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Healthy cities aren’t a question of boring or exciting buildings but about creating better public space

By Sarah Flynn, on 6 February 2024

Originally published in The Conversation by Haim Yacobi, Professor of Development Planning and Programme Leader of the MSc Health in Urban Development.

Interstate 5 near downtown San Diego, US. Abraham Barrera | Unsplash

The US developers of a 300ft glowing orb, set to be built in the middle of Stratford, east London, and accommodate upwards of 21,500 concert goers, have withdrawn their planning application.

Las Vegas, in the US, already boasts one such venue, known as Sphere. Citing its “extreme” disappointment at London residents not similarly benefiting from what a spokesperson said was its “groundbreaking technology and the thousands of well-paying jobs it would have created”, Madison Square Garden Entertainment (MSG) has decided the British capital is not one of the forward-thinking cities it aims to work with.

Campaigners have responded with glee, not least because, in response to concerns over the proposed structure’s potential noise and light pollution, developers had initially suggested they invest in blackout curtains. “Residents would be served far better by building social housing on the site,” a representative for Stop MSG Sphere London reportedly said.

Quite how a city both caters to its residents’ needs and sustains its economy is an enduring debate. The tension is between innovation aimed at boosting investment (in this instance, in the entertainment industry) and what urban geographer Colin McFarlne terms the “right to citylife”.

Projects like the Sphere sit on one extreme end of what gets built in a city. The British designer Thomas Heatherwick recently highlighted what he sees as another extreme, though no less harmful: “boring buildings”.

In his new book, Humanise – a Maker’s Guide to Building Our world, Heatherwick says “bland architecture” causes stress, illness, loneliness, fear, division and conflict. Research shows, however, that more than individual buildings, how the city is planned as a whole variously harms or improves people’s lives.

The city as a complex system

The physical and social environment of any given city are just two contributing factors in the complex system that shapes residents’ wellbeing. Public health research has found a positive, non-linear relationship with a higher prevalence of mental health problems in more urbanised countries, particularly for anxiety disorders.

Copenhagen: public space is the very essence of urban life. Brian Kyed|Unsplash

Copenhagen: public space is the very essence of urban life. Brian Kyed | Unsplash

Mental health problems now account for over a third of the total burden of disease in adolescents in urban settings. Research shows that, for young people (a significant proportion of urban populations), health and wellbeing constitute major determinants in their future life prospects.

In Humanise, Heatherwick ignores this complexity. The book is a collection of thoughts, ideas, visuals and reflections on the role of contemporary architecture and architects. In it, the designer suggests that the world is facing a “global epidemic of inhuman buildings” and suggests a list of what to do and what not to do to achieve the reverse: “interesting buildings”.

Heatherwick sees cities as collections of buildings, of architectural objects. The problem here, of course, is that the various aesthetic merits of any given structure can be endlessly debated.

Some of Heatherwick’s arguments (“boring places contribute to division and war”; “boring buildings help to cause climate change”) are plainly simplistic. They also beg the question of who decides what is and what isn’t interesting.

As examples of interesting buildings that bolster people’s wellbeing, he cites, among others, the Parkroyal Collection hotel in Singapore and the Edgewood Mews housing project in Finchley, north London for their generosity.

The first, he says, is “enthusiastic to share its wonder with everyone” and the second offers “more than minimum to the world”.

To me, though, these are extravagant architectural statements of capitalist power (the Singaporean hotel) and an over-designed fortress building (London’s Edgewood housing project).

Singapore’s Parkroyal Collection hotel. Meric Dagli | Unsplash

Recognising the importance of public space in cities

In the early 1900s, the German sociologist and philosopher, Georg Simmel, hailed the advent of a new urban condition. Compared to rural life, he said, the metropolis made people more individualistic, prioritised capitalist modes of production and intensified sensory exposure. As a result, he said: “Instead of reacting emotionally, the metropolitan type reacts primarily in a rational manner”. City dwellers were, Simmel said, less sensitive and further removed from “the depths of personality”.

Mid-20th century architects and planners further explored the socio-psychological damage wrought by urban expansion in the post-war era. In his 1971 book, Life Between Buildings, Danish architect and urban planner Jan Gehl underlined how, more than architecture, urban space itself had the potential to either harm or affirm social interactions.

The capitalist logic underpinning modernist urban planning was harming residents. More and more people were living in high-rise buildings. Open, green spaces were commodified. Private transport was prioritised. Gehl thought it was precisely in these daily situations, where people move between home and work and play, that cities should both “function and provide enjoyment”.

In over-emphasising the design of exciting buildings, Heatherwick overlooks this: that it is between and around buildings that you find the essence of urban life.

Architectural objects in themselves cannot tackle the issues city residents face. Ricardo Gomez Angel|Unsplash

Architectural objects in themselves cannot tackle the issues city residents face. Ricardo Gomez Angel | Unsplash

Research shows that urban policies have evolved since the 1970s, largely to try to shape cities for the better and to ensure better accessibility, better quality and diversity of housing, open spaces, more reliable infrastructure and more robust services.

After joining the World Health Organisation’s healthy cities initiative in 1987, Copenhagen developed a holistic urban policy. This included walkable streets, public transportation, diverse housing opportunities, more pointed social policies around ideas of community and using taxation to encourage smoking control. Nearly four decades on, the Danish capital continues to be upheld as one of the world’s healthiest cities.

However “good” or “interesting” architecture might be, it cannot tackle poverty, social exclusion and public health on its own. But even high-rise buildings can make a difference to people’s lives if they’re well designed and well regulated. How the built environment is shaped as a whole is crucial.

In denying MSG planning permission for a London Sphere, city authorities have prioritised residents’ concerns over private investment. Everyone benefits from public space and infrastructure being seen as public goods, not commodities.

Can global reporting bring about transformation?

By Alex Apsan Frediani, on 21 October 2022

By Alexandre Apsan Frediani and Camila Cociña

Alexandre Apsan Frediani is a principal researcher and Camila Cociña a researcher in IIED’s Human Settlements research group

A view from the air of Sao Paolo, Brazil, where local government has recognised the value of cultural groups that had occupied vacant warehouses and developed a new legal framework to allow them to stay in the properties legally (Photo: Ranko Gacesa, via Flickr, CC BY 2.0)

 

Is this going to be just another thick global report sitting on someone’s shelf? A publication that ends up gathering dust rather than making real changes? Can a global report be a means for transformation?

These were the kind of questions that we, and colleagues working on the Knowledge and Action for Urban Equality (KNOW) programme and the United Cities and Local Government (UCLG) research team, shared when we first considered joining forces to produce the sixth edition of UCLG’s triannual GOLD (Global Observatory on Local Democracy and Decentralization) report.

When UCLG – the largest global network of local and regional governments – decided to focus their next flagship report on inequality, we saw it as a unique opportunity to communicate the approaches, concepts and findings of the KNOW programme. We recognised its potential to facilitate real transformation by engaging with those at the frontline of urban inequalities.

IIED has a highly respected track record of work in this area, engaging directly with UCLG through its work on housing and the previous GOLD III report – mainly through the extensive work of senior associate David Satterthwaite – and by its understanding of how dialogues can have transformational effects.

Three years on from the initial conversations, we are launching what will probably be the most significant publication ever to outline the role of local and regional governments in addressing inequalities – the GOLD VI report, ‘Pathways to urban and territorial equality: addressing inequalities through local transformation strategies‘. It was launched during this week’s UCLG World Summit and Congress, in South Korea.

During the congress, we are discussing the key findings and next steps with UCLG colleagues, mayors, civil society networks and academics. And as this work draws to a close with the publication of the report, we look back and ask: what role will this report play in shifting political power in ways that advance human rights and disrupt the trends that have been reproducing discrimination, exclusion and injustices in cities?

The honest answer? We don’t know yet. But there are some things that we do know, so we can reflect on our approach to the report’s process and the key factors that made our commitment to embark on this journey worthwhile.

Capturing diverse voices, experience and knowledge

Building an equality agenda requires asking difficult questions about how to mobilise knowledge in more equitable ways. In terms of process, we used a strategy for the report’s production based on principles of knowledge coproduction.

Our aim was to use the report-making process as a way of strengthening bonds and alliances between civil society networks, academics and the UCLG members. Early on, we decided to build the report’s narrative and arguments based on these conversations. In this way it became a truly collaborative and political process, rather than a purely technical exercise that relies on a single and limited conception of ‘expertise’.

We invited academics who we believed would enjoy this way of working to become chapter ‘curators’ rather than ‘authors’, to capture a multitude of voices, experiences and knowledge. This was channelled through almost 90 contributions from civil society and local government networks, and academics. The themes were the result of conversations about what key messages and experiences should be included.

