X Close

The Bartlett Development Planning Unit

Home

Collective reflections about development practice and cities

Menu

Healthy cities aren’t a question of boring or exciting buildings but about creating better public space

By Sarah Flynn, on 6 February 2024

Originally published in The Conversation by Haim Yacobi, Professor of Development Planning and Programme Leader of the MSc Health in Urban Development.

Interstate 5 near downtown San Diego, US. Abraham Barrera | Unsplash

The US developers of a 300ft glowing orb, set to be built in the middle of Stratford, east London, and accommodate upwards of 21,500 concert goers, have withdrawn their planning application.

Las Vegas, in the US, already boasts one such venue, known as Sphere. Citing its “extreme” disappointment at London residents not similarly benefiting from what a spokesperson said was its “groundbreaking technology and the thousands of well-paying jobs it would have created”, Madison Square Garden Entertainment (MSG) has decided the British capital is not one of the forward-thinking cities it aims to work with.

Campaigners have responded with glee, not least because, in response to concerns over the proposed structure’s potential noise and light pollution, developers had initially suggested they invest in blackout curtains. “Residents would be served far better by building social housing on the site,” a representative for Stop MSG Sphere London reportedly said.

Quite how a city both caters to its residents’ needs and sustains its economy is an enduring debate. The tension is between innovation aimed at boosting investment (in this instance, in the entertainment industry) and what urban geographer Colin McFarlne terms the “right to citylife”.

Projects like the Sphere sit on one extreme end of what gets built in a city. The British designer Thomas Heatherwick recently highlighted what he sees as another extreme, though no less harmful: “boring buildings”.

In his new book, Humanise – a Maker’s Guide to Building Our world, Heatherwick says “bland architecture” causes stress, illness, loneliness, fear, division and conflict. Research shows, however, that more than individual buildings, how the city is planned as a whole variously harms or improves people’s lives.

The city as a complex system

The physical and social environment of any given city are just two contributing factors in the complex system that shapes residents’ wellbeing. Public health research has found a positive, non-linear relationship with a higher prevalence of mental health problems in more urbanised countries, particularly for anxiety disorders.

Copenhagen: public space is the very essence of urban life. Brian Kyed|Unsplash

Copenhagen: public space is the very essence of urban life. Brian Kyed | Unsplash

Mental health problems now account for over a third of the total burden of disease in adolescents in urban settings. Research shows that, for young people (a significant proportion of urban populations), health and wellbeing constitute major determinants in their future life prospects.

In Humanise, Heatherwick ignores this complexity. The book is a collection of thoughts, ideas, visuals and reflections on the role of contemporary architecture and architects. In it, the designer suggests that the world is facing a “global epidemic of inhuman buildings” and suggests a list of what to do and what not to do to achieve the reverse: “interesting buildings”.

Heatherwick sees cities as collections of buildings, of architectural objects. The problem here, of course, is that the various aesthetic merits of any given structure can be endlessly debated.

Some of Heatherwick’s arguments (“boring places contribute to division and war”; “boring buildings help to cause climate change”) are plainly simplistic. They also beg the question of who decides what is and what isn’t interesting.

As examples of interesting buildings that bolster people’s wellbeing, he cites, among others, the Parkroyal Collection hotel in Singapore and the Edgewood Mews housing project in Finchley, north London for their generosity.

The first, he says, is “enthusiastic to share its wonder with everyone” and the second offers “more than minimum to the world”.

To me, though, these are extravagant architectural statements of capitalist power (the Singaporean hotel) and an over-designed fortress building (London’s Edgewood housing project).

Singapore’s Parkroyal Collection hotel. Meric Dagli | Unsplash

Recognising the importance of public space in cities

In the early 1900s, the German sociologist and philosopher, Georg Simmel, hailed the advent of a new urban condition. Compared to rural life, he said, the metropolis made people more individualistic, prioritised capitalist modes of production and intensified sensory exposure. As a result, he said: “Instead of reacting emotionally, the metropolitan type reacts primarily in a rational manner”. City dwellers were, Simmel said, less sensitive and further removed from “the depths of personality”.

Mid-20th century architects and planners further explored the socio-psychological damage wrought by urban expansion in the post-war era. In his 1971 book, Life Between Buildings, Danish architect and urban planner Jan Gehl underlined how, more than architecture, urban space itself had the potential to either harm or affirm social interactions.

The capitalist logic underpinning modernist urban planning was harming residents. More and more people were living in high-rise buildings. Open, green spaces were commodified. Private transport was prioritised. Gehl thought it was precisely in these daily situations, where people move between home and work and play, that cities should both “function and provide enjoyment”.

In over-emphasising the design of exciting buildings, Heatherwick overlooks this: that it is between and around buildings that you find the essence of urban life.

Architectural objects in themselves cannot tackle the issues city residents face. Ricardo Gomez Angel|Unsplash

Architectural objects in themselves cannot tackle the issues city residents face. Ricardo Gomez Angel | Unsplash

Research shows that urban policies have evolved since the 1970s, largely to try to shape cities for the better and to ensure better accessibility, better quality and diversity of housing, open spaces, more reliable infrastructure and more robust services.

