a very comprehensive but top-down policy can have severe implementation problems when not acknowledging realities and voices on the ground. The authoritative disciplinary dominant forms of knowledge that shaped the project needed to be challenged to deliver a consciously collective policy that could address dwellers’ real needs (Bhan, 2019), not those established by the state. This policy falls under the “power of representation dilemma” (Uitermark and Nicholls, 2017). A planner with a privileged position to marginalised communities promotes a specific view of social justice under the risk of making assumptions that sideline specific segments of the urban poor.

Moreover, the government used a steel frame system of construction, unknown by dwellers of BPM, many of whom work in construction. “Nobody understood why we were not getting brick walls. We did not know anything about that system of construction; we had doubts, and they never explained what this system was about. We were afraid, and this was going to be our home. We thought they wanted us to move to houses that would last 30 years, and once we finished paying the mortgage, they would fall apart.” Again, a sense of mistrust, of not getting enough information, of not being part of the decisions that directly involved them emerge. Leslie, like her neighbours, had been directly involved in the incremental construction of their own houses; they knew everything about it, how to fix them, where to add rooms, how to make them more secure, and were happy about the place they lived in. Now they were supposed to move to a place without participating in the decision and to houses they knew little about. “After I moved, I found out that steel frame was a good system of construction and a quick one to deliver 1044 houses in two years. Why did they never explain that? I believe that if you give someone information, arguments, examples, people take it better than if you hide everything”.

While she continued resisting, a second problem emerged by the end of 2019. When people moved out, the government demolished their old houses below the highway to prevent squatting. Everything was left covered by dust and debris. Often, they broke pipes, so places started flooding; the electricity of the houses close by was still on, people threw garbage everywhere, and rats were all over the place. For those still negotiating their relocation, this was perceived as a method of pressure which again increased the mistrust and tension with the government. That was a difficult moment for Leslie, “I was resisting alone. People started to move and everywhere around was demolished, it looked like a war zone, it was insecure, I was afraid. It was unliveable”.

 

Image 5: The area below the highway while families were moving out. Source: provided by the interviewee (date unknown).

 

Soon after, the pandemic started, and Leslie got sick in May. “I was 16 days in the hospital. I was afraid that if people found out my house was empty, they would squat it, and I would lose everything I had been defending. So when I got out, I said, I will accept the new house but under my terms”. As soon as she was discharged from the hospital, Leslie saw the available flats and found a house she liked. Even though she was happy, she did not want to show it because she did not trust the government officials and wanted to negotiate the recognition of the value of all the materials in her house. Through her fight, she moved to a house of her choice and will pay fixed monthly repayments for 30 years, minus the value she negotiated with the government. Every year she has to make an income statement, “I can pay for now, but I know that if I lose my job, I can make the income statement and stop paying”.

Image 6: Leslie and her husband the day they moved out from their house below the highway while it was being demolished. Source: provided by the interviewee (date unknown).

 

Image 7: Leslie´s new home. Source: provided by the interviewee (date unknown).

Again, misinformation and mistrust are present in her narrative: “If I had money to pay it all at once I would, I would feel safer if I fully own the place and nobody can move me”. The Law raises relevant tools for dweller´s permanence after tenure formalisation stating that dwellers must be provided with tenure security in the dwellings they occupy and that in no case the inability to pay could hinder guaranteeing this right. The Law discourages possible gentrification or uprooting processes, seeking the current dwellers’ permanence.

Information could have brought dwellers certainty regarding the policy outcome and their right to stay. However, Lesli does not trust the policy or the Law because her participation was not a “democratic stance; a right of people to decide, in an informed manner and through processes of collective reflection, on the direction of their habitat” (Populab, 2022, p.32).

 

Learning and growth

A lot of Leslie’s fear existed because she did not access information “If you give people information and tools, you don’t hide anything, and you make them part of the process, even if you think that they can oppose it, I think it is worth it and better. If not, it is like gossip”. Leslie believes she is in a better place one year after her move. Nevertheless, how different things would have been if this policy had included and recognised her in the first place, benefiting from her right to participate in those decisions that involved her own life and home. “I would have liked to be involved; I think everything would have been better. In this type of redevelopment process, participation is necessary”.

When I met Leslie, she challenged me to rethink justice rather than come up with a single normative or political vision of housing justice (Bhan, 2019) to reshape my approach of participation in planning to participation as planning (Frediani and Cociña, 2019). During those years, many of her neighbours and even government officials tried to discredit her, accusing her of doing politics. She was fighting for her right to housing; she knew nothing about bills and laws until they directly impacted her. She got involved at that point but did not do things only for her sake; she insurgently fought for justice. She wanted to be recognised, exercise her capacity, express herself and participate in determining her actions and the conditions of those actions (Young, 1990). Those are “universalist values, in that they assume the equal moral worth of all persons” (Young, 1990, p.37).

When I asked her how she could describe this process, she said it was about learning and growth. She became self-conscious of her status as a citizen, collectively demanding rights and battling oppression and domination (Young, 1990) to fulfil that dream that, 32 years ago, her parents sought. She informally bought a house eight years ago. However, a policy intended to upgrade her quality of life made her feel threatened of losing it, mainly because she was never included in the development of that path that comprehended her life and her home. Now, she has a house with a formal deed and a mortgage. She is happy about it, but that was not the only thing she wanted. She was unrecognised, on the side-lines, but she finally determined the conditions under how she would accept her new house, showed she could insurgently and collectively fight until her equal worth was recognised. This is why it is so important to tell her story.

 

Bibliography

Asociación por la Igualdad y la Justicia (2021) Cuánto avanzó la reurbanización en el Barrio Padre Carlos Mugica (ex Villa 31 y 31 bus) en el período 2016-2021?. Available at:   https://acij.org.ar/wp-content/uploads/2022/05/informe-vFinal-interactiva.pdf

Bhan, G. (2019). Notes on a Southern Urban Practice. Environment and Urbanisation, 31:2

Bhan, G. & Harish, S. (2021). Housing Justice: A View from Indian Cities. Coursera Online Course

CEDLAS (2022) Poverty Statistics. Available at:   https://www.cedlas.econo.unlp.edu.ar/wp/en/estadisticas/sedlac/estadisticas/#1496165262484-7f826c3f-b5c3

Davis, M. (2004) Planet of Slums. Urban Involution and the Informal Proletariat

Delamata, G. (2016). Una década de activismo judicial en las villas de Buenos Aires. Revista Direito & Práxis, VII 14, 567-587.

Dirección de estadísticas y censos (2021) Porcentaje de viviendas habitadas, hogares y población en villas sobre el total de la Ciudad. Ciudad de Buenos Aires. Años 2006/2021.  Available at:  https://www.estadisticaciudad.gob.ar/eyc/?cat=164

Fraser, N. (2009) “Scales of justice: Reimagining political space in a globalizing world”, Columbia University Press: New York, pp. 12-29. (Chapter 2: Reframing justice in a globalizing world).

Frediani & Cociña (2019) ‘Participation as planning’: strategies from the South to challenge the limits of planning

Hirst, P.Q. &Thompson, G. (1996) Globalisation in question: the international economy and the possibilities of governance.

Payne, G. K. &Majale, M.  (2004) The urban housing manual: making regulatory frameworks work for the poor

Populab (2022) Policy brief Mejoramiento Integral del Hábitat como estrategia para la transición hacia la paz territorial Urbana. Universidad del Valle, Cali, Colombia

Quinchía Roldán, S. M. (2012), Urbanismo social: del discurso a la espacialización del concepto. Caso Medellín – Colombia. En 9ª Bienal del Coloquio de Transformaciones Territoriales. Huellas e incertidumbres en los procesos de desarrollo territorial. (pp 8). Tucumán.

Sandercock, L. (1998) “The Death of Modernist Planning: Radical Praxis for a Postmodern Age”, in Douglass, M. and Friedmann, J. (eds) Cities for citizens: planning and the rise of civil society in a global age. Chichester: John Wiley & Sons, pp. 163–184.

Uitermark & Nicholls (2017) Planning for social justice: Strategies, dilemmas, tradeoffs

Van Gelder, J.L., Cravino, M.C & Ostuni, F.(2013). Movilidad social espacial en los asentamientos informales de Buenos Aires. R. B. ESTUDOS URBANOS E REGIONAIS 15 (2). Available at: http://ri.conicet.gov.ar/bitstream/handle/11336/12248/CONICET_Digital_Nro.15339_A.pdf?sequence=2&isAllowed=y

Young, Iris Marion, (1990) Justice and the politics of difference, Princeton, N.J.: Princeton University Press

 

[1] Available at : https://digesto.buenosaires.gob.ar/buscador/ver/21159

[2] Available at : https://boletinoficial.buenosaires.gob.ar/normativaba/norma/448918

 

 

This housing story is part of a mini-series revealing the complex ways in which personal and political aspects of shelter provision interweave over time, and impact on multiple aspects of people’s lives. Space for strategic choice is nearly always available to some degree, but the parameters of that choice can be dramatically restricted or enhanced by context. The wide range of experience presented in this collection shines a light on the wealth of knowledge and insights about housing that our students regularly bring to the DPU’s learning processes.

The Housing Dilemma of Two Generations in Jakarta : Rasini’s Family Case

By Maya Siregar, on 13 June 2023

Ever since Rasini approached me with hope, inquiring about possibly obtaining affordable housing for her family, her story has left a lasting impression. Rasini’s story represents one among countless others striving to achieve the dream of homeownership. This essay delves into the experiences of Rasini and her parents to examine the dynamic of Jakarta’s housing market over a 40-years span. In this essay, the housing narrative of Rasini’s family is followed by relevant housing policies or housing market transitions that contribute to this dynamic. The timeline is divided into two eras; Rasini’s parents and Rasini’s.

First Generation: Rasmani & Nursiah (1980 to 2008)

The dynamics of housing in Jakarta are closely tied to the massive migration that took place when the city emerged as the economic centre of Indonesia after gaining independence. The population of Jakarta grew significantly after the 1960s, from 823.000 in 1948 to 3.5 million in 1965 (Cybriwsky and Ford, 2001). This rapid urbanization was driven by the Indonesian public’s perception of improved job prospects in the capital, offering the potential for an enhanced family economy compared to opportunities in their hometowns. However, the government’s focus on constructing high-rise buildings and large complexes of government offices led to the neglect of housing provisions for the growing population.

“It was impossible for Mom and Dad to obtain a mortgage because it is cos,tly and considering their job status. That is why they had to save for years, work two shifts daily, and not have a car or motorcycle. I remember there were weeks our meals consisted of nothing but rice and salt. My parents were determined to achieve their dream of homeownership.” – Rasini.