We then organised several online meetings where contributors presented to chapter curators, who in turn presented how they were incorporating the inputs. These conversations were not purely about the accuracy of representation, but about the underpinning messages the chapters were conveying, and about how curators were capturing grounded political ambitions and messages into a single narrative. All these contributions are now available in the form of working papers and a case repository, alongside the full report.

Of course, we experienced differences of opinion during the process, so expectations had to be managed, and safe spaces were sometimes needed to address power imbalances. But it was refreshing to see agreement emerging around what needs to be done.

Given this process took place in the middle of COVID-19, synergies were stimulated by a growing public awareness of the uneven impacts of the pandemic, and the importance of local and collaborative action to respond to it. As a result, the GOLD VI process added to the growing recognition at UCLG of the role of civil society networks as partners – not only for joint advocacy campaigns – but also for generating knowledge and research.

Key messages, pathways, and five principles

This leads on to the question of how ‘urban and territorial equality’ is approached in the report, and how the key messages were built. Drawing on the work of Caren Levy and colleagues (PDF) about urban equality from a social justice perspective, GOLD VI calls for a multi-dimensional understanding of equality, which requires responses about governance and which move beyond sectorial silos.

Then, six ‘pathways’ for local and regional governments organise the content: ‘Commoning, Caring, Connecting, Renaturing, Prospering and Democratising’.

In its conclusions the report identifies five cross-cutting principles:

  1. The adoption of a rights-based approach to local action is a crucial place to start in order to address inequalities
  2. Recognising that the spatial dimension of inequalities is important for localising those rights in territories. This includes attention to policies that address urban fragmentation, promote proximity and urban/rural linkages
  3. Promoting broad local partnerships based on democratic practices through a new sub-national governance culture, along with adequately empowered sub-national authorities and multi-level governance
  4. Adequate fiscal and investment architecture is essential to strengthen and localise finance, propelling alternative economic models that recognise and optimise the economic, social and environmental value of existing local resources, and
  5. A need to engage practically with the notion of time in ways that go beyond electoral cycles – recognising the past and unequal historical legacies, engaging with the present by boosting everyday practices that address inequalities, and imagining the future through bold ambitions that consolidate local alliances, long-term vision and radical, incremental steps towards a fair and sustainable future.

As the process draws to its conclusion, we began to see the connections between these principles and other ongoing locally-led efforts to bring about transformative change. We see GOLD VI as part of a much wider, equality-driven, global municipalist movement. It brings together local stories of incremental and radical transformations, nurturing hope that other ways of doing things are possible.

These stories in isolation might seem like drops in the ocean, but in relation to each other, they might shape a much stronger wave towards structural change. This is probably our main takeaway – that this locally-led movement is offering a unique opportunity to re-imagine a new order of global solidarity and action.

An introduction to time-space planning: Re-thinking the role of planning in the making of cities in India

By Debayan Chatterjee, on 28 January 2021

Planning temporariness

“Given the overwhelming evidence that cities are a complex overlay of buildings and activities that are in one way or another, temporary, why have urbanists been so focused on permanence?” (Bishop et al., 2012: 3)

Indian cities today are changing physically slower than the rate demanded by the pace of activities within. And the emerging trend of ‘temporary urbanism’ signifies a shift from traditional physical city-making paradigm to one which interprets the city as a backdrop for activities. Therefore, the contemporary urban practitioners need to revisit their conceptual association with urban permanence and explore possibilities of de-constructing the current mainstream planning narrative which is grounded in a dichotomy where space stood for fixity and time for dynamism, novelty and becoming (Massey, 1999). In this context, the introduction of Time-Space planning as an alternative narrative cherishes ‘seductive flexibility’ and openness by re-conceptualizing urban time-spaces as ‘multiple, relational, and co-produced’ (Ferreri, 2015; May et al., 2001).

Mainstream planning and its dilemmas (Source: Author)

 

Historically, cities in India have always celebrated temporariness in various ways. Religious festivals, periodic cultural events, and street markets are a few examples of such ‘embedded’ practices that have been an integral part of people’s everyday lives for years. After independence, it was the modernist city planning that tried to separate the time and space aspects of everyday practices, generated the thrust for fixity across the country, and created binary distinctions such as permanent versus temporary. However, the deliberate practice of Time-Space planning (at the local level) allows planning professionals and communities to learn from deeply ‘embedded’ temporariness, experiments with ‘intentional’/’experiential’ temporariness (Madanipour, 2017) and therefore, helps in the new imagination of urban places/ societies. These contemporary urban practices reinstate Lefebvre’s understandings of time that is something inseparable from space (1992) and validate that cities are ‘four-dimensional’ (Bishop et al., 2012). Thus, the above-mentioned changes demonstrate a clear shift from ‘solid’ modernity to ‘fluid’ modernity (Bauman, 2000) where, the urban is “…understood as a living pulse, assembling and disassembling itself in a reversible manner according to needs and opportunities, market demands and supply of resources, restrictions, and aspirations of inhabitants” (Mehrotra, 2016).

In my viewpoint, Time-Space planning emphasizes on the alternative conceptualization of cities “…by questioning the very assumptions, norms, values, and ideals” (Miraftab, 2009) that shape mainstream planning practices in India. The new planning narrative refuses to picture permanent ‘destinations’ for people and therefore, unleashes the possibilities of imagining ever-transforming environments that can sustain through the processes of ‘improvisations’ and ‘indeterminacies’ (Simone, 2019). This is a major analytical shift because planning here is neither obsessed with finding out the ‘ultimate solution’ for a given urban context nor dependent on the long-term projecting and forecasting. Such refusals lead to the much-needed liberation of current planning imaginations by provoking enough willingness “…to risk, to try different things, without necessarily needing for the results to come, in some sense, right away” (Simone, 2019). Such ‘incompleteness’ embedded within the Time-Space planning narrative allows the planners and the people to collectively experiment with the moments of ‘provisionality’ (Simone, 2019) and to maneuver rooms for future improvisations in India.

 

Formal imaginaries v/s local possibilities (Source: Author)


Unpacking time-space planning & its principles

In my opinion, the conceptual formulation of the Time-Space approach stresses on a few urban trajectories as follows;

– The alternative planning practices challenge the foundations of modernist planning and its obsession with permanence and imposing order;

– New urban imaginaries celebrate flexibility and fluidity; deliberate planning for temporariness sits within a mix of time-scales;

– Active involvement of a range of actors and recognition of their power relations are necessary for inviting necessary improvisations in the urban-making process. The actors’ collective roles/ responsibilities change with the context. It liberates ‘planning’ from the ‘professional planners’;

– Transformative local practices use a palette of (time-based) strategies and tactics to fulfil the need of marginalized communities. Here, planning refuses its mainstream norms and discipline, follows unorthodox processes, and therefore celebrates incompleteness;

 

Conceptual framework for Time-Space Planning (Source: Author)

 

Thus, contours of Time-Space planning can be distilled into four key principles;

Principle 1: Liberating planning imagination

“Cities are subject to continuous change and restructuring. There arises, inter alia, a fundamental tension between the rigidity of the urban built environment and the relative fluidity of the socio-economic processes that produce and are accommodated by it” (Henneberry, 2017: 1). Unlike the top-down planning approaches, Time-Space planning improves the relations between the former and the latter and allows smooth urban transformations. The new adaptive planning practices enforce alternative imagination of cities by amplifying ‘reversibility’ and ‘openness’ in the space production processes. In short, these careful measures assert a new consciousness that “…aims at decolonizing the planning imagination by taking a fresh look at subaltern cities to understand them by their own rules of the game and values rather than by the planning prescriptions and fantasies of the West” (Miraftab, 2009: 45).

Principle 2: Embracing a hybrid/ in-between development approach

Temporary urban interventions “…may arise completely spontaneously or be supported wholly or partly by the state or established private actors” (Henneberry, 2017: 256). The long-term sustenance of these time-bound interventions neither solely dependent on the support from the state nor the communities. Rather, the collective efforts from both the government and the people decide the fate of alternative place-making practices. Time-Space planning goes beyond the binary of the state-led and citizen-led practices and develops a ‘third way’ of development that ensures active participation of all mainstream and marginalized actors in the urbanization process. Understanding the negotiations involved in the process is crucial to produce social innovations.

Principle 3: Amplifying socio-spatial justice

“Temporary activities can provide a vehicle for local consultation” (Lehtovuori et al., 2012: 35), and help to build a bridge among state, developers, and (marginalized) communities. Such collaborations are essential to enable the marginalized communities to actively take part in their city-making process. Time-Space planning protects these weak actors and facilitates them to address various forms of injustices by re-using available city structure; re-adjusting structural forces; and reinforcing strategic temporary-use regulations. Thus, temporary urban interventions are capable of producing socially just built-environments in cities (Klanten and Hübner, 2010; Oswalt et al.,2013). The new imagination of cities not only focuses on minimizing harm (/inequalities) but on doing measurable good.