After joining the World Health Organisation’s healthy cities initiative in 1987, Copenhagen developed a holistic urban policy. This included walkable streets, public transportation, diverse housing opportunities, more pointed social policies around ideas of community and using taxation to encourage smoking control. Nearly four decades on, the Danish capital continues to be upheld as one of the world’s healthiest cities.

However “good” or “interesting” architecture might be, it cannot tackle poverty, social exclusion and public health on its own. But even high-rise buildings can make a difference to people’s lives if they’re well designed and well regulated. How the built environment is shaped as a whole is crucial.

In denying MSG planning permission for a London Sphere, city authorities have prioritised residents’ concerns over private investment. Everyone benefits from public space and infrastructure being seen as public goods, not commodities.

Cultura Negada: Reflecting on Racialised Urban Violence and Practices of Resistance in Salvador da Bahia, Brazil

By Federica Risi, on 9 July 2018

Prominent academic debates around violence in the city most often seem to be concerned with how structural economic and political drivers codify violence into the urban space. To appropriate Harvey’s terminology, with how urbanisation by dispossession – in other words marginalisation – of urban groups contributes to increasing crime rates and gangs-related violence. It is only in recent decades that ‘institutional’ abuse  – perpetrated by police forces under the blind eye of the Hobbesian state – as well as more structural forms of selective and – most often –  race-based violence are confronted[1]. And yet as a category of analysis of the urban, violence emerges as a causally less linear and more nuanced construct.

Measurability of course is an issue and deserves being questioned. What indicators are taken into account when defining urban violence? What types of data are considered? Who collects them? How are they read and  disseminated? The action research conducted in Salvador, as part of the MSc Social Development Practice overseas field trip, has evidenced how municipal – and national – indexes reflecting increasing rates of homicides as related to organised-crime, robbery and drug trafficking overlook important aspects of the realities of violence lived everyday by vulnerable urban communities. Vulnerability on its end also warrant a discussion on methodology. Drawing from the Participatory Action Research (PAR) tradition in urban planning, vulnerability is here understood as socially (re)produced and as related to asset ownership (Moser, 1996; drawing on Sen, 1981) and the capacity to cope with shocks; whether environmental, economic, political or all of these combined.

In this blog series, I undress some reflections on how Salvador, the blackest city of Brazil, epitomises such a nuanced appreciation of how violence is urbanised, that is, how it becomes spatially codified in the city;  and in turn is itself an agent of urbanisation. Graffiti[2] is offered as an entry point for the analysis.

 

Aesthetics of inequality. View of Saramandaia, Salvador, Brazil.


In context..

The Bahian capital is a city of contrasts and embodies the clash between the gentrifying force of globalisation as it manifests in the built environment and locally grounded social action reclaiming identity as forgotten history. Identity as ethnicity. Identity as part of the rich African heritage of Brazil and its institutional neglecting. As Kwame Dixon (2016) aptly elucidates in his book Afro-Politics and Civil Society in Salvador da Bahia, Brazil, the country abolished legal slavery in 1888, but provided no institutional mechanism to free former slaves from racial discrimination. Almost a hundred years later, when Brazil returned to democracy in the 1980s, burgeoning blocos afros[3], black social and political movements revendicating Afro-Diasporic consciousness emerged to seek racial justice and equality, to claim their ‘right to the city’ as a right to live and exist in the city.

 

Despite having one of the oldest and largest black populations of the Americas, Salvador has never elected a black mayor nor has the Bahian State chosen a black governor to date (Dixon, 2016). And, if urban violence seems to follow the racial and spatially confined pattern of poverty in the city, with residents of majority black, poverty-stricken neighbourhoods being more likely to be killed than their better-off, white neighbours (Chaves Viana et al, 2011; Huggings, 2004); institutional memory as well as public opinion as shaped by the media exert more intangible, narrative forms of violence on these vulnerable groups. These narrative forms of dispossessions become activating agents of citizenship and identity revindication from within the city.

“Minha Vida” – My Life. Graffiti in Barra District, Salvador, Brazil.


I wanted to talk about cultural syncretism, I ended up taking about violence…

It would be amiss to document and account for the richness and multitude of cultural manifestations in Salvador without engaging with how these are shaped by violence in the city, and how, in turn, they impinge on it.

A graffiti tour of Ladeira da Preguiça, literally “Slope of Laziness” helped vividly retrace the institutionalisation of racialised violence in Salvador. In the 17th century, the road, which historically connected the port area[1] (cidade baixa) to the upper city[2] (cidade alta), was used by African slaves to carry goods on their shoulders while being shouted at “to move faster” (Moreira, 2018). With the development of more easily accessible routes in modern[3] Salvador, the Ladeira and its people were abandoned by public power. The area, as a result of its narrow streets and vacant warehouses, slowly lent itself to organised crime and, most recently, to drug-trafficking.