Both of Rasini’s parent was born during that time to a working-class family that had recently migrated to Jakarta. Their limited education restricted their employment opportunities, forcing them to rely on low-paying jobs. Rasini’s dad, Rasmani, worked as an outsourced employee at the Local Administrative Office, and Rasini’s mom, Nursiah, worked as a cleaning service in a private company. After each experienced a failed marriage, they married each other in 1983. There was little information about their housing condition during the early years. However, it is known that they both resided in Rasini’s Grandparent’s housing in Central Jakarta until they obtained their home. Realising the dream of becoming homeownership was difficult for them, especially with eight children to feed. They also experienced a burden due to the social belief in Indonesia that a family must have a house to raise children (Tarigan, 2017). This context sheds light on the numerous sacrifices they made to pursue homeownership.

During that time, there was a massive construction of new towns around Jakarta’s periphery aimed at the middle and upper-income groups, as they were only accessible by private cars (Firman, 2004). The development of new towns was not based on proper spatial planning but rather driven by the profit-seeking of the developers, resulting in low-density housing with significant impacts on uncontrolled urban sprawl and price speculation practice (Firman, 2004; Leaf, 1994). In certain newly developed towns, the State Housing Provider Agency (PERUM PERUMNAS) partnered with private developers to guarantee that a portion of the housing was aimed at accommodating families with low to middle incomes (Cybriwsky and Ford, 2001). On top of that, the Indonesian government also provided interest rate subsidies for buyers through Bank BTN, reducing the interest rate from 24% to 9-15% (Winarso and Firman, 2002; Struyk, Hoffman, and Katsura, 1990).

However, This type of housing option was not a viable option for Rasini’s parents due to these factors: (1) Their outsourcing jobs were not recognized as a reliable source of income for mortgage instalments, making that housing unaffordable without a mortgage; (2) The considerable distance between housing and workplaces, coupled with the lack of public transportation, meant relocating would also necessitate finding new employment—a challenge considering their job experiences and qualifications; (3) As working parents, they relied on their parents to help in taking care for their children. Resigning from their jobs was not feasible, as it would mean sacrificing one of their income sources. These problems, faced by Rasini’s parents, are a clear representation of the structural obstacles that low-income households encounter when trying to access affordable housing. Furthermore, they highlight how the housing policies in place at the time failed to accommodate the diverse needs of different socio-economic groups, thereby amplifying these barriers.

In 1991, Rasmani and Nursiah purchased their first house, an unexpected stroke of luck. The house, measuring 80 sqm, was purchased for IDR 100,000,- below market rate, as the previous owner urgently needed funds. Although it required extensive renovations, the location was perfect for the couple as it was conveniently situated near Rasini’s grandparents’ house. Three years after purchasing the house, the first renovation was done to divide the available space into three bedrooms. As their children grew older and needed more personal space, another renovation took place three years later, adding a second floor and two more bedrooms. The incremental renovations continued into the next decade, with Rasmani and Nursiah allocating a portion of their salaries for this purpose. To minimise construction costs, they either undertook the renovations themselves or hired neighbours on an hourly wage basis.

Coincidentally, The period from 1993 to 1996 can be characterised as the first boom in Indonesia’s housing market (Firman, 2000); unfortunately, this condition was short-lived due to the economic crisis that hit Indonesia in mid-1998. This crisis led to a decline in the rupiah exchange rate, a significant decline in GDP, and a surge in layoffs. Consequently, numerous new housing projects were left unfinished, although many developers had overinvested in them. This situation benefited a select group of wealthy individuals while the rest of the nation bore the brunt of the economic chaos (Firman, 2004). Nevertheless, the housing market began to recover in early 2002, experiencing a surge in housing sales and increased property prices (Firman, 2004). This recovery, likely spurred by the 1998 economic crisis, which led to a depreciation in the rupiah’s value, caused the Indonesian public to seek safer investments like property to protect themselves from rising inflation. This growing demand is evident in the cumulative 56.82% increase in property prices from 2002 to 2008 (Bank Indonesia, 2008, as cited by Widianto, 2022). Yet, it is important to note that not all families experienced this recovery positively. For instance, the Rasini family faced hardship when Rasmani passed away in 2003, leaving Nursiah to provide for their eight children independently. At this juncture, the family house became not only a source of security (an emplacement for the family), but also a potential economic asset. It was during this time that Nursiah was faced with a hard decision.

“Beginning in 2005, my neighbors started putting their houses up for sale. Prospective buyers were offering bids as high as 15 million rupiah per square meter. Despite our pressing financial needs, my mother made the difficult decision not to sell our home. She knew that finding another affordable option capable of accommodating our entire family would be nearly impossible. Housing in Jakarta had become out of our reach and we had already quite comfortable with our surroundings. However, today, the neighbourhood around Mom’s house is filled with rental rooms.” – Rasini.

Nursiah’s decision to retain the house underscores the complexity of housing issues among low-income families. For them, the need for immediate stability and security often outweighs potential future economic gains. Nursiah prioritised housing security, for she didn’t have any other options left for her large family. Her decision had consequences; her children could not pursue a university education. This highlights the difficult trade-offs families often face between fulfilling their housing needs and ensuring their members’ well-being. Realistically, It fell upon individual households like theirs to make these tough decisions based on their unique circumstances, priorities, and resources for their long-term interest and overall welfare.

As the neighbourhood transformed into rental rooms closely related to real estate investment, it was even more challenging for long-term residents like Nursiah. The distinct characteristic between long-term residents and rental room occupants led to disparities in community engagement and neighbourhood cohesion. With rental room residents being more transient and less committed to community involvement, long-term residents like Nursiah experienced feelings of isolation and disconnected from their surroundings. This shift in neighbourhood dynamics could impact the overall well-being of long-term residents and erode the social fabric that once held the community together.

 

Second Generation: Rasini (2008 – Now)

“It reached a point where Mom’s house became increasingly overcrowded, so after my second child was born, we moved to Rumah Petak. The house is small, with no visible partitions between rooms, so we had to create our own dividers using cabinets or curtains to make it feel more like a home. But at that time, it was the only option we could afford.” – Rasini

Rasini and her husband married in 2008 and decided to rent a Rumah Petak in West Jakarta after their second child were born in 2011. Since Rasini’s husband earned a minimum wage of IDR 1,150,000 as a security staff member, the Rumah Petak, priced at IDR 500,000, was their only viable housing option. Rumah petak (cheap rental house) is a type of residential dwelling consisting of a large building divided into many small rooms, most of which are located in the Kampung area. In Rasini’s case, their unit has a rectangular room measuring 3×9 meters without wall separations. Then, she divided the area into two bedrooms, one kitchen, and one bathroom. Rumah petak is particularly popular among migrants or low-income households in metropolitan cities. Although Rasini is the homeowner’s child, the inheritance or wealth transfer theory using housing as an asset is impossible due to Nursiah’s eight children. Dividing the property fairly becomes more complex in a large family, potentially leading to disputes. Consequently, Rasini must find a solution to address her family’s housing needs.

Figure 1. Rumah Petak where Rasini’s Family Lived (Source: Rasini, 2023)

Rasini’s husband worked in Cikarang, West Java, which meant he could only visit his family on weekends while staying at a company dormitory during the week. In 2013, he resigned from his job to become a street vendor selling sandals and shoes after saving up enough money to start his business. This decision was primarily motivated by Rasini’s struggles managing childcare and growing household expenses. Since income as a street vendor fluctuates, Rasini decided to work as a cleaning service, earning her the minimum wage (IDR 2,200,000), while her husband took up a second job as an Ojek Pangkalan (Indonesia’s motorcycle taxi rental). Their educational background, which is high school graduates, restricted their job opportunities, making it challenging for them to have financial security. Unknowingly, this limitation also influenced their housing options, demonstrating the interconnected nature of education, employment, and housing stability in urban environments.

“Rent is getting more and more expensive, so I started thinking about buying a house instead of constantly spending money on rent without owning anything. Ideally, I would like a house near my parents, but now it’s impossible. Now the price of a house near my mother’s house is up to 30 million rupiah per meter.” – Rasini

As the rent for Rumah Petak reached Rp 1,500,000/month in 2019, Rasini began considering homeownership, ideally close to Nursiah’s residence in Central Jakarta. However, that year, housing prices in Nursiah’s house had soared to IDR 30,000,000 per meter. Elmanisa et al. (2016) found that developers’ speculative practices in Jabodetabek contributed to soaring property prices counted by 50% between 2010 to 2014. Jakarta’s housing development focus on low-density, landed houses exacerbated the situation, causing land scarcity. This can be traced back to the aggressive new-town developments of the 1990s, when large developers targeted premium areas area Jakarta for luxury landed-housing projects, relegating affordable housing options to the outermost regions of the Bodetabek[1] area. The impact of these trends is visible in the dramatic disparity in land prices across the city as discovered by Elmanisa et al. (2016). Land prices in Central Jakarta, where Nursiah’s residence is located, reach their peak. As one moves further away from this central area, the prices gradually decline, illustrating a clear gradient in property costs. This particular distribution of land prices exemplifies the economic forces at play in shaping the city’s urban landscape. Consequently, due to her financial constraints, Rasini found it increasingly challenging to find affordable housing near Nursiah’s home.

At that time, Rasini worked in an environment where she was exposed to extensive information about the government’s housing assistance program or KPR FLPP, which became her primary motivation for choosing this path. The KPR FLPP, or housing financing liquidity facility, is part of President Jokowi’s “Sejuta Rumah” (One Million House) initiative to improve affordability and homeownership among low-income households. Through this program, eligible first-time homeowners can obtain low-interest mortgages (5%) to purchase newly built affordable homes from developers. The monthly instalments for the Jabodetabek area range between IDR 950,000 – 1,200,000, with housing prices IDR 168,000,000. However, these affordable housing options have a trade-off: Low-quality units, low-transport accessibility, and inadequate infrastructure. Harrison (2017) highlights several problems with affordable housing units in Indonesia, such as the distance from employment opportunities and public amenities, lack of connection to the local water and electrical system, and seasonal flooding due to poor irrigation systems. These issues lead to the big question of whether the government’s homeownership target is truly addressing the housing needs of the majority or not.

 

Figure 2. Location comparison between Rasini’s new home, rumah petak, office, and Nursiah’s home.