Principle 4: Triggering experiment-driven planning practices

Time-Space planning is “…experiment driven development, not planning led” (Lehtovuori et al., 2012: 36), and therefore, it involves a range of decision-makers and users, and aims “…to foster change by producing alternative visions and projects whose aim is not to be sustained but to evolve with space and its users” (Andres n.d.). These practices follow the conceptual architecture of Insurgent Planning and hence, shift the theoretical objectives from ‘planner to planning’ (Miraftab, 2009). As a result, the alternative urban-making processes democratize planning practices and re-define the planning limits by allowing various community activists, professional planners, city councilors, employed/ unemployed residents, etc. to decide the necessary planning measures focusing on conditions and not on the action itself (Miraftab, 2009; Lehtovuori et al., 2012).

Liberating planning imaginations (Source: Author)


Mainstreaming time-space planning

It is important to understand that mainstreaming the Time-Space approach won’t be an easy task for the new-age urban planners. And failing to do so, the future will be “…less open and more predetermined as persistence and perpetuation of the present” (Miraftab, 2017: 284). So, they can ‘imagine’ the ‘unimaginable’ only when; (a) Place-making practices identify ‘impermanence’ as a ‘potential’ and not a ‘failure’; (b) Planning becomes reflexive and not prescriptive. Hence, the focus shifts from top-down forecasting, projections, and improvements to grassroots improvisations; (c) The interested communities/ planners/ government officials have the appropriate technical knowledge/skills related to time-bound planning, construction, maintenance, and demolition/ transferal of temporary urban interventions; (d) Government is willing to modify its rigid administrations and reduce bureaucratic obstacles that hinder ‘spontaneous’ and ‘unorthodox’ practices; (e) All the actors stress on just collaborations and the newly formed alliances have enough courage to experiment with ‘non-linearity’, ‘fuzziness’ and ‘openness’ in planning; Without satisfying these prerequisites, planning will be always afraid to celebrate its ‘incompleteness’ in true sense.

The purpose of this article is not to stress on replacing the long-term interventions with time-bound interventions. Rather, it celebrates the notion of adaptability and openness in planning, and discusses how embracing ‘temporariness’ in urban planning allows new-age urban planners to explore appropriate possibilities to ‘improvise’ urban lives in India.

 

References

  • Bauman, Z. (2004) Liquid ModernityANSE-conference. Leiden, The Netherlands.
  • Bauman, Z. (2006). Liquid Times: Living in an Age of Uncertainty. Cambridge, UK: Polity Press.
  • Bishop, P., and Williams, L. (2012). The Temporary City. London: Routledge.
  • Ferreri, M. (2015). ‘The seductions of temporary urbanism’. ephemerajournal, 15(1), pp. 181-191.
  • Henneberry, J. ed. (2017). Transience and Permanence in Urban Development. UK: Willey Blackwell.
  • Klanten, R. and Hübner, M. ed. (2010). Urban interventions: personal projects in public spaces. Berlin: Gestalten.
  • Lefebvre, H. (2004). Rhythmanalysis: Space. Time and Everyday Life. Translated by S. Elden and G.Moore. London: continuum.
  • Lehtovuori, P. and Ruoppila, S. (2012). ‘Temporary uses as a means of experimental urban planning’. SAJ Serbian Architectural Journal, 4, pp.29-54.
  • Madanipour, A. (2017). Cities in Time: Temporary Urbanism and the Future of City. UK: Bloomsbury.
  • Madanipour, A. (2017). ‘Temporary use of space: Urban processes between flexibility, opportunity and precarity’. Urban Studies, 1-17.
  • Massey, D. (1999). ‘Space-time, “science” and the relationship between physical geography and human geography’. Transactions of the Institute of British Geographers, 24(3), pp.261-276.
  • Massey, D. (2004). ‘Geographies of responsibility’. Geografiska Annaler. Series B, Human Geography, 86, pp. 5–18.
  • May, J. and N. Thrift (eds.) (2001). TimeSpace: Geographies of temporality. NewYork: Routledge.
  • Mehrotra, R. and Vera, F. (2015). Kumbhmela: Mapping the Ephemeral MEGACITY. India: Niyogi Books.
  • Mehrotra, R., Vera, F. and Mayoral, J. (2017). Ephemeral Urbanism. London: Listlab.
  • Mehrotra, R. and Vera, F. (2015). The Indian city kinetic: consuming, reinterpreting and recycling spaces. [online]. Available at: https://www.architectural-review.com/essays/the-indian-city-kinetic-consuming-reinterpreting-and-recycling-spaces/10030442.article. [Accessed 03 August 2020]
  • Miraftab, F. (2009). ‘Insurgent planning: Situating radical planning in the Global South’. Planning Theory, 8, pp.32–50.
  • Miraftab, F. (2017). ‘Insurgent practices and decolonization of future (s)’. In M. Gunder, A. Madanipour, & V. Watson (Eds.), The Routledge handbook of planning theory, pp. 276–288. London: Routledge.
  • Oswalt, P., Overmeyer, K. and Misselwitz, P. ed. (2013). Urban catalyst: the power of temporary use. Berlin: DOM Publishers.
  • Simone, A.M. (2019). Improvised Lives. Cambridge: Polity Press.

 

Mr. Debayan Chatterjee is a Commonwealth Scholar from India, who has finished his MSc in Urban Development Planning at University College London with distinction in 2020. He also earned a Master of Urban Design degree from SPA-Delhi and a Bachelor of Architecture degree from Jadavpur University, Kolkata. He is an academician and artist too. Currently, he is working as an urban designer at Jacobs India.

Therapy Gardens – Urban Green Space and Better Health

By Liza Griffin, on 24 April 2019

There is an growing body of scholarship that supports the cultivation of green spaces in urban environments as a vital part of healthcare and wellbeing provision in cities and communities (Pearson and Craig 2014; Wyles et al. 2017).  According to the constitution of the World Health Organisation health is ‘a state of complete physical, mental and social wellbeing and not merely the absence of disease or infirmity’. In other words, it includes both physical and psychological wellbeing. Good health then is not only the improvement of symptoms associated with chronic illness, but must also include the presence of positive emotions like life satisfaction, a sense of community and happiness (Soga, Gaston, and Yamaura 2017).

We have long known that urban parks provide sites for physical activity and that exercise reduces the prevalence of most chronic diseases and enhances healthiness in general. More recent evidence, however, has demonstrated the manifold positive associations between access to green spaces like forests, cemeteries, reserves, sports fields, conservation areas, and community gardens – and better health outcomes (Newell et al. 2013). For example, psychological wellbeing has been empirically linked to contact with green areas (Berto 2014; Bertram and Rehdanz 2015).  And according to research in environmental psychology simply being in a ‘natural’ environment can help promote recovery from stress.  Parks are said to provide a sense of peace and tranquillity and they can function as a locus of social interaction and play – both associated with positive health indicators. Evidence also suggests that green spaces increase perceptions of safety and belonging.  And Fuller et al. (2009) have found positive associations between species richness and self-reported psychological contentment. Louv (2005) has shown that children who lack access to urban green space can suffer from a wide range of behavioural problems; and that interaction with flora and fauna is crucial to child development. Gardens in care homes have been found to be beneficial for reducing the agitation and aggression linked to dementia, while hospices make use of the tranquillity of green spaces as part of end-of-life care (Triggle 2016).

What’s more, green spaces also support the ecological integrity of cities which is turn have health benefits for the people living and working in them. For instance, trees and plants help to filter air and remove pollution. In 2019 the World Health Organisation found that around seven million people die each year from exposure to polluted air. Vegetation also helps to attenuate noise pollution – another source of stress reported to be increasing in urban environments. And urban forests can moderate temperatures by providing shade and cooling  and thus helping reduce the risk of heat-related illnesses for city dwellers (Wolch, Byrne, and Newell 2014).

But it isn’t simply being present in green spaces that can aid better health. Producing and cultivating them is also increasingly being recognised as a crucial part of the story. Gardening has been linked to lower BMIs, reduced stress, fatigue and depression, better cognitive function, and also to the prevention or management of diabetes, circulatory problems and heart disease (Buck 2016; Soga et al. 2017; Thompson 2018; Van-Den-Berg and Custers 2011).

Speaking personally, I can attest that gardens and gardening undeniably provides a sense of solace. I have always enjoyed being outdoors and walking in beautiful settings but only very recently have I taken up gardening. Much of the academic literature on horticulture and cultivating green space simply asserts an empirical relationship between the act of gardening and its corollary beneficial outcomes. But very little research explores or explains precisely what the mechanisms of association might be. Below I want to examine some of the processes that connect the act of growing green things with the benefits that are ascribed to its practice.