In recent years, the stigma[1] of violence and insecurity –which is almost as damaging as violence itself– eventually provided the perfect justification for the municipality to push forward a privatisation project that was meant to regenerate –and gentrify– the area. Local moradores (“residents”), however, joined forces and, in 2013, collectively mobilised to rehabilitate the Ladeira, reconstructing collapsed mansions and painting decaying façades with colourful graffiti referencing the African Diaspora; exposing Brazil’s institutionalised culture of exclusion as a means to call for the city to remember and for reclaiming their housing rights. A vibrant cultural centre was founded by residents themselves, Centro Cultural “Que Ladeira é Essa?”, to breath a culture of resistance through art. By calling attention to Brazil’s rich African heritage, the centre offers classes of  capoeira, afro-samba dance and percussions as well as painting and graffiti workshops. Cultural offerings then become an element of aggregation, an instrument for articulating a powerful counter-narrative to deconstruct stereotypes.

To say that civic action is a reaction to violence would be simplistic and necessarily reductionist. Nevertheless, the tradition of survivalism through art and symbolism[2] has permeated the urbanisation of Salvador as emerging from the oppression and structural exclusion of black populations within the city (for a comprehensive analysis of the evolution of Brazilian popular culture read: Assunção, 2003).

 

Reflecting on causality

On the one hand, local practices of resistance rooted in the syncretism of Salvador’s condemned[3] neighbourhoods are an unapologetic expression of resistance to the stereotyping narrative of the city. A violent narrative of violence; one that lexically and imaginatively reduces majority black-afro-descendant communities to urban realities of degradation, crime, and carencias (“deprivations”) . A narrative that is reminiscent of colonial oppression and a revivified vehicle of neoliberal domination.

Capoeira dancer. Graffiti in Pelourinho.

 

On the other, it is precisely because of this concatenated cycle of oppression-marginalisation that non-white urban communities find themselves more exposed to violence stemming from their surrounding, built as well as non-built, environments.

 

In this direction, there is room for critical urban theory to expand its scope to explore how violence – and even more so the fear of it – shapes city making. In fact, if market forces and political discourses are key determining factors in the urbanisation of violence, in its physical as well as narrative manifestations, violence too influences how people (re-)claim the city, how they move inside the city, use collective spaces, build or adapt their houses.

 

Our co-investigation with local urban collectives and social movements in Salvador has revealed how urban violence and fear thereof shape the social production of urban habitats and community practices around culture, housing, use and production of collective space and mobility. Further considerations and findings from our field trip will be collated in a report produced with our partner, the research group Lugar Comum, and published in the coming autumn.

 

References

Assunção, M.R. (2003). “From Slave to Popular Culture: The Formation of Afro-Brazilian Art Forms in Nineteenth-Century Bahia and Rio de Janeiro”. Iberoamericana, Vol.3, No.12, pp.159-176.

Dixon, K. (2016). Afro-Politics and Civil Society in Salvador da Bahia, Brazil. University Press of Florida.

Huggings, M.K. (2000). “Urban Violence and Police Privatization in Brazil: Blended Invisibility”, Social Justice, Vol.27, No.2, Issue 80, Criminal Justice and Globalization at the New Millennium (Summer 2000), pp. 113-134.

Manco, T., Lost Art, and Neelon, C. (2005). Graffiti Brasil .Thames & Hudson: London.

Moreira, W (2018). Graffiti Tour, Ladeira da Preguiça. 09/05/2018.

Moser, C.O.N. (1996). “The asset vulnerability framework: Reassessing urban poverty reduction strategies”. World Development, Vol.26, No.1, January 1998, pp.1-19.

Moser, C.O.N. (2004). “Urban Violence and Insecurity: an Introductory Roadmap”. Environment and Urbanization, Vol.16, No.2, October 2004.

Resident. (2018). Interview. Graffiti Tour, Ladeira da Preguiça. 09/05/2018.

Sen, A. (1981). Poverty and Famines: An Essay on Entitlement and Deprivation. Clarendon Press, Oxford.

 

Federica Risi is the Graduate Teaching Assistant of the MSc Social Development Practice. Herself a DPU graduate from the MSc Environment and Sustainable Development, Federica has experience in participatory action research focused on urban risks. She is also a Research Associate at the Pastoral Environmental Network in the Horn of Africa (PENHA), where she is conducting an investigation on South-South Cooperation between Peru, Brazil and the Horn region.

______________________________________________________________________________________________________________________________

[1] Residents reported that identifying as black and “saying you are from the Ladeira, it’s like admitting you are a criminal”, which “[…] stops you to get a job and continue education” (Resident, 09/05/2018).

[2] Capoeira  and Candomblé rituals for example, emerged as practice for African slaves to compensate for the loss of identity (Assunção, 2003, p.160).

[3] Carnival Blocks.

[4] In the sense of being publicly perceived as unsafe and rife with violence.