After some delays in purchasing a house due to the Covid-19 case, Rasini finally purchased a 36 sqm house through the KPR FLPP program in mid-2022. She provided a down payment of IDR 6,500,000, which she paid off over four months, resulting in a mortgage instalment of IDR 1,080,000 for 20 years. The area where Rasini’s new home is not fully developed, with limited access to public amenities. It was 54 km from Rasini’s workplace, with a one-way commute taking 2 to 3 hours. This adds to the challenges Rasini and her family face, as they must deal with the long daily commute and the continuity of her husband’s business.

“We haven’t fully figured out everything that will come after moving. I’m just really hoping the current area will become more developed, so my husband’s plan to open street-stall in there can become a reality and help increase our family’s income.” – Rasini

Adamkovič and Martončik’s (2017) theory highlights the negative link between poverty and decision-making, with a preference for short-term rewards over long-term consequences among this group, which may perpetuate the cycle of poverty. In Rasini’s case, her decision to buy a house farther away from her main activity area is driven by her inability to determine the best choice between long-term consequences (long commute time, increased expenses, and impact on her work-life balance) and the need for a short-term solution (an affordable housing). Her financial constraints create a heavy cognitive load on psychological states, such as stress, uncertainty, and distress. As a result, This mental pressure impacts her impulsive decisions based on intuitive thinking, prioritizing short-term solutions over potential future outcomes. This pattern contributes to the cycle of poverty perpetuation as Rasini’s family’s inability to save money.

Despite Rasini’s new home being completed in early 2023, she postponed her move due to the unavailability of elementary schools for her children in the area. This situation certainly adds to Rasini’s financial burden, as she now has to manage both the mortgage instalment and housing rent. However, given the limited options available to her, Rasini finds herself with no choice but to bear the additional expenses.

Figure 3. Life size mock-up of Rasini’s new home (Source: Delta Group Property, 2020)


Addressing The Housing Dilemma

The housing dilemma faced by Rasini’s Family across two generations  provides critical insights into the challenges and complexities low-income families face in navigating Jakarta’s housing market. The struggle to secure housing differs in each generation, which shows how Jakarta’s housing market shifted in a different era.

The Nursiah and Rasmani’s experienced the early stage of housing inequalities stemming from inadequate policies and profit-driven developments. As Jakarta transformed into a bustling metropolis, the availability of affordable housing failed to meet the demand, and existing options did not adequately cater to diverse needs. Consequently, low-income families faced immense struggles and relied on resilience and luck, as evidenced by them. Although they were fortunate enough to purchase a house before the price boom, they could not provide their childer with a high level of education due to limited resources left, thereby perpetuating the cycle of poverty and limiting their children’s opportunities for social mobility.

Despite the government’s efforts to implement new housing policies targeting low-income families in Rasini’s era, the ripple effects from past policy inadequacies were increasingly apparent. Rasini like most younger people in Jakarta, faced the harsh reality that securing housing within the inner city had become increasingly difficult. Housing options in the outskirts Jakarta, while not so affordable, are lacked proper infrastructure and basic amenities. This situation forces families like Rasini’s to make difficult trade-offs between affordability and access to resources, such as schools, a well-connected transportation system, and employment opportunities. Consequently, this exacerbates the urban segregation and social inequalities that plague Jakarta, as low-income families are pushed further away from the city centre and the opportunities it presents.

To address these issues, policymakers should re-evaluate and adjust policies to accommodate diverse needs while tackling past inadequacies by improving infrastructure for housing development on the outskirts. Furthermore, reconsidering the emphasis on homeownership is crucial, as it perpetuates neoliberal ideologies. Instead, promoting affordable rentals, cooperative housing, and community land trusts can offer secure living conditions without long-term financial burdens for this sector. By diversifying housing solutions, policymakers can challenge prevailing neoliberal narratives and work towards creating a more equitable and inclusive housing market that serves the needs of all citizens, regardless of their socio-economic status.

 

Bibliography

Adamkovič, M. and Martončik, M. (2017) ‘A Review of Consequences of Poverty on Economic Decision-Making: A Hypothesized Model of a Cognitive Mechanism’, Frontiers in Psychology, 8. Available at: https://www.frontiersin.org/articles/10.3389/fpsyg.2017.01784 (Accessed: 19 April 2023).

Arif Widianto (2022) Data Indeks Harga Properti di Indonesia, Bolasalju.com — Riset dan Edukasi Investasi. Available at: https://www.bolasalju.com/artikel/data-indeks-harga-properti-di-indonesia/ (Accessed: 11 April 2023).

Cybriwsky, R. and Ford, L.R. (2001) ‘City profile: Jakarta’, Cities, 18(3), pp. 199–210. Available at: https://doi.org/10.1016/S0264-2751(01)00004-X.

Dao Harrison (2017) Five lessons on affordable housing provision from Indonesia. Available at: https://blogs.worldbank.org/sustainablecities/five-lessons-affordable-housing-provision-indonesia (Accessed: 21 April 2023).

Delta Group Property (2020) ‘Housing features of Puri Delta Kiara – Type 28/60’, Delta Property. Available at: https://deltaproperty.co.id/property/puri-delta-kiara-tipe-28-60/ (Accessed: 12 April 2023).

Elmanisa, A., Kartiva, A., Fernando, A., Arianto, R., Winarso, H. and Zulkaidi, D. (2016) ‘LAND PRICE MAPPING OF JABODETABEK, INDONESIA’, Geoplanning: Journal of Geomatics and Planning, 4, p. 53. Available at: https://doi.org/10.14710/geoplanning.4.1.53-62.

Firman, T. (2000) ‘Rural to urban land conversion in Indonesia during boom and bust periods’, Land Use Policy, 17(1), pp. 13–20. Available at: https://doi.org/10.1016/S0264-8377(99)00037-X.

Firman, T. (2004) ‘Major issues in Indonesia’s urban land development’, Land Use Policy, 21(4), pp. 347–355. Available at: https://doi.org/10.1016/j.landusepol.2003.04.002.

Leaf, M. (1994) ‘The Suburbanisation of Jakarta: A Concurrence of Economics and Ideology’, Third World Planning Review, 16(4), pp. 341–356.

Struyk, R.J., Hoffman, M.L. and Katsura, H.M. (1990) The Market for Shelter in Indonesian Cities. Urban Institute Press.

Tarigan, S.G. (2017) Housing, homeownership and labour market change in Greater Jakarta, Indonesia. Thesis. Newcastle University. Available at: http://theses.ncl.ac.uk/jspui/handle/10443/3795 (Accessed: 10 April 2023).

Winarso, H. and Firman, T. (2002) ‘Residential land development in Jabotabek, Indonesia: triggering economic crisis?’, Habitat International, 26(4), pp. 487–506. Available at: https://doi.org/10.1016/S0197-3975(02)00023-1.

 

[1] The term “Bodetabek” stand for Bogor, Depok, Tangerang, Bekasi is an acronym used to describe the urban agglomeration that extends beyond Jakarta’s city limits and includes its surrounding satellite cities.

 

This housing story is part of a mini-series revealing the complex ways in which personal and political aspects of shelter provision interweave over time, and impact on multiple aspects of people’s lives. Space for strategic choice is nearly always available to some degree, but the parameters of that choice can be dramatically restricted or enhanced by context. The wide range of experience presented in this collection shines a light on the wealth of knowledge and insights about housing that our students regularly bring to the DPU’s learning processes.

Can global reporting bring about transformation?

By Alex Apsan Frediani, on 21 October 2022

By Alexandre Apsan Frediani and Camila Cociña

Alexandre Apsan Frediani is a principal researcher and Camila Cociña a researcher in IIED’s Human Settlements research group

A view from the air of Sao Paolo, Brazil, where local government has recognised the value of cultural groups that had occupied vacant warehouses and developed a new legal framework to allow them to stay in the properties legally (Photo: Ranko Gacesa, via Flickr, CC BY 2.0)

 

Is this going to be just another thick global report sitting on someone’s shelf? A publication that ends up gathering dust rather than making real changes? Can a global report be a means for transformation?

These were the kind of questions that we, and colleagues working on the Knowledge and Action for Urban Equality (KNOW) programme and the United Cities and Local Government (UCLG) research team, shared when we first considered joining forces to produce the sixth edition of UCLG’s triannual GOLD (Global Observatory on Local Democracy and Decentralization) report.

When UCLG – the largest global network of local and regional governments – decided to focus their next flagship report on inequality, we saw it as a unique opportunity to communicate the approaches, concepts and findings of the KNOW programme. We recognised its potential to facilitate real transformation by engaging with those at the frontline of urban inequalities.

IIED has a highly respected track record of work in this area, engaging directly with UCLG through its work on housing and the previous GOLD III report – mainly through the extensive work of senior associate David Satterthwaite – and by its understanding of how dialogues can have transformational effects.

Three years on from the initial conversations, we are launching what will probably be the most significant publication ever to outline the role of local and regional governments in addressing inequalities – the GOLD VI report, ‘Pathways to urban and territorial equality: addressing inequalities through local transformation strategies‘. It was launched during this week’s UCLG World Summit and Congress, in South Korea.

During the congress, we are discussing the key findings and next steps with UCLG colleagues, mayors, civil society networks and academics. And as this work draws to a close with the publication of the report, we look back and ask: what role will this report play in shifting political power in ways that advance human rights and disrupt the trends that have been reproducing discrimination, exclusion and injustices in cities?

The honest answer? We don’t know yet. But there are some things that we do know, so we can reflect on our approach to the report’s process and the key factors that made our commitment to embark on this journey worthwhile.

Capturing diverse voices, experience and knowledge

Building an equality agenda requires asking difficult questions about how to mobilise knowledge in more equitable ways. In terms of process, we used a strategy for the report’s production based on principles of knowledge coproduction.

Our aim was to use the report-making process as a way of strengthening bonds and alliances between civil society networks, academics and the UCLG members. Early on, we decided to build the report’s narrative and arguments based on these conversations. In this way it became a truly collaborative and political process, rather than a purely technical exercise that relies on a single and limited conception of ‘expertise’.

We invited academics who we believed would enjoy this way of working to become chapter ‘curators’ rather than ‘authors’, to capture a multitude of voices, experiences and knowledge. This was channelled through almost 90 contributions from civil society and local government networks, and academics. The themes were the result of conversations about what key messages and experiences should be included.

We then organised several online meetings where contributors presented to chapter curators, who in turn presented how they were incorporating the inputs. These conversations were not purely about the accuracy of representation, but about the underpinning messages the chapters were conveying, and about how curators were capturing grounded political ambitions and messages into a single narrative. All these contributions are now available in the form of working papers and a case repository, alongside the full report.

Of course, we experienced differences of opinion during the process, so expectations had to be managed, and safe spaces were sometimes needed to address power imbalances. But it was refreshing to see agreement emerging around what needs to be done.