Gardening – the cultivation of and care for plants and vegetables for non-commercial purposes – provides a different way to experience the natural environment: it is far more immersive and visceral than simply being present in a green space. What’s more, gardening is a process and never complete; it is an act of care and it is often hard work. However, I believe its rewards are many.

I felt tired simply looking at our own overgrown ‘cottage garden’ – at least that’s how it was described by the last estate agent. Shrubs and weeds had proliferated during years of benign neglect leaving only a slim pathway to the bicycle shed. Rather than a pleasant space to enjoy, it had been a reminder of another chore yet to address.

All this changed a few years ago and I began to tackle the tangle of vegetation. I hacked back gargantuan shrubs and removed well-established bramble and after a couple of days the hard labour was complete; I could then work on cultivating something resembling a garden in this newly revealed plot. Admiring the freshly made beds of soil I set about planting and digging. I had no idea what I was doing, but I was keen.

It’s become a cliché that gardening is therapeutic, but at that time I hadn’t appreciated just how helpful it could be. Gardening obviously involves effort and according to the Mental Health Foundation, exercise is not only beneficial for physical health it also helps psychological conditions like mild to moderate depression and stress (Buck 2016). There’s also something about its practice which I believe is salutary. At least it is in my own experience.

Digging and manipulating soil to plant bulbs and seeds is a hopeful act. That in itself is heartening, but when the first green shoots push through the earth it can be exhilarating too. It is an act of human agency to dig, plant and to nurture and yet one’s gardening success lies far beyond the control of the gardener herself, notwithstanding her commitment and expertise.

So much can go wrong: blight, poor weather, ravenous slugs – and a hundred other circumstances can conspire to thwart the gardener’s efforts. While plans may go awry, the co-production between gardener and the non-human garden assemblage can produce glorious outcomes. I have felt at once proud of the spring displays that have emerged in my tiny plot, and also humbled; knowing that the results were only partially of my own doing.

One can read-up and share tips with other enthusiasts but sometimes it just doesn’t work out as planned. I was disappointed that my tulip bulbs didn’t materialise into the plants promised on the packet, but I’ve been pleased that the ailing roses I got on discount at the garden centre have thrived.  Gardening knowhow is often more tacit than taught. It is acquired through seasons of practice, of hope and sometimes of frustration. Feeling stressed by the demands of everyday life can make us feel impotent so it’s perplexing that gardening, in which we have only a relative influence on the outcome, can be so satisfying. Or maybe that’s its appeal.

Perhaps it is the combination of endorphin-releasing exercise, surrendering control to serendipity and the slow tacit acquisition of practical know-how that makes gardening special. But there’s something about the rhythms, textures, sounds and scents of gardening too. The immersive and visceral experience of working with plants and mud encourages us to be mindful and present in our own bodies. Instead of worrying about work or the everyday stresses of life, gardening directs us to the tasks at hand: to pruning, repotting, weeding or digging.  Anxiety can worsen when we focus unduly on the past or worry excessively about the future, whereas gardening is an activity engaged in the ‘now’.  And since most plants and shrubs only flower for a short period, to enjoy them at their best we must be fully present.

And of course, gardens are sensual and sensory. Their beauty can’t be captured in a text or by a photograph they must be experienced. The feel of earth warmed by microbes and sunshine, delicate and textured vegetation that brushes the skin, foliage with thorns or stings, inhaling the musty smell of air in soil displaced by rain, or the aromatic scent of leaves and petals, the sound of breeze hissing through leaves. It is these incursions on our senses that can help relieve us of our existential angst and provide succour in difficult times.

In Britain, Hospital Foundations, mental health, homeless and dementia charities are beginning to offer not only access to green spaces as part of their efforts to improve the health of citizens, but also opportunities for publics to get involved in their cultivation. This seems like a very positive move in the endeavour for healthier cities (Soga et al. 2017). However, there are some caveats.  Some studies on green spaces and health reveal that access disproportionately benefits White, able bodied and more affluent communities (McConnachie and Shackleton 2010; Wolch et al. 2014). And enhancing natural amenities in cities has been shown to in many cities to paradoxically facilitate gentrification and increase property prices, further diminishing access to those constituents who might benefit the most (Newell et al. 2013).  Concerted effort needs to be made by urban planners and communities everywhere to keep this most valuable resource accessible and open to all for the good of healthy citizens everywhere.

 

Berto, Rita. 2014. “The Role of Nature in Coping with Psycho-Physiological Stress: A Literature Review on Restorativeness.” Behavioral Sciences 4(4):394–409.

Bertram, Christine and Katrin Rehdanz. 2015. “The Role of Urban Green Space for Human Well-Being.” Ecological Economics 120:139–52.

Buck, D. 2016. Gardens and Health Implications for Policy and Practice. Kings Fund.

Fuller, Richard and Gaston Kevin. 2009. “The Scaling of Green Space Coverage in European Cities.” Biology Letters 5(3):352–55.

Louv, Richard. 2005. “Last Child in the Woods: Saving Our Children from Nature-Deficit Disorder.” SCHOLE: A Journal of Leisure Studies and Recreation Education 21(1):136–37.

McConnachie, M. Matthew and Charlie M. Shackleton. 2010. “Public Green Space Inequality in Small Towns in South Africa.” Habitat International 34(2):244–48.

Newell, Joshua P., Mona Seymour, Thomas Yee, Jennifer Renteria, Travis Longcore, Jennifer R. Wolch, and Anne Shishkovsky. 2013. “Green Alley Programs: Planning for a Sustainable Urban Infrastructure?” Cities 31:144–55.

Pearson, David G. and Tony Craig. 2014. “The Great Outdoors? Exploring the Mental Health Benefits of Natural Environments.” Frontiers in Psychology 5:1178.

Soga, Masashi, Kevin J. Gaston, and Yuichi Yamaura. 2017. “Gardening Is Beneficial for Health: A Meta-Analysis.” Preventive Medicine Reports 5:92–99.

Thompson, Richard. 2018. “Gardening for Health: A Regular Dose of Gardening.” Clinical Medicine  18(3):201–5.

Triggle, N. 2016. “Gardening and Volunteering: The New Wonder Drugs?” BBC News Website.

Van-Den-Berg, Agnes and Mariëtte Custers. 2011. “Gardening Promotes Neuroendocrine and Affective Restoration from Stress.” Journal of Health Psychology 16(1):3–11.

Wolch, Jennifer R., Jason Byrne, and Joshua P. Newell. 2014. “Urban Green Space, Public Health, and Environmental Justice: The Challenge of Making Cities ‘Just Green Enough.’” Landscape and Urban Planning 125:234–44.

Wyles, Kayleigh J., Mathew P. White, Caroline Hattam, Sabine Pahl, Haney King, and Melanie Austen. 2017. “Are Some Natural Environments More Psychologically Beneficial Than Others? The Importance of Type and Quality on Connectedness to Nature and Psychological Restoration.” Environment and Behavior 51(2):111–43.

Learning about urban risk

By ucfuadr, on 11 August 2016

Originally published by CDKN

Different forms of rational and experiential knowledge underpin the way we learn about the city; the way we discern where is safe and unsafe, what is just and unjust, and what realities – as well as whose – coexist in its everyday life. As argued by Colin McFarlane in Learning the City, this knowledge of the city is not something that urbanites either possess or lack. Rather, it emerges from the process of making sense of the city, in which urban dwellers reproduce or contest data and information, as well as beliefs, discourses and practices. Furthermore, the learning process is not completely internal to individual women and men, but rather shaped and reshaped by multiple interactions with other people, places, stories, images and imaginations.

This is the first of two interlinked articles that reflect on the insights on public learning gained through the action-research project cLIMA sin Riesgo. Focusing on Lima, the world’s second largest desert metropolis, the project explores the conditions that produce and reproduce vicious risk accumulation cycles, or ‘urban risk traps.’ It looks at how and where risk traps materialise, and with what consequences for women and men living in two contrasting areas: Barrios Altos, located in the historic city of Lima, and José Carlos Mariátegui, situated in the poorest and most densely populated district in the periphery of the city (Allen et al, 2015). In these areas, most local dwellers live in conditions of poverty, marginalisation and high vulnerability to everyday risks and small-scale episodic disasters. In 2015, both areas were among those declared under emergency due to the forecasted impacts of the warm phase of El Niño Southern Oscillation (ENSO). The ENSO cycle – both El Niño and La Niña – causes global changes in temperatures and rainfall, which for local residents means worsening everyday risks and episodic disasters threatening human life and wellbeing, as well as man-made and ecological infrastructure.