[5] Where Portuguese ships would arrive to deliver materials and goods, historically, the part of the city dedicated to commercial activities.

[6] Here, were established the main government offices and churches; also where the aristocracy resided.

[7] Referring to the end of Portuguese colonial domination and Brazil’s independence in 1822.

[8] In the October 2004 No.2 Issue Vol.16 of Environment and Urbanization, with the article ‘Urban Violence and Insecurity: an Introductory Roadmap’,  Caroline O.N. Moser draws on Galtung to extend the notion of violence as going “beyond situations of overt brutality to include more implicit forms such as exploitation, exclusion, inequality and injustice” (p.6). In this sense “…violence [can be] built into the structure [of society,] …show[ing] up as unequal power and consequently as unequal life chances” (Galtung, 1969 cited in Moser, 2004, p.6).

[9] Drawings and writings scribbled or painted through a variety of techniques on public walls; “a vehicle for [the excluded] of the city to assert their existence and self-worth, and to do it loudly” (Manco et al., 2005).

 

New Practices in Urban Transformation: Towards Inclusionary Heritage 27/11/2017

By ucfulsc, on 4 December 2017

Contemporary urban studies, especially those in global cities often acknowledge the challenges in city planning and a variety of urban development problems that are associated with rapid urban growth. The city of São Paulo, Brazil, which is one of Latin America’s most developed urban agglomerations, is no exception. The lecture by Nadia Somekh draws on 40 years of theory and practice, using the case of São Paulo’s Bixiga neighbourhood as an entry point to explore how a critical approach to urban planning practices can help city planners move towards a more inclusionary understanding of heritage management.

Nadia Somekh is an Emeritus Professor of Architecture and Urban Planning at Mackenzie University whose current research focuses on heritage and urban projects in the contemporary city as well as the vertical growth of Brazilian cities.  Amongst other roles, Nadia is the author of “A Cidade Vertical e o Urbanismo Modernizador” (“The Vertical City and Modernist Urbanism”). Outside of academia, between 2013 and 2016 Nadia served as President of CONPRESP (São Paulo City Heritage Council) and director of DPH (Heritage Department of São Paulo City).  Nadia has also held the position of President of EMURB (Municipal Urbanisation Company) as well as Economic Development Secretary in Santo André City.

One of the many thought-provoking questions posed by Nadia to the audience during her presentation was; how do we deal with social issues in urban planning? I believe Nadia’s challenging question reflects the ethical crossroads that the 21st-century city planner is confronted with. More so, it raises the complex question; how does a planner reconcile issues relating to spatial justice with preservation of heritage? This question is rightly posed within the context of the case study of São Paulo, which is Brazil’s largest conurbation, with a high proportion of its residents living in a sub-standard housing (Budds, and Teixeira, 2005). Since the 1950s, Brazilian cities have experienced rapid urbanisation and this conurbation is moving into neighbouring vicinities and the outskirts of the city, bringing with it a myriad of social, economic and planning challenges (Sperandelli et al, 2013). In terms of perceived space, São Paulo is a vertical city but not a dense one and this verticalization is now extending to the outskirts of the city to neighbourhoods such as Bixiga. Historic buildings are gradually demolished in favour of high rise apartments. Housing remains a pertinent issue in the city even with the introduction and implementation of master planning and zoning. This is a regulatory and urban policy, which was established in the 1980s in a number of Brazil’s large cities to address inequality and dwellings (Caldeira and Holston, 2015).

Reflecting on the narratives around Heritage and preservation, Nadia posed another critical question, “how do we deal with the tensions between high-rise building and heritage”? As highlighted by Nadia, there exists a number of listed buildings with very little being done in terms of preservation. The protection of Bixiga’s heritage buildings is not just about preserving the buildings but also, the social relationships as well as dealing with gentrification. In discussing the evolution and urban morphology of the city, it is pertinent to examine the disembeddedness of social practices in defining and owning the space. Nadia highlighted the issue of identity and how the residents perceive heritage buildings. Social practices and the way identity is perceived also play a crucial role in preserving heritage sites. Previously, the perception of these heritage sites was not imbued in ‘identity’ and the praxis of developers was to erase history and build high-rise building, however, recent findings illustrate that people are beginning to value history and now want to preserve and protect the heritage buildings and sites.

One theme emanating from the discussions was that different countries view and understand heritage in diverse ways. For example, the United Kingdom has different streams of funding for heritage projects, one being the Heritage Lottery Fund (HLF). The HLF uses money raised through the National Lottery to provide grants for conservation activities or projects. A project would need to meet several criteria for funding, one of which is that the building must have some economic use as well as being beneficial to the community. One great example that comes to mind is Manchester’s Victoria Baths, a Grade II* listed building, which in 2003, won the first BBC Restoration programme and with it, £3m of Heritage Lottery funding (BBC).