Given this process took place in the middle of COVID-19, synergies were stimulated by a growing public awareness of the uneven impacts of the pandemic, and the importance of local and collaborative action to respond to it. As a result, the GOLD VI process added to the growing recognition at UCLG of the role of civil society networks as partners – not only for joint advocacy campaigns – but also for generating knowledge and research.

Key messages, pathways, and five principles

This leads on to the question of how ‘urban and territorial equality’ is approached in the report, and how the key messages were built. Drawing on the work of Caren Levy and colleagues (PDF) about urban equality from a social justice perspective, GOLD VI calls for a multi-dimensional understanding of equality, which requires responses about governance and which move beyond sectorial silos.

Then, six ‘pathways’ for local and regional governments organise the content: ‘Commoning, Caring, Connecting, Renaturing, Prospering and Democratising’.

In its conclusions the report identifies five cross-cutting principles:

  1. The adoption of a rights-based approach to local action is a crucial place to start in order to address inequalities
  2. Recognising that the spatial dimension of inequalities is important for localising those rights in territories. This includes attention to policies that address urban fragmentation, promote proximity and urban/rural linkages
  3. Promoting broad local partnerships based on democratic practices through a new sub-national governance culture, along with adequately empowered sub-national authorities and multi-level governance
  4. Adequate fiscal and investment architecture is essential to strengthen and localise finance, propelling alternative economic models that recognise and optimise the economic, social and environmental value of existing local resources, and
  5. A need to engage practically with the notion of time in ways that go beyond electoral cycles – recognising the past and unequal historical legacies, engaging with the present by boosting everyday practices that address inequalities, and imagining the future through bold ambitions that consolidate local alliances, long-term vision and radical, incremental steps towards a fair and sustainable future.

As the process draws to its conclusion, we began to see the connections between these principles and other ongoing locally-led efforts to bring about transformative change. We see GOLD VI as part of a much wider, equality-driven, global municipalist movement. It brings together local stories of incremental and radical transformations, nurturing hope that other ways of doing things are possible.

These stories in isolation might seem like drops in the ocean, but in relation to each other, they might shape a much stronger wave towards structural change. This is probably our main takeaway – that this locally-led movement is offering a unique opportunity to re-imagine a new order of global solidarity and action.

A home for Seiichi’s family: Ninety-two-years of Japanese Housing History

By Yuka Aota, on 5 July 2022

This housing story will explore the housing history of my grandfather named Seiichi Aota.  Throughout his 92 years (1928-2019), Japan experienced WWII, economic rise and fall, globalisation, and big earthquakes. The housing policies and land use have changed confronted changing socio-economic and political situations. From the perspective of my grandfather, this essay aims to highlight Japanese political context on housing. Interviews with his children (Aota family 2020, personal communication, March 2020) tell his housing story and livelihood. This story shows the transformation from the past housing programmes in a rapid population growth period to the current ones with more vacant houses in a hyper aging society.

Tough time due to WW II (1928-1951)

In 1928, my grandfather Seiichi Aota was born in Kobe City, Hyogo Prefecture, in the western part of Japan. After a period of isolation from 1639 to 1853 when Japan only traded with the Netherlands, the Japanese government opened a port in Kobe in 1868 which is one of a few ports in Japan that allowed foreign trade. Railways were also established in late 1874 (Kobe City 2020), and this made Kobe accessible to the other business areas in Western Japan, such as Osaka.

At the age of six, Seiichi lost his mother and was adopted by his uncle Yutaka and aunt Mikao, who did not have children. Seiichi was moved to their house in Kitano, where the government had designated the area for Western-style residences built mostly for early foreign settlers (Kobe Ijinkan 2020). In 1939, WWII began, and he was forced to work in factories to produce weapons as part of the mobilization of students for production labour by ceasing his studies. The Japanese government banned the building of wooden houses that were more than 100 square meters (Nagano 2007). While Seiichi volunteered to be a soldier several times, as the only son of the family he was considered the single heir so his application was not passed. In 1945 there was a massive air raid that burnt down many of the traditional wooden houses, as well as almost all the houses that Seiichi’s uncle had bought before WWII. After Japan lost the war in August of 1945, it suffered terrible damage 3.1million people were killed in total and at this was also the start of the US occupation (Hirota 1992).

Part of this damaged included the 2.1 million houses that were burnt down, and it also left many people in need, there was 4.2 million houses were in urgent need to be built (Nagano 2007). The Japanese government provided temporary housing to victims of war, but the speed of provision was not enough to reach the demands. The U.S. General Headquarters (GHQ) introduced American democratic ideas to Japanese housing policies.  The GHQ’s guidance led the Japanese government to establish the Housing Loan Corporation for providing housings with low long-term interest rates. Due to the shift to a free economy, Japan faced inflation, which pushed up the price of building materials. The GHQ judged that Japan could not produce enough timber for housing. In order to promote less flammable buildings, they let Economic Science Bureau submit the comments indicating that reinforced concrete structures would be the most practical (Nagano 2007). This was the beginning of Japan addressing the issue of building less flammable housing in collaboration with private firms. These housing initiatives focused on efficient use of building materials whilst ensuring the minimum strength and promoting the use of non-combustible materials.

Seiichi’s family had all survived WWII. Because of the high demand for housing after the war, his uncle sold the remaining properties in Kobe. After that, his family left Kitano for Amakusa in Kumamoto Prefecture in the Southern part of Japan. His uncle became an investor in a relative’s shipbuilding business and negotiated with timber dealers for constructing ships in the mountains which were undamaged by the war.  Seiichi also worked in the same business. Difficulties obtaining affordable building materials led to the bankruptcy of the business. His parents went back to Kobe in 1950 and decided to open a candy store in Suidosuji shopping street in Kobe. They borrowed money from his aunt’s younger sister, who ran a restaurant close to Omuta Station in Fukuoka Prefecture. The City of Omuta was flourishing because of the coal industry and the population was the highest in 1959 (Omuta City 2020). Seiichi worked at the restaurant to reduce his uncle’s debt and earn a little pocket money. He started dating Kyoko, who was the daughter of his aunt’s eldest sister. Kyoko went on to become his wife. The loan was paid off by his parents afterwards.

Figure 1: Shipbuilding firm’s gathering in Amakusa

 

Aotayashoten headquarters and branch (1951-1970s)

Around 1951, when the Security Treaty between the United States and Japan was signed, Seiichi’s parents opened a candy shop named Aotayashoten (Aota’s shop) on the east side of Suidosuji shopping street. Literally, in Japanese, Suido (water) Suji (street). It was developed by installing water pipes in the 1920s and was filled with lively scenes along with a market street (SUIDOUSUJI CO., Ltd 2020). His parents rented a house from the owner of a nearby shoe store.

Figure 2: Aotayashoten Headquarters and Seiichi’s family and the employees in Suidosuji

The rental house had a shop front used for Aotayashoten with showcases of commodities and a dwelling area. Behind the shop front, there were four-tatami mats room, a small kitchen, a storage room and a toilet, there was no bathroom, so they used public bathhouses. The room was too small for the family and their employees to take meals together. Seiichi’s parents slept in a cramped tatami room that was very cold in the winter and was infested with mice. A classic example of the poor living conditions that was a result a state focused on increasing the numbers of houses and not the quality.

There was a period of economic growth from 1953 to 1973. Japan gradually started boosting up the economy by launching an economic growth policy and income doubling policy. The rapid population growth generated a housing shortage which resulted in soaring land prices, environmental problems, land sprawl, and many other issues (Nagano 2007). The government focused on housing policies and established four branches of Japan Housing Corp. in major Japanese cities, in 1955. The Corp. promoted housing estate development and land readjustment project. It launched 10,000 rental houses and 10,000 subdivisions of houses in half a year and created 35,000 new residences by the end of 1957 (Nagano 2007). In 1960, the income doubling policy led to mass-production and cost-cutting in housing. Additionally, the Ministry of Construction established the councils for prefabricated and public housing as well as financing systems which encouraged fast construction and the use of cheap materials. Due to this high demand in housing, private firms began industrialising the production of housing materials (Nagano 2007). This resulted in the creation of low-quality housing below the current standard (Suzuki 2008)

Riding on this economic wave, Seiichi’s parents rented a store on land belonged to the City of Kobe and opened a branch of the Aotayashoten in 1953. The branch was close to the east exit of the Higashi-Hatahara market, which connected to Suidosuji shopping street. The first floor had a store front with a showcase and a living quarter of around three to four tatami-mats, a kitchen, a toilet, and an entry way. There was no gas available, and they used a briquette brazier for making hot water. When they used a small heater in winter, the circuit breaker frequently tripped. So, they could not often use the heater. On the second floor, there was a six-mats tatami room and an eight-mats tatami room, a toilet, and a small wooden floored room. After Seiichi and Kyoko held their wedding at the restaurant, they left Omuta for Kobe to support Aotayashoten in Kobe. They rented a six-tatami mats room on the second floor of the apartment adjacent to the Suidosuji shopping street. Following the birth of their first son in 1954, the couple had their first daughter in 1957, the second son (my father) was born in 1959 and the second daughter in 1964. After the births they started living in the store. After living in the space, Seiichi bought the rented branch.

Figure 3: Aotayashoten in Suidosuji, 1954

A house for Seiichi’s family (1970s-1980s)

The Japanese government predicted that the baby boomer generation after WWII would need residences that could accommodate their families and spouses, and the houses built after the war would need renovation. In response to the demands, the government established the five-year housing construction plan in 1960. This plan was renewed every five years and considered the foundation of Japanese housing policy, which mobilised the private housing market.

The first phase began in 1966 through to 1970 secured an increase in the average dwelling space to more than nine tatami-mats per small household (two-three people) and more than 12 tatami-mats per general household (more than four people) (Nagano 2007).  As Figure five (Nagano 2007, p28) shows, housing provision was permeating, and the government started more weighing on the housing quality. In 1973, the ratio of the average housing standard with insufficient facilities such as no bathroom was 72.7%.  Then, the Ministry of Construction started the Industrial housing performance certification system, in which users can check building standards. The oil crisis boosted up the price of building materials which caused a shortage in supplies. However, owing to the improved construction methods, during the third phase from 1976 to 1980, the ratio of people living below the minimum dwelling size standard with complex criteria (e.g.,19.5 tatami-mats per general household) decreased to one third (Nagano 2007, Uesugi & Asami 2009).