Figure 1: Living in risk in the centre and Figure 2 (below) Living in risk in the periphery of Lima

Figure 1: Living in risk in the centre and Figure 2 (below) Living in risk in the periphery of Lima

The project approaches ‘public learning’ as a means to reframe the way in which everyday risk is perceived, experienced and addressed, in order to promote concerted and strategic interventions to build just urban resilience. This piece reflects on how such learning can be deepened when those directly exposed to everyday risks participate in mapping and surveying their own neighbourhoods (Lambert and Poblet, 2016).

Learning from the barrio: From research beneficiaries to knowledge producers

Learning about urban risk is a complex process, requiring individuals to anticipate potential dangers before they occur. Furthermore, while many urbanites might be aware of the potential threats of large-scale events such as earthquakes, the risks underpinning the everyday lives of marginalised people often go unseen. Paradoxically, the experience of everyday risks is often invisible to those who are most exposed to them, and thus internalised as something that is part of life. This is the case for instance, when local dwellers believe that living without water and sanitation or negotiating their everyday life through the steep slopes is part of the price they have to pay to remain in the city. cLIMA sin Riesgo starts from the assumption that everyday risks need to be learnt spatially both by those who experience them and those who aim to address them. This requires the inclusion of the lived experiences, exposure and perceptions of those who are most vulnerable to them at the scale of the neighbourhood (‘barrio‘) and the household. Between July and November 2015, the team conducted a comprehensive participatory survey that covered 700 households – about a third of the total households found in 12 informal settlements in José Carlos Mariátegui and in the rented multi-family housing units (‘quintas’) of Barrios Altos.

Local women and men joined a research team combing the neighbourhoods through the application of a geo-referenced questionnaire. Using accessible smartphone technologies such as Epicollect+[i], they gathered data on types of risks affecting dwellers in each area, what makes some households more vulnerable than others and how people respond to these conditions to cope, mitigate or prevent actual and potential impacts. The survey offered insight into the capacities of local dwellers to act individually, collectively and with external organisations. The process allowed those taking part in the survey – both as interviewers and interviewees – to make sense of common experiences but also different realities confronting people in the same area. Furthermore, zooming into the household and out into the wider scales’ of each area and the city revealed many of the processes and actions that produce and reproduce risk traps.

Figure 2: Testimony from a woman participating in the survey in José Carlos Mariátegui: “We worry about the settlement, but we are not always aware of what happens behind our back… With the drones[ii] we were able to understand how land traffickers are operating in the area”

Figure 2: Testimony from a woman participating in the survey in José Carlos Mariátegui: “We worry about the settlement, but we are not always aware of what happens behind our back… With the drones[ii] we were able to understand how land traffickers are operating in the area”

In Barrios Altos, for instance, we recorded the quiet process by which many of the multi-family structures that are part of the cultural heritage of the city are being turned into warehouses that store heavy containers that often provoke the collapse of buildings. We also captured the process of quiet eviction in which pipes are intentionally broken to make dwelling impossible, thus forcing tenants out of the quintas and making it possible to demolish and redevelop the area for more lucrative and speculative purposes.

In José Carlos Mariátegui, zooming from the level of the household and local community (‘Agrupación Familiar’) into the wider political geography of the settlements’ slopes revealed how urban risk traps are exacerbated by the actions of land traffickers who, through the illegal appropriation and sale of land, urbanise the upper areas of the slopes, resulting in frequent rockslides and landslides that affect those living below.

It is said that ‘we live and learn’, but can we reframe our learning of the experiences of others, faraway from our own everyday lives? A follow up piece (coming soon) will reflect on this question and on how public learning might reveal the unseen, helping us to learn urban risk beyond our lived experiences and to be part of transformative change.

To learn more about the project, or to expand the ongoing learning process to other cities, please register on the bilingual website of the project at www.climasinriesgonet and/or contact:

Figure 3: Participatory mapping process in the centre of the city

Figure 3: Participatory mapping process in the centre of the city

[i]Epicollect + is an open source smartphone application that enables the design of surveys and the georeferenced data gathering and its transferal onto GIS.

[ii] Drones are remote controlled airborne devices with cameras capturing up-to-date images. Although there is controversy about their application, if used sensitively, they can help advance the visualisation of typically disregarded realities. In ReMapLima, a project that preceded cLIMa sin Riesgo, drones were used to generate up-to-date images of both settlements which were later used as a cartographic base to geo-referenced the data gathered through the mapping process.

How friendships and networks matter for urban economic development

By Naji P Makarem, on 23 June 2016

Why do some cities perform so much better than others? According to new research from, Naji P. Makarem, it’s not just down to their resources – both human and physical – but also how people and organisations interact and work together. In studying social relations in business communities, he finds that while San Francisco’s diverse and connected social structure has allowed the Bay Area to withstand new economic challenges, Los Angeles’ comparable regional network has not been able to maintain its connectivity, which has led to relatively poorer economic outcomes for the city. 

 

“If I’ve learned anything in the last seven years, it’s that ideas live

less in the minds of individuals than in the interaction of communities”

(Fred Turner, 2006-p.VII)

 

Economists attribute economic performance – growth in output, employment and wages – to initial factor endowments, such as educated workers, patented inventions, lucrative industries, good infrastructure, property rights and excellent public services. This makes sense to the extent that cities with higher levels of these factors are undoubtedly better equipped to grow their economies and incomes. But if we stop to think how these factor endowments produce economic growth and respond to technological, market and political shocks, challenges and opportunities, the picture becomes more complex, dynamic and social.

 

A closer look reveals the diversity of individual and organisational actors in economic development processes. Such a sociological perspective focusses on individuals and their ideas, knowledge, cultures, world views, interactions and social relations; firms and their practices, strategies, cultures, structures, technologies, capabilities, networks and social responsibility; financial institutions and their lending practices and risk strategies; formal institutions and their laws, regulations, policies, public services, bureaucracy, infrastructure investments, incentives and power relations; and civic organisations such as charities, community-benefit organizations, private foundations, unions and business associations.

 

A dynamic perspective reveals how individuals and organisations interact to combine and re-combine ideas, knowledge, capabilities, assets and resources into novel combinations in pursuit of lucrative opportunities. Such interaction and re-combination in response to market challenges and opportunities is enabled and constrained by two intrinsically-linked aspects of institutions: The social networks in which actors are embedded, and their formal and informal ‘rules of the game’. Entrepreneurship and investments in a region emerge from this interaction and re-combination in the face of challenges and opportunities, steering urban industrial structures down specific industrial pathways, with its consequent impact on employment, wages and public revenues.

 

In a new study, I focus on one of these two institutional aspects of urban economies: The structure of social relations in high-end business communities. The economic sociology literature investigates how entrepreneurial and innovative contexts are associated with more connected, diverse and central social structures. While this has been researched using network analysis techniques at the scale of sub-regional industrial clusters, entrepreneurial communities and small cities, it has never been tested at the scale of large metropolitan regions.

 

To fill this gap in the literature, directorate research was used as a proxy for the social structure of the business community in two large metropolitan regions, the Bay Area and Southern California, whose per capita incomes diverged significantly between 1980 and 2010 (Table 1). This case selection within the State of California to a great extent controls for differences in formal government institutions, broad-stroke cultural and linguistic attributes, climate and geographic location, infrastructure, amenities and distance from the technological frontier.

 

Table 1 – Per Capita Incomes in the LA and Bay Area CMSAs, 1980 and 2010

Picture1

Source: Author’s calculations using BRR data.

My analysis reveals that both networks were almost identical and highly connected back in 1982. Figure 1 below shows that the largest component (a fully connected network of nodes, whereby each node is linked to at least one other node) in both networks included over 50 percent of the 70 sampled firms.

 

Figure 1 – LA and SF networks of board interlocks, 1980.

Source: Author’s calculations using UCINET and NET-Draw.

Source: Author’s calculations using UCINET and NET-Draw.

 

Over the subsequent three decades of economic divergence however, their network structures also diverged. While the Bay Area’s maintained and even increased its level of connectivity, the LA region’s network fragmented by 2010, with a mere 20 percent of firms in its largest component (Figure 2).

 

Figure 2 – Percentage of sampled firms in largest component, by year, LA Vs SF

Source: Author‘s calculation, number of interlocked firms in each network‘s largest component as a percentage of all firms in the sample.

Source: Author‘s calculation, number of interlocked firms in each network‘s largest component as a percentage of all firms in the sample.

 

Figure 3 shows the two networks in 2010, clearly highlighting the connectivity in the Bay Area (SF) and the fragmentation in Southern California (LA).