The concluding part of the seminar was an intellectual discussion centred on preservation and heritage. I took from the engaging and enlightening debate that heritage is understood and perceived in different ways, and in different parts of the world. Another important observation that I made, is that for an inclusionary understanding of heritage management to take place, it is necessary to identify the importance of heritage both in economic terms and its contribution to the community and then seeking for different streams of funding. There is also the need for participation from all, including planners, architects and the community. A good example mentioned by Barbara Lipietz, of the Development Planning Unit (DPU), is her reference to the case of Medellin, Colombia, where planners, community members, architects and different actor groups come together in a city level to tackle problems associated with urban planning.

In conclusion, heritage management must not only focus on the preservation of heritage but also at the same time ensure the economic and community benefit.

 

References

 

BBC:http://www.bbc.co.uk/manchester/content/articles/2008/09/17/victoria_baths_history_feature.shtml. Accessed 28/11/2017.

Budds, J. and Teixeira, P. (2005) Ensuring the right to the city: pro-poor housing, urban development and tenure legalization in Sao Paulo, Brazil. Environment and Urbanization, 17(1), pp.89-114.

Caldeira, T. and Holston, J. (2015) Participatory urban planning in Brazil. Special issue article: Urban revolutions in an age of global urbanism. Urban Studies. Vol. 52(11).

Godfrey, B.J. (1991) Modernizing the Brazilian city. Geographical Review, pp.18-34.

Irazábal, C. (2009) Revisiting urban planning in Latin America and the Caribbean. Unpublished regional study prepared for the Global Report on Human Settlements.

Sperandelli, D.I., Dupas, F.A. and Dias Pons, N.A. (2013) Dynamics of urban sprawl, vacant land, and green spaces on the metropolitan fringe of São Paulo, Brazil. Journal of Urban Planning and Development139(4), pp.274-279.

 

Dr Lilian Schofield is the Graduate Teaching Assistant for the MSc Development Administration and Planning (DAP). She has over five years experience working in Higher Education Institutions in the UK as well as experience in the development field having worked with development consultancies and NGOs in Nigeria. Lilian Schofield has a PhD in Construction and Property Management and investigated the role of stakeholders in housing development projects in poor communities in Nigeria.

Yangon: Transformation in a Time of Transition – BUDD Fieldtrip 2017

By ucfurim, on 19 May 2017

In the late hours of November 8th 2015 it was clear that Aung San Suu Kyi, leader of the National League for Democracy and Nobel Peace Prize winner, had scored an unquestionable electoral triumph. After decades of military rule, the NLD categorically won Myanmar’s latest elections, gaining control of parliament and thus starting a new chapter in the country’s turbulent political history. The ensuing months, however, have been far from perfect, with repeated tensions and confrontations that expose Myanmar’s deeply rooted problems with religious tolerance, ethnic integration, displacement and migration. In a momentous time of transition, the country’s transformation towards democracy, growth and aperture faces innumerable challenges –a reality that is particularly evident in Yangon, Myanmar’s largest city.

Yangon | Ricardo Martén

Yangon | Ricardo Martén

Focusing on the urban implications of these processes, the recently concluded 2017 BUDD fieldtrip attempted to shed light on Yangon’s recent evolution, exploring a series of analytical frameworks anchored in both design research and critical thinking. Rather than settling on a removed diagnosis of the city, the BUDD students were able to explore and produce strategic urban planning visions that emerged from site visits, lectures, discussions, and permanent exchange with numerous local actors, international experts and community organisations. With the collaboration of local students from Yangon Technological University (YTU), interns working with Women for the World, and support from the Community Architects Network (CAN) and the Asian Coalition of Housing Rights (ACHR), the fieldtrip was the conclusion of a two-month academic process developed in our Urban Intervention Studio.

Community-students dialogue in Yoelay Village | Ricardo Martén

Community-students dialogue in Yoelay Village | Ricardo Martén

With a population of over seven million, Yangon’s metro area is a blend of cultural influences, historical periods and varying densities, defined as much by the city’s geographical location, its environmental conditions and the inevitable tensions brought by inequality and spatial disparities. As emerging economies and fast-track urban developments collide with traditional everyday practices, the BUDD students looked at potential opportunities brought by the inevitable processes of urban transformation, suggesting alternative means of design and development where spatial variety is recognised and where strategies put forth by the urban poor are allowed to coexist together with the large-scale measures enforced by the planning authorities.

Site visit, Hlaing Tar Yar | Ricardo Martén

Site visit, Hlaing Tar Yar | Ricardo Martén

The fieldtrip was designed around the collaboration between Women for the World and CAN-ACHR, who have engaged with numerous community savings groups across different townships, producing remarkable slum upgrading projects in villages with poor infrastructure, limited mobility and complex land ownership dynamics. The BUDD student teams worked on different sites in the Hlaing Tar Yar and Dagon Seikkan townships, engaging with communities at different stages of the upgrading process through interviews, mapping, visual exercises and other means to better understand the sites dwellers’ aspirations as well as their immediate needs.