Mass produced housing built after the war needed renovation in the fourth phase.  The fourth phase, from 1981 to 1986, was aimed at securing the housing quality above the renewed minimum housing standard with more space per household. It was the beginning of introducing initiatives focusing on renovations and harmonisations with local areas (Nagano 2007). In 1982, the building performance certification system was launched to guarantee the building of long-lasting houses and to make maintenance of these houses smoother. The housing strategies were created to respond to the various demands from customers and local needs.

 

Figure 4: The transition of total houses and households (Nagano 2007)


Aotayashoten
gradually made profits owing to economic growth of Japan. The development of the area surrounding the store increased the number of customers. This led to the hiring of more employees who were introduced to Seiichi by his relatives in Shimabara. Seiichi rented rooms in the apartment near the store in front of Hankyu railroad crossing. His employees lived in a six tatami-mats rooms with a kitchen and shared toilet.

In order to accommodate his growing family, Seiichi decided to buy an existing house in Kuraishi within three to four minutes walking distance from Aotayashoten in the 1970s. The house was on land leased by a private owner which cost around 8 million JPY (around 62,000 GBP). The house without land tenure usually costs from 60% to 80% of the housing with land tenure dependent on the market price of the land, as the landowner pays real estate acquisition tax, property tax and city planning tax and housing costs (Iecon 2020). It was much cheaper to rent land and buy the house, than buy both the land and house together. With the permission from the landowner, he refurbished the house, which was built before the Pacific War in 1941. The newly renovated house had a Western-style room, a tatami room, a dining room and kitchen and a toilet on the first floor, and two tatami rooms on the second floor. They still used public bathhouses. Since his aunt had already passed away, he invited his uncle to move from the store to the house with him. Seiichi would often stay at the store to ensure the business ran smoothly.

Figure 5: Kyoko in a Western room in Kuraishi before the renovation, 1972

 

Rise and Fall in the late 1980s, and the Hanshin Earthquake in 1995

In 1985, the U.S. invited Japan, U.K, Germany, and France to hold a G5 Summit and agreed with the Plaza to depreciate the U.S. dollar by intervening in currency markets.  This caused a sharp yen recession in Japan. Although the Bank of Japan adopted a thorough low-interest-rate policy, the result was an unprecedented “money surplus”. The surplus funds flowed into the stock market, and asset prices began to rise. The real estate market no longer played such an essential role, such as land speculation, which became a social issue. In 1989, the Bank of Japan suspended the low-interest rate policy, and the government regulated the lending. There was a rebound that had risen too sharply, and then stock prices and land prices entered a prolonged slump. This was the burst of the Japanese economic bubble. It took a long time to recover from the aftermath, and it was later called the “Lost 20 Years” (Nihon Sangyo Keizai Shimbun, 2013).

Reflecting the social and economic situation the birth rate started declining, the housing policies started to focus more on the elderly from 1986. The sixth phase of the five-year housing construction plan changed directions leaning towards integrating the housing programmes into a housing master plan. This showed the reconstruction of housing policies and the combining of the private and public housing sectors together as a commercial housing market. This encouraged local governments to reflect locally on their housing policies. The government promoted housing supply initiatives targeting the middle aged and elderly people through new town projects.

Once Seiichi’s children became independent. He decided to close the Aotayashoten in 1987, and his first daughter rented the same space and opened her own accessory store. However, the rental fee per month suddenly increased from 40,000 JPY (310 GBP) to 80,000 (620 GBP) in a half year and the impact of the economic bubble forced her to close the store.

Figure 6: The entranceway of the flat in Tsutsui public housing by Seiichi, 1998

 

After the Japanese economy experienced inflation and deflation, the Great Hanshin earthquake occurred (Kobe earthquake) at a magnitude of 7.2 on January 17, 1995, at 5:46 a.m. This caused more than 6,000 deaths and over 30,000 injuries (NIST, 2017). Although Seiichi had renovated his house and put in place measure to strengthen it against earthquakes the year before, it was still damaged. As carpenters were in high demanded after the disaster, he was unable to fix them. The revised building standard act did not allow him to have a house of the same size, and he needed to leave as he did not own the land. Seiichi gave up rebuilding the house on the same site. They had no choice but to stay at a designated evacuation area in an elementary school and got allocated to a flat in a prefabricated house after some time. He applied for the restoration housing fund several times but with too many applicants he was unable to receive it. Finally, he was able to access public housing in June 1998. This was a small flat with a six tatami-mats room, a small western room, kitchen, balcony, a toilet, and a bathroom. That was the final abode for Kyoko and Seiichi.

 Conclusion 

After WWII, Japan experienced rapid economic and population growth. In response to the housing demands, the government established regulations, initiatives, and institutions for housing provision. As time passed, they encouraged private sectors to invest in housing materials and housing constructions for improving the housing quality.

Whilst globalisation has both good and bad sides, the Japanese economy was badly damaged by the Plaza accord. This put Japan into an economic recession for a long time which led to low birth rates and triggered an aging society. In 2018, 27.7% of the population was over 65 years old, and 13.6% of Japanese houses became vacant without maintenance (Ministry of Internal Affairs and Communications, Japan, 2019).

The Japanese livelihood has changed a lot over the 90 years of my grandfather’s life. In association with many life events and unavoidable circumstances such as work-related transfers, family and disasters, he lived in many different types of homes. After he cared for Kyoko who had dementia, he passed away of blood cancer last June, just one day before I got the unconditional offer from the University College London. He lived his life to the fullest.

 

Note – It is necessary to clarify a uniquely Japanese way to measure floors with using the unit of “tatami”.  The original meaning of tatami is a rectangular mat for floor covering, which consists of a thick straw base and a soft, finely woven rush cover with cloth borders from ancient times. A Danchi tatami measures approximately 170 by 85 cm and is about five cm thick (Magokorotatami 2020). Six tatami-mats room is Six tatami-mats room considered a standard size in Japan. While 4.5 mats can be recognised as small or cramped, an eight-mats or ten mats room is a quite large room in general (H&R GROUP 2018). The most Japanese houses request people to take off their shoes in the entrance.

Bibliography 

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Hirota, J. (1992). ‘Taiheiyousensou ni okeru Wagakuni no Sensohigai:  Sensohigaichosa no Sengoshi Keizaigaku Saisyu Kogi yori’, The Journal of  Rikyokeizaigakukenkyu, 45 (4), pp. 1-20. Available at:

https://ci.nii.ac.jp/naid/120005887738/en/. (Accessed: 21 March 2020).

Iecon (2020) ‘Shakuchitsuki Tatemono wo Konyusuru MeritDemerit wa?  Wakariyasuku Kaisetsu’. Available at: https://iekon.jp/shakuchiken-merit-demerit/.  (Accessed: 21 March 2020).

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Magokorotatami. (2020) ‘Tatami no Saizu ni tsuite’. Available at:

https://magokorotatami.co.jp/sp/stopics_tatami4-1.html. (Accessed: 21 March 2020). Ministry of Internal Affairs and Communications, Japan (2019) ‘Heisei 30 nen  JyutakuTochitokeichosa: Jyutaku oyobi Setai ni Kansuru Kihonsyukei Kekka  Gaiyou’. Available at:

https://www.stat.go.jp/data/jyutaku/2018/pdf/kihon_gaiyou.pdf. (Accessed: 21 March 2020).

Nagano, Y. (2007). Jyutakuseisaku to Jyutakuseisan no Henkeku ni Kansuru  Kihontekikenkyu: Mokuzojyutakuzairaikohou ni kakawaru Fukkouseisaku no  Henkaku. Quarterly Journal of Nihon Jyutaku Kyokai. Geihakukoudai (25). pp.10-75

Nihon Sangyo Keizai Shimbun (2013) ‘Genzai Nihon wo Shirutame ni (14) Baburu Keiki towa Nan Dattaka’. Available at:

https://www.nikkei.com/article/DGKDZO50544580S3A110C1TCP000/.(Accessed:  21 March 2020).

NIST (2017) ‘Earthquake Kobe Japan 1995’. Available at: https://www.nist.gov/el/earthquake-kobe-japan-1995.(Accessed: 21 March 2020).

Omuta City (2020) ‘Tokeinenkan’. Available at: https://www.city.omuta.lg.jp/hpKiji/pub/detail.aspx?c_id=5&id=3991&class_set_id= 1&class_id=206.(Accessed: 21 March 2020).

SUIDOUSUJI CO., Ltd (2020) ‘Suidosuji Syotengai ni tsuite’. Available at: http://www.suido-suji.com/about/index.php.(Accessed: 21 March 2020).

Suzuki, T. (2018) ‘Ie to Jyutakugaisya no Rekishi: Gendai ni Nokoru Kindaikenchiku  no Katachi’, 7 June 2018. Available at:

https://www.sumailab.net/column/theme/4/article/71/.(Accessed: 21 March 2020).

Statistical Bureau, Ministry of Internal Affairs and Communications, Japan. ‘Jutaku Tokei Chosa’.

Uesugi, M. & Asami, Y. (2009). Significance of dwelling size standard and research trends in Japan. CSIS Discussion paper No.98. Available at http://www.csis.u tokyo.ac.jp/wp-content/uploads/2017/06/98.pdf. (Accessed: 21 March 2020).

 

This housing story is part of a mini-series revealing the complex ways in which personal and political aspects of shelter provision interweave over time, and impact on multiple aspects of people’s lives. Space for strategic choice is nearly always available to some degree, but the parameters of that choice can be dramatically restricted or enhanced by context. The wide range of experience presented in this collection shines a light on the wealth of knowledge and insights about housing that our students regularly bring to the DPU’s learning processes.

Social Networks and Street Changes: A Lagosian Housing Story

By Yimika Koya, on 29 June 2022

Introduction

This housing story follows the journey of Mum and Dad, who also happen to be my parents. Characteristically, Mum is Fire while Dad is Ice, but their housing visions and strategies ultimately align in response to two major themes. Through conversations with both characters supported by secondary sources, this essay illuminates the notion of social networks for housing and their socio-economic advantage (or lack thereof) to individuals. Secondly, this essay explores residential land-use conversion, where for specific reasons, residents are displaced because of informal and gradual residential to commercial land-use changes.

 

Starting in the backhouse

Mum and Dad began their housing story at 30 Aramide Street, Ikeja, Lagos. Dad had lived in the compound since 1990 after he migrated from the nearby city of Ibadan. Mum had also relocated to Lagos in 1986 but only joined Dad in 30 Aramide after their wedding in 1994. The couple were part of the massive immigration into Lagos, contributing to the rapid population growth from 350,000 in 1950 to 25,615,703 today (MEPB, 2019).