 

Figure 3 – LA and SF networks of board interlock, 2010

Source: Author’s calculations using UCINET and NET-Draw.

Source: Author’s calculations using UCINET and NET-Draw.

 

Turning to the degree of diversity, the two networks were found to be equally diverse in 1982, however by 2010 while the Bay Area network had maintained its high level of diversity, LA’s had declined substantially, despite having more industries represented in its 2010 network. While the Bay Area’s high-end corporate social structure maintained its high level of connectivity and diversity over the three decades of economic divergence, LA’s became less connected and less diverse.

 

The analysis of centrality of business-civic associations, whose role it is to represent the needs of the business community, is equally revealing. The results on a broadened network (which included the 50 largest Private Foundations in each region) shows the Bay Area Council in the Bay Area to be the most central organization in the network, with an nBetweeness score of 18 percent (i.e. The Bay Area Council lies on 18 percent of the shortest paths between all node pairs in the largest component). This is three times greater than the LA Chamber of Commerce, the most central business-civic organisation in the LA network with an nBetweeness score of 5.86 percent. The Bay Area Council arguably plays the role of an ‘anchor tenant’ within the region’s industrial social structure, connecting business leaders across industrial categories. No comparable business-civic organisation exists in LA.

 

The Bay Area’s connected and diverse social structure withstood the tumultuous challenges brought about by the New Economy, and successfully combined and re-combined its ideas, knowledge, capabilities, assets and resources in response to these challenges and opportunities. It successfully produced new firms and technologies that carved new industrial pathways in IT, biotechnology and supporting services such as venture capital and specialized legal services. The interactions behind such productive recombination were embedded in a connected, diverse and central high-end corporate social structure. LA’s comparable regional network on the other hand was unable to maintain its connectivity and diversity, and failed to productively combine and re-combine regional endowments in the face of a rapidly changing economic reality.

 

While my study sheds light on the network dimension of regional business institutions, our co-authored book investigates perceptions and world views of various public, private and civic actors, revealing further notable differences. Policy makers and business and civic leaders may draw from this research by focusing attention on the social architecture behind their industrial structures. Business-civic associations in particular may play a central role in bringing influential business leaders from across industries to interact and think about their regional economies and their collective challenges and opportunities.

 

This article is based on the paper, ‘Social networks and regional economic development: the Los Angeles and Bay Area metropolitan regions, 1980–2010’ in Environment and Planning C Government and Policy.

Disclaimer: This blog was also posted in USAPP (An LSE Blog)


 

Naji P. Makarem is co-director of the Msc. Urban Economic Development at the Bartlett School’s Development Planning Unit (DPU) at UCL, and a lecturer in Political Economy of Development.

New COP, New Targets, Newer opportunities for India to lower carbon emission

By ucfudak, on 15 January 2016

The last quarter of 2015 marked the adoption of three big international agreements, The Sustainable Development Goals (SDGs); Trade Facilitation Agreement (TFA) and the Paris Agreement. Thus, the New Year – 2016 begins with great fervour and hope. The resolutions for the international community this year are more or less custom made – how to plan effectively to meet global commitments and achieve local targets. The world together has taken a leap into a promising 2016 to accomplish the ambitious goals set out to make development more sustainable. We have one extra day this year, to take that extra mile, to fulfil our commitments in lowering down global temperatures.

The recently concluded agreement at the 21st Conference of Parties, or COP21, reinforced the need to collectively act towards meeting global emission targets. The global climate agreement signed in Paris, commits to hold the global average temperature to “well below 2°C” above pre-industrial levels and to “pursue efforts to limit the temperature increase to 1.5°C”. According to climate change experts the world needs to move off fossil fuels by 2050 to achieve the 2 degrees celsius limit.

India, the third largest emitter of carbon dioxide after China and America, is an important player in meeting the target of zero net carbon emissions between 2030 and 2050. India’s stand on common but differential responsibility in the climate politics was also seen in the Paris Conference. Despite this, we acknowledge that it has become imperative for India to take corrective measures and respond to the global call for local action to prevent a climate crisis.

Figure 1: Citizens of Delhi pledging to make their city pollution Free with the sign – Volunteers for the government

Figure 1: Citizens of Delhi pledging to make their city pollution Free with the sign – Volunteers for the government

Odd and Even Scheme in Delhi

In addition to the Prime Minister’s announcement of cutting carbon emissions by 2030 overall, the Delhi Government’s drive to reduce pollution by introducing new measures in cutting down vehicular emissions comes at an opportune time. While several oppose to the proposed measure of allowing vehicles with odd and even number plates to ply only on alternate days, many intellectuals feel that introduction of such strict laws will help abate pollution which has increased beyond permissible limits in Delhi.

Figure 2: Winter Smog in Delhi. Less than 500 meter visibility even at 10:00 am in the morning

Figure 2: Winter Smog in Delhi. Less than 500 meter visibility even at 10:00 am in the morning

Delhi is the most polluted city in the world. Late last year the levels of Particulate Matter (PM) 2.5[1], the particle known to be most harmful to human health, were found to be 50 percent higher on Delhi roads at rush hour than during ambient air quality readings. Black carbon, a major pollutant, was found to be three times higher in Delhi. The experimental fifteen days of the odd/even formula, which started from 1st of Jan 2016, have shown obvious reduction in the vehicular traffic from many roads of Delhi. In addition, Delhi Government claims that levels of PM 2.5 have come down by 25-30% from the December 2015 monitored count. Despite these claims, there are many critiques of the scheme. The peak hour air quality readings presented, before and after the implementation of the scheme, are challenged on the basis of this year’s weather pattern, wind speed, temperatures, school holidays, etc.

[1] PM 2.5 refers to particulate matter less than 2.5 micrometers in diameter, which is believed to pose the greatest health risk because it penetrates deeply into lungs.

Figure 3: Peak hour traffic on Delhi Roads during usual days

Figure 3: Peak hour traffic on Delhi Roads during usual days

At such an early stage, it is hard to side with one opinion as there is merit in the argument presented by both sides, for and against. For such initiatives to be successful we not only need a comfortable and reliable public transportation systems but also stronger regulatory mechanisms. Government’s effort should be more on making an imperative shift from private to public transport rather than a forced transformation causing inconvenience to the public. The change needs to be brought over time, thus there is a need to focus on editing people’s choices toward a certain lifestyle. In other words, shifting consumer values from ownership to access.

Drivers of Change

At the same time, Government can adopt simpler drivers of change like introducing higher congestion taxes during peak hours, providing incentives to companies adopting flexible hours for their employees, encouraging car pooling by disallowing single passenger/driver car during office hours, well-connected & comfortable public transport system etc. In most European countries, this drive for choice editing has been termed as “pay-as-you-live” lifestyle, which adopts renting, sharing, gifting as a means to reduce per capita consumption.

Global civilisation has completed a full circle; with reduced resources, decision makers have to now reverse the growth curve. The continual demand for economic growth has always prompted countries to draft lenient environmental policies, much like how the critiques of Paris conference and the environmental activists’ world over, are describing the COP21 agreement. When our solutions to abate climate change or protect the Earth’s finite resources end with either development or growth, the failure is confirmed. We live on a finite planet with finite resources and one cannot envisage development without exploiting resources. Green Growth or Sustainable Development are incompatible as the world runs on a capitalist’s economy promoting higher consumption every year.

The problem we face today may not have a simple solution but a combination of many solutions. Decision makers as well as citizens, globally, have a vital role to play in reducing climate stress & environmental hazards simply by being informed and responsible. A way forward would be to adopt simple, innovative measures which necessarily only promotes lifestyle changes, especially from the rich in both the developing and the developed world.


Daljeet Kaur has a double Master’s degree in Environment and Sustainable Development from the DPU and Environmental Planning from School of Planning and Architecture, New Delhi. She has worked as a qualified planner and an architect for more than eight years at IPE Global Limited. Her interest lies in urban planning; urban reforms, environmental management; climate change and its mitigation & adaptation; knowledge management. Daljeet currently works as Associate Director, IPE Global an international development consulting group.

A bottom-up approach to heritage conservation: the case of Barrio Yungay in Santiago, Chile

By ucfumps, on 12 January 2016

Heritage has become a key element of the development of cities and an asset for urban renewal strategies. Historic neighbourhoods and cities have become valuable spaces because of their sense of place, the concentration of cultural activities that reflect local identities, and the increasing economic relevance of global cultural tourism (Bandarin and Van Oers, 2012). However, the production of heritage is not a neutral process. It implies a process of reinterpretation of the past in order to engage with the present. In consequence, it is also about challenging existing power relations and transforming how communities are perceived and classified (Smith, 2006).