Community mapping exercise | Ricardo Martén

Community mapping exercise | Ricardo Martén

As part of the programme’s requirements, the student teams delivered two different presentations over the course of the fieldtrip, one before community members from the visited sites, and a concluding presentation before most of the partner institutions. The first presentation was a direct response to the fieldwork, with analysis placed at the community scale and focused on participatory means of knowledge sharing and co-production. The second presentation scaled-up the proposals at the township/city level, with strategies, principles and guidelines aiming at possible urban policy entry points for inclusive spatial integration. This last event also included a discussion panel including members from the BUDD staff, CAN-ACHR, and top representatives from the Yangon City Development Committee (YCDC), addressing further themes of contention and debate around Yangon’s city model for the future.

Strategies presentation | Ricardo Martén

Strategies presentation | Ricardo Martén

The future of Yangon will reflect Myanmar’s ruling class capacity to integrate a country deeply divided along political and ethnic lines. Societal tensions are inevitably translated into the built environment, materialising through spatial configurations, taking shape through forms, networks and materiality –in roads, in house typologies, in infrastructures, in trade economies, in territorial ownership. The friction between the antagonistic pressures that dispute rapid large-scale transformation against the slow-paced growth of local communities exposes the need to address the disparities in relation to mobility, access and environmental risks –and in Yangon’s specific case, the right to the city to come. If local communities’ capacities for upgrading and city-making are acknowledged, anchored in multiple agencies rather than unilateral imposition, Yangon could build a vision of open, heterogeneous, and rich urban life.

Field trip team and partners | Xiaodan Li

Field trip team and partners | Xiaodan Li

As mentioned, the 2017 BUDD fieldtrip was possible thanks to the programme’s partnerships with Women for the World, Community Architects Network (CAN), the Asian Coalition of Housing Rights (ACHR), Yangon Technological University (YTU), the Association of Myanmar Architects (AMA) and the special contributions from Somsook Boonyabancha, Jayde Roberts and representatives from the Yangon City Development Committee (YCDC).

Axonometric design | Salma Nassar

Axonometric design | Salma Nassar


Ricardo Marten Caceres is an architect and urban designer, graduated from the Technological Institute of Costa Rica (ITCR) and with an MSc degree from BUDD. He has worked as an architect in between studies, leading a studio practice in Costa Rica focused on residential projects, as well as being partner in a design practice based in Germany working with several NGOs in Haiti, the Philippines and Tanzania. His academic interests lie in the urban dynamics between informal settlements and territorial variables. Ricardo’s current PhD candidacy looks to examine these elements, particularly focusing on the urban legacy of official spaces of exception and the resulting informal counter-narratives.

Just Sustainabilities and the New Urban Agenda

By ucfuvca, on 5 August 2016

Originally published by Urban Transformations

Will 2016 be an urban year in international development policy? In September 2015, the United Nations Assembly adopted the Sustainable Development Goals (SDGs) to supersede the Millennium Development Goals (MDGs). One notable feature was the introduction of an ‘urban goal’, Goal 11: “Make cities and human settlements inclusive, safe, resilient and sustainable”. Planning is at the centre of the new urban goal. It includes an explicit planning target, Target 11.3: “By 2030, enhance inclusive and sustainable urbanization and capacity for participatory, integrated and sustainable human settlement planning and management in all countries.” Target 11.3 synthetizes a long history of international development thinking to make cities sustainable through planning.

The target also emphasises the relationship between inclusive development and sustainability. In doing so, the target expresses explicitly the interconnection between social and environmental issues in planning. By emphasising capacity, the target also points to a fundamental issue in planning for sustainable cities: that institutions with the power to carry on sustainable action, or even to understand what sustainable action is, are frequently absent. The target specifies how planning has to be: it has to be participatory, integrated and sustainable. This last adjective emphasises that sustainability is both a characteristic of the output, i.e., a sustainable city, and of the process whereby that output is achieved: i.e. participatory, integrated.14157883749_8f55b61a29_k

To a certain extent, Target 11.3 follows on from the guidelines of Chapter 7 in Local Agenda 21 that was later consolidated in the Habitat II agenda in Istanbul, 1996. The assertive formulation of Target 11.3, putting at its core both participation and integrated planning, suggests an association of planning and urban management with social and environmental justice objectives. As part of the preparations for the Habitat III conference in Quito 2016, UN-Habitat has promoted the slogan “the transformative force of urbanisation”. The slogan is designed to harness the energy emerging from positive views of urbanization which do not just see it as an unavoidable global phenomenon, but embrace it as a positive force with the potential to change unsustainable societies. The use of the word ‘transformative’, however, suggests a radical departure from business as usual scenarios, a deep structural change that will not only reconfigure cities but also, will reconfigure contemporary societies and economies towards a fairer world which respects its environment. Overall, the link between inclusive and sustainable cities, the emphasis on the sustainability of both processes and outputs, and the framing of planning as a tool for radical change towards a better society all point to a greater interest on achieving environmental and social justice in urban areas. The central question that should be asked in the road towards implementation of SDG 11 and in the preparations for Habitat III is: what kind of planning can bring about cities that are both sustainable and just?