30 Aramide belonged to Dad’s father, Papa. Papa bought the three-bedroom detached house on a 1247 sqm plot of land in 1963 from the Western Nigerian Housing Corporation (WNHC), a public organisation mandated with the “development, construction and management of housing estates” (Onibokun, 1971) for the Western Region of Nigeria. The establishment of the First Republic of Nigeria in 1963 sub-divided the federal government into four semi-autonomous regions, rendering WNHC a federal entity. On the promise of a new country, WNHC ambitiously established the Ikeja Industrial Estate “consist[ing] of 500 acres developed for industrial establishments and ­­300 acres for housing” (Abiodun, 1976, p.343). Aramide Street was intended to accommodate higher-income managerial staff facilitating the Estate establishment. While WNHC hoped to accommodate lower-income workers in apartment blocks (ibid.) and offer more accessible payment plans, they did not urgently address this agenda. Instead, by the Corporation’s dissolution in 1966 (after the Republic’s first coup), only 505 homes[1] were built and all were sold for GBP1000 to GBP4000 to “top government and quasi-government officials, professionals, big businessmen, and high-ranking politicians” (Stren, 1972, p.504 cited Ogunpola 1969, p. 3). With friends in high places and USD4200 to spare, Papa secured freehold ownership of 30 Aramide.

Figure 1.No photos of homes on Aramide Street were found however this image illustrates a similar high income house model in Bodija estate by WNHC.Photo from Nigeria Nostalgia Project

Papa initially leased 30 Aramide to Chinese expatriate families. In 1973, however, Papa’s seventh child moved into the main house, while the ninth child moved into a newly built structure behind the main house called the backhouse… all at no cost. The backhouse was a small sand-crete one-bedroom bungalow with an open-air kitchen. In 1990, the seventh child moved into his own home, the ninth child relocated to the main house, and Dad (the eleventh child) moved into the backhouse. By 1973, seeking rental income on 30 Aramide was challenging. Nigeria was recovering from civil war, and the Western Region had been further divided into Lagos State and Western State. With such political instability, the country was not in a position to focus on industrial development. Besides, Papa was more than happy not to receive any financial income from 30 Aramide. As far as he was concerned, providing a soft landing for his young adult children in Lagos’s harsh environment was profit enough.

Naturally, the children were delighted to accept Papa’s benevolence because living in 30 Aramide was an opportunity they could not pass. Accommodation costs in Lagos have always been high. In fact, high rents in Lagos contributed to the national general strikes in 1964, and despite increases in minimum wages, rent continued to rise disproportionately (Stern,1972, p.503). In particular, Mum and Dad moved to Lagos at the peak of crisis caused by an economic emergency imposed by the Babangida military regime in 1985, followed by International Monetary Fund Structural Adjustments programmes in 1986. The naira had devalued from NGN0.77/USD in 1984 to NGN7.39/USD in 1990 (Iyatse, 2021). A state-imposed forex embargo encouraged a booming parallel market that demanded NGN10.70/USD (ibid.). In such conditions, how did people without generous families cope? This excerpt by Koenigsberger (1970, p.394) gives a clue: “Available accommodation became overcrowded, clandestine settlements sprang up on the outskirts of the big cities and squatters occupied open grounds near the city centres”.

Without Papa’s generosity, Mum and Dad could not afford to live in such a well-connected location. Fair enough, it was not on the Island.[2] Still, it was close enough to essential transport routes and the Lagos State Government Secretariat. Additionally, if Mum contributed rent towards her matrimonial home, she would not have been able to maintain her two-bedroom rented apartment for twelve years, where all her younger siblings lived at some point… free of charge. Papa and Mum recognised the value of oh-so-common rent-free family houses: Assets that mitigate against the social costs of poverty, particularly in contexts that lack well-developed social security systems such as Lagos (paraphrased from Korboe, 1992).

 

Fixing the backhouse

For a bachelor like Dad, the backhouse had been perfectly adequate. The ninth child had made modifications to include a living room and a dining room; The space satisfied necessary storage, rest, and wash functions. However, Mum had been accustomed to a different standard of living and things would have to change. Some of the modifications were necessary. For instance, the cooking-gas tank residing inside the small kitchen was rightly relocated outdoors. Mum and Dad had just begun building their businesses, and almost all discretionary income was reinvested in their respective ventures. Therefore, modifications were undertaken incrementally and within a tight budget, probably formulated by the ever-frugal Dad. In this case, incremental should not be mistaken for continual. Improvements were few and far between because the couple was willing to wait until they had saved enough money to afford the quality of construction they desired. Till today, Mum would say, “I don’t manage,” and the backhouse was structurally sufficient that they never had to.

Having avoided the cost of residential rent, the couple later indulged in less necessary improvements. Mum fondly recalls the most luxurious modification that literally transformed the couple’s life. In 1998, they converted a large closet into an en-suite bathroom fitted with white tiles and green sanitary wares to ease the burdens of caring for their first-born child (me). Green for no other reason than the joy it sparked in Mum. While they were at it, they repainted all the furniture in the main bedroom a glossy bright green to match the new bathroom. The backhouse served many vital functions for the young family. After all, Mum’s social stationery printing press started in its dining room. However, it was only a matter of time before they maxed out on modification value potential and outgrew their first home.

 

Moving to the main house

Eventually, Mum and Dad moved from the backhouse to the main house under exceptional circumstances. One would have expected the ninth child to leave the main house soon, Dad would move in, and the twelfth child would replace him in the backhouse. But when Papa died in 1999, he willed 30 Aramide to Dad. Papa had freehold ownership of 30 Aramide before the 1978 Land Use Act of Nigeria, “vest[ed] all Land compromised in the territory of each State (except land vested in the Federal government or its agencies) solely in the Governor of the State” (Federation of Nigeria, 1990). After the Land Use Act was ratified, his freehold ownership was replaced with 100-year leasehold ownership signed by the Lagos State Governor. Dad inherited the leasehold with 79 years left on the dial. Why Papa would will this valuable asset to his eleventh child in the backhouse instead of the ninth child in the main house, no one would say. Either way, Mum and Dad relocated to the main house, while the ninth child returned to the backhouse, thus breaking the established tenure arrangement in the family house. Indeed, the couple greatly appreciated the unfortunately circumstanced opportunity. Not only had they outgrown the backhouse, but the main house came with authoritative perks over the entire compound. For instance, they now controlled the operations of the electricity generator, essentially dictating the power supply on behalf of all residents in 30 Aramide – a fantastic privilege considering the incessant power outages that still plague Nigeria.

In 1999, the country had just ended a brutal military dictatorship and turned a new leaf as the Fourth Republic. The economy was on the up; Mum and Dad could have afforded to leave 30 Aramide and relocate to the Island where they would be closer to friends, and Dad could avoid the painful commute to his law firm. Instead, they decided to remain in Ikeja for the following reasons. Firstly, Mum had relocated her printing press to the boys’ quarters of 21 Aramide and wanted to stay within walking distance. Secondly, the couple had already been working the angles to secure a position for their first child in one of the city’s best schools nearby. Lastly, the Island notoriously flooded during the rainy season as the drainage infrastructure for the water-logged landscape was woefully inadequate. Paying rent on a home that flooded annually did not seem like good value for money. Remaining on the Mainland – on solid ground – did.

 

Changes on Aramide street

Unfortunately, the couple’s tenure in 30 Aramide would not last long owing to land-use changes on Aramide Street. In the 1970s, there had been about 60 households. Then came a Chinese restaurant, replacing a residential unit, followed by a furniture store and a logistics centre. The arrival of a mini-mall cemented the fate of the street as commercial. By 2001, only six households remained on Aramide Street. Some new businesses did little to amend the architecture of the homes, while others erected purpose-built offices. Observing the commercial land-use demands in Ikeja, the Lagos State government reactively demarcated some WNHC-zoned residential areas as commercial in the Ikeja Land Use Map of 1982[3] (Oduwaye and Enisan, 2011). Aramide Street is sure to have been rezoned. According to Mum, the transformation on Aramide Street was inevitable. The road was a major thoroughfare linking Alausa, Allen Avenue and Oba Akran Avenue, all major institutional/industrial areas. On the day of the Ikeja Cantonment Bomb Blast,[4] she recalls watching tens of thousands of people flood her street on foot, walking past her gate and observing her in her home. It was then that, with disdain, she realised she lived on the main road.

The tension between the desire for privacy and the reality of exposure was a historical theme for residents of Aramide Street. In 1980, all households replaced their steel mesh and hedge fences with tall brick walls. Every family also had a mai guard[5] who lived in a small gatehouse and provided base-level security[6] for free accommodation and a stipend. Dad went the extra mile and acquired eleven guard dogs. Yet, no measure was enough to fend off crime in light of the depletion of residential homes. The thought process of a criminal was that if no one was watching, one could easily get away with it. So it was, that when 30 Aramide stood between two commercial entities from 1999, several mid-night attempts were made to break into the compound. Mum suffered from anxiety and insomnia, but despite her worries, she did not comment on wanting to leave 30 Aramide.

Dad was grateful to live in 30 Aramide cost-free. But he certainly held no sentimental attachment to the home. It simply is not his nature. He had received many financially enticing offers for 30 Aramide, and he recalls feeling the pressure to be rational. Although, as someone who always plays the long game, he probably could have remained in 30 Aramide, knowing one of the eleven dogs could protect him. Yet, it took only one successful armed robbery attack in November 2001 for the pressure to be rational (financially) and responsible (for his family) to give way.  A week later, he accepted a ten-year leasehold offer from a bank that would pay a substantial lump sum and another payment for demolishing 30 Aramide. He broke the news on an unassuming evening, informing Mum that she had just two weeks to find a new home before the Bank took possession.

Figure 2. The purpose built bank on the right sits where 30 Aramide family house once stood. The Chinese restaurant on the left has made little alterations to the original architecture built by WNHC

Lessons learned

Mum and Dad have since rented a three-bedroom home and now own a four-bedroom house. Both homes are in the gated community of Lira Housing Association (LIRA) Ikeja, a seven-minute walk from 30 Aramide. While their housing story has evolved, the threat of residential land-use conversion persists. Ikeja, in particular, has experienced a reduction in residential land from the initially planned 41 percent to 28.4 percent in 2010. Meanwhile, commercial land has increased from 9.5 percent to 46.06 percent. (Oduwaye and Enisan, 2011). Oosterbaan et al. (2012) highlight the widespread nature of residential to commercial conversations in sub-Saharan African cities. The process is typically informal, and many businesses promoting this phenomenon are small-scale. In response to the violation of land-use legislation, the Lagos State Physical Planning Authority (LASPPPA) is clamping down by sealing uncomplying buildings and imposing charges (Edeme, 2021; Olasunkanmi, 2021). However, Oosterbaan et al. (2012, p.63) rightly note that such sanctions could either stifle economic vitality or prove ineffective “considering the widespread, informal nature of the process, and the inadequate capacity of planning agencies to enforce such a law” (ibid.).