In this context, critical literature recognises two main approaches to the production and conservation of heritage, each of them related to different scales. The first one refers to the production of global heritage supported by international organisations such as UNESCO and/or national governments. This process is mainly carried out by authorised experts, creating an official heritage discourse (Harrison, 2010). This approach has been criticised for leaving out local communities from the production of heritage, and even from heritage sites themselves (Bianchi and Boniface, 2002); nevertheless it has also implied the access to conservation funds and plans that would hardly have been accessed by other means. It has also been criticised for focusing mainly on the tangible heritage, i.e. buildings and facades, leaving aside the intangible aspects of heritage, represented by the use and practices carried out in the physical spaces (Bandarin and Van Oers, 2012).

A second approach refers to the production of unofficial discourses of heritage, mainly at a local level. This approach emerges from the actual relationship of people with objects, places and practices, and therefore it constitutes a bottom-up approach to the production of heritage (Harrison, 2010).

Plaza Yungay

Plaza Yungay

A good example of production of heritage at a local level has occurred in the Barrio Yungay, located in the city centre of Santiago, Chile. The neighbourhood was built during the 19th century and it was one of the first planned neighbourhoods of the city. It was originally inhabited by upper and middle class families, but during the late 19th century it became a workers’ neighbourhood, characterised by the presence of cités, a continuous construction of one flat houses with a central common space and one or more accesses to the street.

During the last decade, residents of Barrio Yungay formed Vecinos por la defensa el Barrio Yungay (Neighbours in defense of Yungay), an organisation that intended to protect the neighbourhood from real estate pressures. After presenting a request with more than 2000 signatures, the neighbourhood was declared typical zone by the Council of National Monuments in 2009. This status prohibited the construction of multi-storey buildings and other potential alterations of its traditional buildings, among them, the cités.

2. Cité in Yungay Neighbourhood

Cité in Yungay Neighbourhood

Since then, there have emerged many movements that have focused not only on the protection of houses and buildings, but also on the intangible heritage of the neighbourhood. An interesting initiative is the Fermín Vivaceta Arts and Crafts School founded in 2010. This was a community project that arose from the need to train people to conserve and restore the architectural heritage of the neighbourhood after it was declared a typical zone in 2009. Additionally, the earthquake that occurred in 2010 affected many buildings in the area, intensifying this need. The proposal was supported by Neighbours in Defense of Yungay. It has been focused mainly in teaching traditional crafts to young residents of Yungay with the aim of conserving the heritage of their own neighbourhood.

The most recent community project related to the protection of heritage is a Community Museum inaugurated in 2015. The museum is located in an old house that was donated by residents of the neighbourhood to the Yungay Neighbourhood Association. This is the first museum of its kind in Chile. It exhibits the history of the neighbourhood, some 19th century objects that belonged to the original house owners, and other objects and paintings donated by current residents. Thus, it intends to reflect the identity of the neighbours of Yungay.

Community museum mural

Community museum mural

Finally, one of the highlights when visiting Yungay is the French Barbershop that has existed for over a 100 years. Not only has the building been preserved, but it still functions as a barbershop. During the 1990s the building was restored adding a bar and a restaurant that now attracts mainly tourists.

Residents of Yungay have managed to protect its tangible and intangible heritage, gaining the support of local and national authorities that have contributed to its preservation. The neighbourhood is now a place that is highly valued by its cultural activities that reflect its local identity. It has become a neighbourhood that attracts the attention of visitors from other parts of the city and foreign tourists. Thus, the new challenge for residents and authorities is to transform this increasing interest in an opportunity to improve the well-being of residents, avoiding the threats of gentrification and touristification that may end up pushing away those who have always lived there.

 

References:

Bandarin, F. and Van Oers, R (2012). The Historic Urban Landscape: Managing Heritage in and Urban Century. UK: Blackwell Publishing.

Bianchi, R. and Boniface, P. (2002). Editorial: The Politics of World Heritage. International Journal of Heritage Studies, 8 (2), pp.79–80.

Donnachie, I. (2010). World Heritage. In: Harrison, R. Understanding the Politics of Heritage. UK: Manchester University Press. pp. 115-153.

Harrison, R. (2010). What is heritage? In: Harrison, R. Understanding the Politics of Heritage. UK: Manchester University Press. pp. 5-42.

Smith, L. (2006). Uses of Heritage. USA: Routledge.


María Paz Sagredo just completed her MSc Social Development Practice at the DPU. She has experience working in consultancy and NGOs in Chile. She recently started working in community development projects in a Municipality of Santiago. She is also occasionally contributing in cultural heritage conservation initiatives. 

Favela Upgrading and Integration into the City – 20 years on

By ucfumdi, on 4 December 2015

In 1996, when Rio de Janeiro was a candidate to host the Olympics for the first time, the Brazilian Institute for Social and Economic Analyses (Ibase, in Portuguese) proposed that such a mega event should be accompanied by a “social agenda” with five goals (one goal for each Olympic ring), defined then by Betinho, Ibase’s founder and prominent civil society representative. Rio didn’t win the bid, but the social agenda gathered great support from civil society, governments and the private sector, and had repercussions for years to come.

Twenty years on, as Rio is about to host the next Olympics Games, Ibase is revisiting the debate on the Olympic social legacy – or lack thereof – for the city. The NGO proposes that special attention is given to one of the goals proposed in the 1996 social agenda: “Favela Upgrading and Integration into the City” .

Ibase, DPU, and youth volunteers.

In a first initiative carried out by Ibase in partnership with the DPU[1] in November, teams from both institutions and a group of young volunteers from the favelas of Borel and Providência[2] debated the topic, interviewed key informants (slum and city dwellers, social movements and governmental representatives) and realised a workshop. The initial idea was to have housing, mobility and public security as a starting point.

The young volunteers draw out their storyboard. Photograph by Alex Macfarlane

The young volunteers draw out their storyboard. Photograph by Alex Macfarlane

Choosing to leave the discussion open, the topics debated by the young volunteers with the DPU’s mediation naturally converged into issues related to a) the pressing threat of eviction and gentrification felt in favelas. This is reinforced by the Games and by public policies that favour land speculation, currently pushing local residents to the city peripheries; b) difficulties in freely accessing the city, as racism and ‘social apartheid’ make them feel unwelcome in the wealthier parts of Rio. This feeling is intensified by the city government’s recent decision to end direct public transport links between the (poorer) north and the (richer) south zones of the city; c) the fact that favelas’ culture and identity are being curtailed by public security policies such as the ‘Pacifying Police Units’ (UPPs) that ‘militarise’ these territories and locals’ everyday lives. Public tenders open to local cultural groups were also mentioned. On a positive note, these tenders allow them to have access to public funds, but as a side effect, their perception is that the groups are being ‘used as small parts of a larger engine’ in which they are allowed to take part without ever having a leading role.

The final ‘world cafe’ workshop. Photograph by Alex Macfarlane

Based on that, it was decided that Ibase should approach the target “favela upgrading and integration into the City” from the perspective of three strategic values: a) inclusion with locals’ prominence; b) encounter of differences; and c) citizen participation. The understanding is that, to be successful in building a socially just city, public policies must encapsulate these three strategic objectives.

The interviews with key-informants were filmed to support a workshop[3] that brought together an important group of collaborators. For the workshop, it was proposed that all participants worked as groups to identify obstacles faced in the past 20 years to achieve the overall goal and strategic values mentioned above; opportunities and possibilities for advancement; and, finally, actions that may be taken in order to achieve the goal of upgrading and integrating favelas into the city.

The final 'world cafe' workshop. Photograph by Alex Macfarlane

The final ‘world cafe’ workshop. Photograph by Alex Macfarlane

The debates were extremely rich and this intense week of work shared between Ibase and the DPU is being seen as a seed for future projects. Ibase’s plan is to use this solid base to develop actions aiming to strengthen existing favelas’ organisations and networks through political and capacity building for the co-creation of campaigns that should occupy educational, public and virtual spaces in order to promote encounters to disseminate debate and influence public policies for the city we want – an inclusive, diverse and participatory city.

[1]    Represented in Rio de Janeiro by Alex Frediani and Alex Macfarlane.

[2]    The youth group was formed by Cosme Vinícius Felippsen (Providência/ Rio de Janeiro’s Youth Forum), João Batista (Providência/ UFF), Luiz Henrique Souza Pereira (Borel) and Renan Oliveira dos Santos (Borel-Formiga/ UFRJ).

[3] The workshop was held in Rio de Janeiro in November 13th, 2015 and used the methodology known as “world cafe”.


Mariana Dias Simpson is a DPU MSc Urban Development Planning alumni. She works as a researcher at the Brazilian Institute for Social and Economic Analyses (Ibase) in Rio de Janeiro and has worked with urban issues related to favelas, housing, public policies, poverty and inequality for several years.