 

The protection of the Earth’s life-support system and poverty reduction are twin priorities for development. In relation to the new urban agenda, this is akin to achieving ‘just sustainabilities’ through linking social welfare and environmental protection (Agyeman et al. 2003, Agyeman 2013). Just sustainabilities approaches have the potential to reinvigorate notions of sustainability in the new urban agenda, helping link environmental concerns with the needs and perceptions of citizens, and their articulation in social movements.

23090523285_5b350f70ae_kThe notion of just sustainabilities emerged as a response to the 1990s debates on sustainable development, and how sustainability goals in an urban context reproduced, rather than prevented, the conditions of inequality and environmental degradation. In urban planning, there has long been a concern about the limitations of using sustainability-oriented urban policies to address social justice issues (Marcuse 1998). Political theorists have questioned broadly where social justice and environmental sustainability are actually compatible (Dobson 1998, Dobson 2003). However, for proponents of just sustainabilities, social justice and environmental sustainability are interdependent problems that challenge existing power structures (McLaren 2003).

The linkages between environmental change and social justice are apparent in empirical evidence of how environmental degradation and resource scarcity is experienced by the urban poor. Unsafe and inadequate water supplies, inadequate provision of sanitation and waste management, overcrowding, lack of safety, and different forms of air and water pollution continue to shape the lives of many citizens around the world (e.g. Hardoy and Satterthwaite 1991, Forsyth et al. 1998, Brennan 1999, HEI 2004, WHO 2009, UNDP 2014). For example, almost 10% of deaths in low-income regions are directly attributed to environmental risks such as unsafe water, outdoor and indoor air pollution, lead exposure and impacts from climate change (WHO 2009). Poverty and inequalities in access to resources and livelihood opportunities increase the vulnerability of the urban poor to climate change impacts and natural disasters (Revi et al. 2014). By 2030, the global demand for energy and water will likely grow by 40%, while for food it may increase by as much as 50% (ODI/ECDPM/GDI/DIE 2012). This is likely to further hinder poor people’s access to even basic resources. For example, the number of people without energy access is raising, regardless of infrastructure developments or urbanisation rates (IEA 2014).

 

Incorporating notions of justice in environmental policy and planning emphasises both the distributional impacts of environmental degradation and resource scarcity and the need to adopt decisions that emerge from a fair and open process of policy-making. This also requires broadening the notion of justice beyond a narrow distributive conceptualisation with a recognition of how environmental problems are experienced by diverse groups of actors – especially those which are disadvantaged and struggle to make their views known – the extent to which they are represented and participate in environmental decision-making, and how environmental policy influences people’s opportunities for fulfilment (Schlosberg 2007).

9546363076_aeab5c353d_o

Civil society organisations and local community organisations have already made substantial contributions to demonstrating and acting upon the nexus between social justice and environmental sustainability, which have in turn inspired the ideals of just sustainabilities (Agyeman et al. 2002). These are initiatives that recognise the need for people to participate in environmental decisions; the imperative to meet people’s basic needs’ and the normative requirement to preserve the integrity of nature for future generations (Faber and McCarthy 2003). Justice-oriented discourses are already inspiring environmental action for climate change in urban areas (Bulkeley et al. 2014, Bulkeley et al. 2013). Yet, addressing the environmental crisis will require a concerted action between public, private and civil society actors for a sustainability transition.

Demonstrating that just sustainabilities have purchase to deliver an urban future that is both just and sustainable will require operationalising this notion within current governance possibilities. In particular, following Rydin’s (2013) pioneering work on the future of planning, there is a need to think how just sustainabilities can help challenge and redefine environmental planning. Just sustainabilities emphasises the “nexus of theoretical compatibility between sustainability and environmental justice, including an emphasis on community-based decision making; on economic policies that account fiscally for social and environmental externalities; on reductions in all forms of pollution; on building clean, livable communities for all people; and on an overall regard for the ecological integrity of the planet” (Agyeman and Evans 2003; p. 36-37). It adopts an expansive notion of environmental justice which also recognises the just practices of everyday life (Schlosberg 2013). In doing so, it calls for a to move away from current dominant paradigms of growth, using planning as a means to address social and ecological concerns within an unsustainable and unjust economic system (Rydin 2013).

14157894859_dab1f1acdb_k

In this vein, just sustainabilities may be thought as the attainment of four conditions simultaneously:

1. Improving people’s quality of life and wellbeing;
2. Meeting the needs of both present and future generations, that is, considering simultaneously intra- and intergenerational equity;
3. Ensuring justice and equity in terms of recognition, process, procedure and outcome; and
4. Recognising ecosystem limits and the need to live within the possibilities of this planet (Agyeman et al. 2003).