At a community level, LIRA is one of the few housing associations off the main road to resist land-use conversion. Aramide Street and the adjacent Adeniyi Jones Avenue remain favoured commercial axes, and businesses that cannot afford units on the main roads seek cheaper leases within housing associations. By joining the association, every resident within LIRA has agreed never to use, sell or rent their property for commercial purposes. The Executive Council – where Dad served as vice-chairman – fiercely enforces this rule to the extent that a fellow resident has been sued for using their property as an Airbnb. The resident claims an Airbnb does not qualify as a commercial enterprise, but the Council begs to differ. The case is presently pending in court.

Figure 3. Signposts outside the gates of LIRA

­­­Is preserving the land use of LIRA worth the cost? To Mum and Dad, the answer is a vehement yes. Reflecting on the experience of being displaced from 30 Aramide, Dad says the following: “I have a right to safety and privacy. I should be able to stand on my balcony, let my guard down and wave at my neighbours. I should not have to deal with a restaurant or office and their associated trouble, traffic and strangers disturbing my peace. If the government cannot defend those rights, should we not do it ourselves?” The contradiction lies in the fact that Mum would not have been able to use the boys’ quarters of 21 Aramide and later the main house of 26 Aramide for her now thriving printing press presently on 24 Aramide if it were not for the informal conversion processes she opposes today. She would have been dragged to court, which would have been the end of her business. The real question should be, what determines a city’s spatial organisation? The neatly laid colour blocks on a map, the instincts of citizens, or both?


Note

The names of Aramide Street and Lira Housing Association (LIRA) have been altered to anonymise the identities of the main characters.

 

References

Abiodun, J. O. (1976). Housing problems in Nigerian cities. The Town Planning Review, 47(4), pp.339-347.

Dad(2022, April). Interview about 30 Aramide Street.

Edeme, V. (2021, November 19). Lagos govt decries conversion of residential buildings for commercial uses. Punch Nigeria. [online] Accessed April 22, 2022. Available at: https://punchng.com/lagos-govt-decries-conversion-of-residential-buildings-for-commercial-uses/

Federation of Nigeria (1990) Land Use Act, Laws of the Federation of Nigeria (ed)

Iyatse, G. (2021, October 18). Osinbajo’s prescription and painful history of naira devaluation. The Guardian Nigeria. [online] Accessed April 9, 2022. Available at: https://guardian.ng/business-services/osinbajos-prescription-and-painful-history-of-naira-devaluation/

Koenigsberger, O. (1970) Housing in the National Development Plan: An Example from Nigeria. Ekistics, 180.

Korboe, D. (1992). Family-houses in Ghanaian cities: To be or not to be?. Urban Studies, 29(7), pp.1159-1171.

Ministry of Economic Budget and Planning’ MEPB’ (2019) Lagos Socio-Economic Profile. [online] Available at: http://mepb.lagosstate.gov.ng/wp-content/uploads/sites/29/2019/11/11.0-LAGOS-SOCIO-ECONOMIC-PROFILE.pdf

Mum (2022, April). Interview about 30 Aramide Street.

Oduwaye, L. & Enisan, G. (2011). Effects of Global Economy on Spatial Structure of Ikeja. Proceedings REAL CORP, pp.1257-1265.

Ogunpola, G. A. (1969). The functioning of a statutory corporation: the case of Western Nigeria Housing Corporation 1958-1966. Quarterly Journal of Administration, 4(1), pp.31-44.

Olasunkanmi, O. (2021, March 3). Lagos set to enforce converted property in government schemes. Lagos State Official Government Website. [online] Accessed April 9, 2022. Available at: https://lagosstate.gov.ng/blog/2021/03/03/lasg-set-to-enforce-converted-property-in-government-schemes/

Onibokun, G. A. (1971). Housing finance in Nigeria: A critical survey of private and public sources. The Town Planning Review, 42(3), pp.277-292.

Oosterbaan, C., Arku, G., & Asiedu, A. B. (2012). Conversion of residential units to commercial spaces in Accra, Ghana: A policy dilemma. International Planning Studies, 17(1), 45-66.

Stren, R. (1972). Urban Policy in Africa: A Political Analysis. African Studies Review, 15(3), pp.489-516.

The Birmingham Post (1963, October 1) Swamp becomes industrial estate. The Birmingham Post, p.14

[1] 505 homes in all housing estates, including the Bodija Estate, Ibadan and the Ikeja Industrial Estate, Lagos.

[2] Lagos is divided into the Mainland and the Island. The Island is home to Lagos Island and Victoria Island, which serve as the city’s Business Districts.

[3] The Ikeja Land Use Map (1982) is not publicly accessible

[4] A armoury explosion at the Ikeja Military Cantonment that killed 1,100 people and displaced over 20,000.

[5] A security personnel. Typically, a rural-urban immigrant. The concept of a mai guard deserves its own housing story.

[6] They did not have any security training but acted as eyes on the street.

 

This housing story is part of a mini-series revealing the complex ways in which personal and political aspects of shelter provision interweave over time, and impact on multiple aspects of people’s lives. Space for strategic choice is nearly always available to some degree, but the parameters of that choice can be dramatically restricted or enhanced by context. The wide range of experience presented in this collection shines a light on the wealth of knowledge and insights about housing that our students regularly bring to the DPU’s learning processes.

A Roof of Her (their) Own: Self-Constructing a Home in Lima

By Rosa Paredes Castro, on 28 June 2022

Introduction

Through time, the struggle of people who migrated from Peruvian rural areas to Lima, the capital of Peru, has been marked by the “informal” occupation of the land that has transformed Lima into a megalopolis. In this context, the story of Maria kicks off in the 1960s when her family was forced to move from their original Tayabamba, a small town in the Andes, to Lima. Her emigration story is the trajectory of thousands of families that were forced to occupy Lima’s outskirts due to Shining Path terrorist actions in several towns of Peru.

Maria’s story highlights the trajectory of a woman who seek to overcome the barriers of the unequal land distribution of housing and how in this context, migrants created self-constructed and self-organized agencies that enable them to create a space for their families, as portrayed in the documentary “A roof of my own” (Turner, 1964) and the follow-up “City Unfinished – Voices of El Ermitaño” (Golda-Pongratz & Flores, 2018). Likewise, it portrait how self-construction has evolved throughout time regarding the inclusion of further generations challenges.

Housing Self-Construction in Lima

In the socio-political context of Lima, self-construction practices have turned into the rule rather than the exception. Even for the past two decades, Peru has increased their economic profits, the production of informal settlements has been severely intensified. Nowadays, more than 90% of Lima’s expansion corresponded to the informal production of housing (Espinoza & Fort, 2020).

Self-construction processes started from 1960s when immigrants from the Andes and other rural regions of Peru were forced to occupy illegally Lima’s outskirts. This first period was marked by a massive and collective occupation of an undeveloped land. Andean cosmovision have its roots in a relational and collective cosmovision that were supported by the practice of “Minka” , which was a practice that entailed mutual aid and collective workforce used for the benefit of the community. Since the origin of the people who occupied those areas were rooted in those ancient collective practices, the first production of self-constructed housing was characterized by social relationships of solidarity, cooperation, and mutual-aid.

First Migration (1960): Assisted shantytowns

The story of Maria started in this first occupation of Lima’s outskirts. Up to this point, Peruvian socio-political was marked by the spatial effects of Shining Path terrorist actions over several rural areas in Peru, those actions were forcing people to move from their original regions to escape from persecution, terror, and an ever-growing internal war. Lima, the capital of Peru, was the recipient of massive occupations in underdeveloped areas.

Maria, at 25 years of age, was forced to leave her original town Tayabamba with her three sisters after her mother was assassinated when refusing to join Shining Path. Her mother was a farmer, and they live from the commercial exchange of the products that the land used to produce daily. In that sense, Maria didn’t possess any savings that allow her to take a housing mortgage and access a social housing program. This is why, in coordination with other women and families, they organized themselves to take Pampa de Cueva, which it was an undeveloped area in the Northern outskirts of Lima, that used to belong to an industrial company.

Figure 01: Pampa de Cueva land being organized to start the first period of “assisted shantytowns”.
Lazaro Gutierrez, V. (1960). Personal archive. 17nov1960. http://17n.limanorte.com/

 

Figure 02: Women cooperating in the preparation of the land to built-up a house of one of the settlement dwellers. Lazaro Gutierrez, V. (1960). Personal archive. 17nov1960. http://17n.limanorte.com/

 

Turner (1964) in “Housing by people” explain housing self-construction processes by proposing an autonomy in its production. By recalling “people as infrastructure” (Turner, 1964, p.17), Turner states that rather than centralize the housing production in the state, this effort should be transformed into a self-governing approach by considering people’s participation as a social capital. Maria, without economic capital to invest in her own house, started to organize herself with other families in Pampa de Cueva settlement by reactivating the cooperative practices that migrants from the Andes carried out through “minka”. Initially, on how to distribute the land area for the accommodation of each family and aftwerwards on how to build-up collectively the housing dwellings of the neighbourhood.

Nevertheless, the right to access a piece of land for Maria and the other families was not that easy to achieve. During 1960, there were successive evictions reinforced by the state and land private owners of Pampa de Cueva. The association between the government and the private sector produced several attempts to evict Maria and their neighbors. However, throughout “comites” (cooperatives), which were groups in charge of the community decisions organized at the core of the initial occupation, they started a process in which different forms of organization and mutual aid will take place, becoming key elements in the fight for the land tenure.

As stated by Turner (1964), if the right to the city is understood from a democratic and socialist context, “planning and administration are legislative processes limited to actions essential to establish and maintain an equitable distribution of resources” (Turner, 1964,p. 22). In Lima of the 1960s, that distribution was concentrated in powerful families that have inherited those pieces of land from their own families. However, the social capital of lower-income people was their only possibility to make decisions collectively and negotiate within the state regarding their right to housing tenure.

“We were not able to leave our houses because we have no other option to live, we persisted and remain despite the violence of the police. We couldn’t step back” (Maria, 2022). As a result of several negotiations with the state and a massive force of cooperation and self-organization, the right to remain was approved for Pampa de Cueva dwellers.