 

Business-civic leadership’s urban social responsibility

By Naji P Makarem, on 29 October 2015

Mainstream economics attributes economic performance to factor endowments; the characteristics of a national or regional economy expected to impact future output growth and wages. These can be understood as Lego pieces of various colours and shapes needed to produce lucrative products and services. According to this view of the world, the Lego set endowed to cities determines economic performance: Yellow blocks of human capital might be limited to lower educated two-pronged blocks in one region, and higher-educated 5-pronged blocks in another (usually proxied as educational attainment), can explain past or determine future growth and incomes. Factor endowments typically used in growth regressions include population size, the cost of housing, ethnic composition, the industrial structure (often proxied by the share of manufacturing and FIRE industries – Finance, Insurance & Real-estate), innovation (often proxied by patents per capita) and of course educational attainment. Carefully designed econometric models can explain and predict economic outcomes fairly well, given initial factor endowments. They only do so however ‘on average’, evident by persistently high residuals and numerous outliers.

Picture taken by Naji P. Makarem in Los Angeles

Picture taken by Naji P. Makarem in Los Angeles

There are two problems with this approach: First, regions and countries can change the composition of their Lego sets through unpredictable governance mechanisms that create characteristics which the market fails to create, such as by investing in education, infrastructure, changing migration policies and zoning laws. Second, there are much smaller Lego pieces excluded from the analysis, in the form of people, ideas, assets, experience, organisations and capabilities, which can be combined and recombined in a multitude of different ways. The industrial structure of two regions with seemingly comparable initial factor endowments at a given time can evolve and branch out into very different activities, despite initially comparable Lego sets. Their systems of governance can focus on different issues and tackle challenges very differently (as institutional economists and political scientists would argue), and they can combine and recombine smaller Lego pieces in very different ways. Both of these important dynamics are exogenous to econometric models, thus persistently large residuals and outliers in growth regressions.

 

Our in-depth historical case studies of the San Francisco and Los Angeles regions expose the limitations of the growth accounting and other mainstream economic approaches to explaining economic development. We found that given two seemingly very similar Lego sets back in 1970, and you might be surprised by the incredible similarity on so many fronts, the two regions developed their so-called factor endowments and combined their people, ideas, assets organizations and capabilities very differently: The ability of their regional governance systems to respond to major regional challenges and opportunities, through cross-jurisdictional coordination, diverged significantly around 1950; the perceptions and world-views of their business and political leadership vis-à-vis their regional economy and its role in a globalizing world with serious environmental challenges differed starkly since at least as far back as the 1980s; differences in their corporate practices with regards to attitudes towards failure, entrepreneurship, spin-offs and out-sourcing were starkly different; their civil movements organized and responded very differently to social and environmental concerns throughout the 1900s; and their high-end corporate social structures diverged significantly between 1980 and 2010.

Picture taken by Naji P. Makarem in Los Angeles

Picture taken by Naji P. Makarem in Los Angeles

The Bay Area’s social, relational and political contexts created fertile-ground, as our co-author Taner Osman would put it, for break-through technological innovations, start-ups, spin-offs and initiatives by robust actors to flourish. We show that even though these were abundantly planted in both regions, they had greater regional spillovers in the Bay Area, giving rise to an eco-system of world-leading firms and clusters. In LA however comparable events had negligent spillovers beyond the boundaries of large and highly successful vertically-integrated corporations, or the confines of the Hollywood entertainment complex. The culture and relational structure of the San Francisco region, evident in its long civic and political history and in its recent high-end corporate social structure, allowed the region to develop its Lego pieces and to combine and re-combine its smaller Lego blocks in response to economic, technological and environmental challenges and opportunities. Through this recombinatory process the industrial structure developed new innovative firms, products and services in response to the changing economic reality, carving new lucrative industrial pathways for innovators, investors and entrepreneurs. It is through this process that the industrial structure of the Bay Area evolved, branching out into new unchartered and highly lucrative industrial terrains, producing tremendous high-waged employment in the region. As a result, the Bay Area ‘won’ the New Economy, whereas the LA region missed it, for now. This has had important implications to social mobility, personal incomes and public expenditures in the two regions.

 

Back in 1970 a person with a job in LA would have earned a very similar wage to his or her comparable counterpart in the Bay Area (same level of education, recent immigrants or not, and in the same industry and occupation); today there is a staggering difference in their wages across all these comparable groups, with the average person in LA earning 30% less than in the Bay Area. And this was achieved with comparable levels of population growth, openness to immigration and levels of inequality. The Bay Area produced its Lego blocks and combined and recombined its smaller blocks better in response to the challenges and opportunities brought about by technological change, globalization and the emergent New Economy.

 

How does all this apply to developing countries and cities? I propose the following transposition of ideas and insights from our study of the Bay Area and Los Angeles: Business-civic leadership can play an important role in both shaping the perceptions and world views of the broader business community (employees, entrepreneurs and investors), and in mobilizing public and private resources in response to economic challenges and opportunities. Their world views can either be narrow and conservative in nature, focusing on cutting costs by weakening labour rights, reducing taxes and diminishing social and environmental regulations, fearfully perceiving technological change and globalization as a threat, or they can be progressive, perceiving technological change, social and environmental regulation and globalization as an opportunity. Moreover, their regional perspectives can either be narrow in nature, focusing their attention on aspects of their cities that directly impact their business operations, such as access to land, services, connective infrastructure and red-tape, all very important albeit partial aspects of a functional business climate, or broader in nature, incorporating the entire urban system in which they operate, recognizing and valuing the potential gains from a functional agglomeration.

Picture taken by Naji P. Makarem in Los Angeles

Picture taken by Naji P. Makarem in Los Angeles

A functional agglomeration generates agglomeration economies which are the advantages firms and people gain from propinquity. These are namely the advantages of sharing infrastructure costs, the convenience and efficiency of geographically proximate suppliers and customers, the matching of jobs with specific skills and therefore the probability of finding the right job, and the learning from social interaction and people moving between firms. That is the economic rationale behind current high rates of urbanization – cities essentially reduce the transactions costs of all these activities. Business communities with strong and broad regional identities recognize and value the whole breadth of agglomeration economies which the city offers them, and the potential for unlocking its full agglomeration potential.

 

Progressive business leaders are aware of their interdependence with the region, and therefore they have a broad perspective of the business climate, which includes secure tenancies and the cost of housing, the quality and accessibility of education, congestion and accessible public transport, access to quality healthcare, sanitation, education and social safety nets for all citizens. Together these determine the quality of human capital, people’s access to employment, the quality of social interaction and the propensity for entrepreneurship and innovation, all integral to a functional urban agglomeration. Business-civic leadership in the Bay Area, as reflected in reports by the Bay Area Council and the Association of Bay Area Governments amongst others, have been concerned with broader regional issues such as the cost of housing, the environment and public transit over the past few decades. Progressive business people understand that their community is highly interdependent with the functionality of their urban system, and they mobilize public and private resources in response to urban challenges, with the aim of unleashing the agglomeration economies which they and their children will benefit from.

Picture taken by Naji P. Makarem in Los Angeles

Picture taken by Naji P. Makarem in Los Angeles

Economics and society interact in important and meaningful ways. This offers hope to people in urban economies who might otherwise feel locked-in to a path-dependent low-road trajectory of high unemployment, low wages, poor governance and weak public finance. It also raises community and business leaders to a broader sphere of regional social responsibility. How they think, organize and lead in response to regional challenges and opportunities is important: Their world views, social relations, association and leadership can have a profound impact on regional governance and organizational cultures and practices. As Douglas North argues, “[t]he dominant beliefs, that is, of those political and economic entrepreneurs in a position to make policies, over time result in the accretion of an elaborate structure of institutions, both formal rules and informal norms, that together determine economic and political performance” (North, 2003-p. 6).

 

The broadening of world views that transcend narrow conservative self-interest has long been the subject of intense research in the fields of psychology and philosophy (Wilber, 1996). Our world views, cultures, organizations (Laloux, 2015) and political and economic systems co-evolve towards greater levels of complexity, interdependence, creativity, compassion and shared-knowledge, and are doing so at a faster rate than at any other time in human history. Business communities have the power and responsibility to facilitate our journey towards more inclusive, just, wealthy and sustainable societies.

 

 

 

References:

 

Laloux, F. (2014). Reinventing Organizations: A Guide to Creating Organizations Inspired by the Next Stage of Human Consciousness. Nelson Parker.
North, D. C. (2003). Understanding the process of economic change. In Forum Series on the Role of Institutions in Promoting Economic Growth: Forum (Vol. 7).

 

Wilber, K. (2007). A brief history of everything. Shambhala Publications.