Figure 03: Polices taking Pampa de Cueva seeking to evict people from the settlement occupation. Unknown author (1960). Accesed: Caretas Archive (Lima, Peru)

Boom of “assisted shantytowns” and Collectivism strengthening (1970s-1980s)

Having achieved the right to remain, the spread of informal settlements increased rapidly in several underdeveloped areas of Lima as portrayed in the cover page of Architectural Design (Turner, 1963). In this period, the evolution showcases that the barriadas started covering the 10 per cent of Lima’s population in 1955 and 25 per cent in 1970 (Riofrio, 2003). Now that Maria and Pampa de Cueva dwellers have achieved the access to land tenure, the challenge was located on how to gain access to public services and technical assistance in the production of housing.

Figure 04: Pampa de Cueva (El Ermitaño) growth in 1963. Turner, J. (1963). Accesed: Architectural Design, vol. 33, nº 8. London.

The strengthening of the social organizations in Pampa de Cueva was an important element in the process to gain access to further subsidies from the government for public services. This organization was rooted twofold. On the one hand, cooperatives operated at the level of the negotiations within the state and on the other hand, they operate at the grassroots level by negotiating with the other families regarding which decisions will be the priorities for the common challenges. In this context, Maria became a leader in the organization of all the “comites” of Pampa de Cueva, also enhancing its political capacities for the benefit of the development of the common challenges of the settlement.

Turner (1964) states that an autonomy of housing production implies that rather than centralizing the decisions towards the state, governments should act as mediators that could empower the social capacities of people and their autonomous decisions. “Instead of needing to know how many houses are or will be demanded in a given place and time or for a given social sector, planners and administrators need only know the approximate quantities of building materials, tools, and labour, land, and credit that will be required. (Turner, 1964, p. 30). Following this approach, cooperative, and collective aid keep marking the growth of self-constructed housing in Pampa de Cueva. Maria’s house was built-up with the help of their neighbours. “With the other neighbours, we organize shifts to work each weekend. We helped each other and we know that we can rely on our “compadres” to finish our housing roofs or building up our rooms” (Maria, 2022)

As a result of that force of self-organization and a massive social pressure, the Ministry of Housing approved the legal framework that will enable new shantytowns to gain access to a permanent legal tenure and further technical and economic assistance as public services and infrastructure (Castillo-Garcia, 2021). According to Espinoza, et al (2020), lower income dwellers understood that if they take the land, afterwards the government will subsidize the land tenure and the access to public services (Espinoza, et al, 2020). Peru rapidly became a reference of “assisted shantytowns” among Latin America, since it was the only government supporting the self-production of housing (Riofrio, 2003). In that sense, the agency of Maria and Pampa de Cueva dwellers contributed to the integration of the production of self-constructed housing in the National Housing policy and as part of the correlative development strategies. (Castillo-Garcia, 2021).

Figure 05: Pampa de Cueva dwellers playing a football game. Lazaro Gutierrez, V. (1960). Personal archive. 17nov1960. http://17n.limanorte.com/

The switch from self-production assistance to neoliberal policies opening (1990-2000)

Nevertheless, from 1990 onwards, housing policies took as inspiration Hernando de Soto’s theories of neoliberal planning (Riofrio, 2003). According to De Soto, with the legal housing tenancy the private sector will regulate the further upgrading of informal settlements (Riofrio,2007). Technical capacity was transferred to local governments who can approve tentative land areas for social housing interests (Castillo-Garcia, 2021) and the production of social housing was commissioned to the private sector through the creation of MIVIVIENDA fund. As a result of those policies, informal land speculators appeared in several underdeveloped areas of Lima. Those neoliberal attempts were supported by Alberto Fujimori’s government, who used a populist strategy to promise housing tenure to migrants and contributed to a culture of stigmatization of cooperativism, community organization, and political participation.

“During Fujimori’s government, the members of the comites were bribed and the way we cooperate with others wasn’t the same (…) people were also afraid to be stigmatized as a terrorist for Fujimori’s associates” (Maria, 2022). Meanwhile, up to this point Alejandrina’s family grew up. She got married and after having two children her family required more space for inhabiting and working. Since the plot that Maria’s fight for allowed her to progressively adapt her house, they built a second floor for their children and expanded the first floor to open a small grocery shop. However, her sisters could no longer live with them, so they started looking for affordable options closer to their social and economic networks. In this process, the only alternative that they find it was to buy informally some plots to land trafficants in Pampa de Cueva. Having understood that the process of assisted shantytowns will further provide access to public services and land tenure, private speculators created systems of informal occupations and further traffic of land, distributing the land and selling the plots for 700 dollars, a value that lower-income families could afford by a small loan from a local bank.

This situation marked a different occupation, the mutual aid has progressively been disappearing. In addition to the regulatory opening for speculators, new generations were more interested into remain closer to their social and job networks but less interested in contributing to a community belonging (Riofrio, 2002). Even though there was initial support for self-construction processes, by opening housing regulations to “let the private sector upgrade the assisted shantytowns” (De Soto, cited in Riofrio, 2007), who were benefited were the land speculators rather than lower-income dwellers.

Second Generation Challenges and a never-ending process (2000-2022)

From 2000 onwards, the government offered the major responsability for the social housing production to the Real State sector. Influenced by the United Nations Agenda, which “recognizes that governments are not able to meet housing needs through direct action or state provision and that the diversity and scale of such need require the participation of the private sector and local communities” (UN Agenda 2012, cited in Payne, et al, 2012, p.13).

Meanwhile, alternative options for Maria’s family have been limited. Maria’s son grew up and with a family, affording the initial payment of a mortgage was not possible. Even If the government proposed subsidies for social housing in some areas located on the outskirts of Lima (Espinoza, et al, 2021), he didn’t qualify for bank credit with a $ 300 basic salary and accumulated debts. Therefore, his only alternative was still to buy a plot from the land trafficators. Consequently, self-construction from the 2000s onwards, influenced by the land traficant organizations, became the only alternative for further generations. By 2018, the production of shantytowns represented tentative the 90 percent of Lima’s expansion (Espinoza, et al, 2020).

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Figure 06: Informal occupation in the Upper Areas of Pampa de Cueva by land traffic (2017). Paredes Castro, R. (2017). Housing Self-construction Illustration in Lima (Peru).

In this context, how could regulation work to the benefit of lower-income dwellers? Turner (1990, cited in Payne & Majale, 2012) proposes a switch in the traditional housing regulation by an “open system” that will enable households to find adaptable alternatives suitable to their needs departing from a range of competition of all the suppliers involved in the production of housing. In Lima, policies oriented towards Real State profits and the inadaptability of regulations towards the needs of new generations contributed to the progression of a never-ending process of land trafficant. In that sense, the fight for affordable and secure housing persists in the story of Maria.

“Nevertheless, we are still positive in the future of our family, we struggle to build-up our houses and access to sanitation and electricity, I believe that my son will also be able to someday have a house for him and his future family” (Maria, 2022).

Conclusions

Maria’s trajectory showcase that even though the initial government support of self-construction processes benefited the development of lower-income housing access, within the enhancement of the neoliberal policies and the correlative land regulations for the benefit of Real Estate developers, a vast ground for private formal and informal speculators was opened. Furthermore, the strengthening of those policies and the new generations’ interests also has contributed to the weakening of the social organization and cooperative practices. In this regard, Maria’s story demonstrates that individual land tenure doesn’t guarantee that the right to housing will be achieved. As shown in the story, this also open the ground for alliances between the private sector and the state rooted in a long trace of corruption carried out in Peru.

Furthermore, Maria’s story also highlights the power of organization and people’s agency as social capital and strategic elements in the fight for housing. Beyond a romanticization of self-construction, the story shows that community participation is imperative in the journey toward housing. Therefore, housing requires to be reframed as a process rather than a product (Turner,1964).  Beyond understanding the housing question from a critique of the state, the story shows that the right for housing navigate in the nuances of politics, personal trajectories, community participation, and urban and housing policies. In this context, further questions need to be raised. How to co-create adaptable housing policies in which the different agents involved could generate flexible and affordable alternatives for lower-income dwellers? How to navigate land traffic challenges from a co-production and participation of further generations? And finally, how to reimagine collectively a roof of her (their) own?

Bibliography & References

  • Castillo-Garcia, F (2021). Public Housing Policies in Peru 1946-2021 and contributions to a public housing policy 2021-2030. https://orcid.org/0000-0002-0316-5201
  • Espinoza, A. & R. Fort (2020).Mapeo y tipología de la expansión urbana en el Perú. Lima: GRADE; ADI. https://www.grade.org.pe/publicaciones/mapeo-y-tipologia-de-la-expansion-urbana-en-el-peru/
  • Fernandez, J.C & Pelaez,F (2021). Unidades cooperativas: de la vivienda titulada al barrio titulado. En FIIU5. Resiliencia Urbana. Tomo I. (pp. 21 – 27). LIMA. Ocupa tu calle. https://96p.ef8.myftpupload.com/wp-content/uploads/2021/03/Libro-FIIU-5.tomo1_.pdf?time=1615397872
  • McGuirk, J. (2014). Radical Cities: Across the Latin America in Search of a New Architecture. London: Verso. – Watkins, Katie.
  • Golda-Pongratz, K. & Flores, R. (2018). Ciudad Infinita – Voces de El Ermitaño” [City Unfinished – Voices of El Ermitaño]” (2018)
  • Golda-Pongratz, K (2021). John FC Turner (1927-). The Architectural Review.Self-built housing + AR House: The Architectural Review Issue 1477, December 2020/January 2021. https://www.architectural-review.com/essays/reputations/john-fc-turner-1927
  • Riofrio, G. (2003). Urban Slums reports: The case of Lima-Peru. Global Report on Human Settlements 2003. The Challenge of Slums.
  • Riofrio, G. (2007). La política de vivienda en el Perú responde a la oferta y no a la demanda [In person]. Palestra, Portal de Asuntos PúblicosPE. http://repositorio.pucp.edu.pe/index//handle/123456789/11941
  • Payne, G. & Majale, M. (2012). The Urban Housing Manual: Making Regulatory Frameworks Work for the Poor. 10.4324/9781849773362.
  • Turner, J.F.C (1964). A roof of my own (UNTV 1964, 29 minutes)
  • Turner, J.F.C (1976). Housing by people: Towards autonomy in building environments. London: Marion Boyars.


This housing story is part of a mini-series revealing the complex ways in which personal and political aspects of shelter provision interweave over time, and impact on multiple aspects of people’s lives. Space for strategic choice is nearly always available to some degree, but the parameters of that choice can be dramatically restricted or enhanced by context. The wide range of experience presented in this collection shines a light on the wealth of knowledge and insights about housing that our students regularly bring to the DPU’s learning processes.