There is already a body of empirical evidence about the practice of just sustainabilities (Agyeman 2005, Agyeman 2013). However, does it represent a viable perspective for sustainable planning agendas? Does it have relevance beyond the environmental justice movements from which it has emerged? Can it be integrated into current practices of environmental planning? These are open questions which will unfold as the New Urban Agenda begins to be implemented on the ground. The concept of just sustainabilities emerges as a positive discourse that can support action to deliver urban transformations. Clearly, there are tools available to deliver just sustainability action in urban environmental planning and management, but their applicability, effectiveness and impacts depend on the context in which they are implemented. More ambitious efforts are needed in the New Urban Agenda to redefine urban development possibilities and the way environmental limits are experienced in different cities. Local governments will play a key role in developing strategies to challenge growth-dependence paradigms and to enable collaborative forms of environmental governance.

 

REFERENCES

Agyeman, J., 2005. Sustainable communities and the challenge of environmental justice. New York University Press: New York.
Agyeman, J., 2013. Introducing just sustainabilities: Policy, planning, and practice. London: Zed books.
Agyeman, J., Bullard, R. D. and Evans, B. 2002. Exploring the Nexus: Bringing Together Sustainability, Environmental Justice and Equity. Space and Polity, 6(1), 77-90.
Agyeman, J., Bullard, R. D. and Evans, B., 2003. Just sustainabilities: development in an unequal world. Cambridge: MIT Press.
Agyeman, J. and Evans, T. 2003. Toward Just Sustainability in Urban Communities: Building Equity Rights with Sustainable Solutions. The ANNALS of the American Academy of Political and Social Science, 590(1), 35-53.
Brennan, E., 1999. Population, Urbanization , Environment, and Security : A summary of the issues. Comparative Urban Studies Occasional Paper Series. Washington.
Bulkeley, H., et al. 2013. Climate justice and global cities: mapping the emerging discourses. Global Environmental Change, 23(5), 914-925.
Bulkeley, H., Edwards, G. A. and Fuller, S. 2014. Contesting climate justice in the city: Examining politics and practice in urban climate change experiments. Global Environmental Change, 25, 31-40.
Dobson, A., 1998. Justice and the Environment: Conceptions of Environmental Sustainability and Dimensions of Social Justice. Oxford: Oxford University Press.
Dobson, A. 2003. Social justice and environmental sustainability: ne’er the twain shall meet. Just sustainabilities: Development in an unequal world, 83-95.
Faber, D. and McCarthy, D. 2003. Neo-liberalism, globalization and the struggle for ecological democracy: linking sustainability and environmental justice. Just sustainabilities: Development in an unequal world, 38-63.
Forsyth, T., Leach, M. and Scoones, I., 1998. Poverty and environment: priorities for research and policy – an overview study. Sussex, 49.
Hardoy, J. E. and Satterthwaite, D. 1991. Environmental problems of third world cities: A global issue ignored. Public Administration and Development, 11, 341-361.
HEI, Health Effects of Outdoor Air Pollution in Developing Countries of Asia. ed., 2004 Boston.
IEA, Africa Energy Outlook. ed., 2014 Paris.
Marcuse, P. 1998. Sustainability is not enough. Environment and Urbanization, 10(2), 103-112.
McLaren, D. 2003. Environmental space, equity and the ecological debt. Just sustainabilities: Development in an unequal world, 19-37.
ODI/ECDPM/GDI/DIE, 2012. Confronting scarcity: Managing water, energy and land for inclusive and sustainable growth. Brussels: European Union Report on Development, 9789279231612.
Revi, A., et al. 2014. Towards transformative adaptation in cities: the IPCC’s Fifth Assessment. Environment and Urbanization, 26(1), 11-28.
Rydin, Y., 2013. The future of planning. Policy Press.
Schlosberg, D. 2007. Defining Environmental Justice: Theories, Movements, and Nature.
Schlosberg, D. 2013. Theorising environmental justice: the expanding sphere of a discourse. Environmental politics, 22(1), 37-55.
UNDP, Human Development Report 2014. ed., 2014 New York, 239.
WHO, Global Health Risks: Mortality and Burden of Disease Attributable to selected major risks. ed., 2009 Geneva.


Vanesa Castán Broto is a senior lecturer and co-director of MSc Environment and Sustainable Development at the DPU. Her work spans a range of issues in developing cities, including disaster preparedness, climate change adaptation and energy supply. Vanesa is also Principal Investigator of the Mapping Urban Energy Landscapes (MUEL) in the Global South project at Urban Transformations.

 

Citywide upgrading strategies in Phnom Penh, Cambodia: three years of engagement

By Giovanna Astolfo, on 23 May 2016

In a famous picture of Phnom Penh in 1979, two children stand in the foreground looking steadily at the camera, while behind them the city, once the ‘pearl of Asia’, is nothing but a desolated and spectral bunch of abandoned buildings. The urban history of the capital of Cambodia is demarcated by iterative evacuations and expulsions of its population. Although there is no agreement on numbers and scale of the phenomenon, the first evacuation took place in Phnom Penh during the Pol Pot regime. The vast majority of the urban population was forcibly deported to the countryside, in order to fulfil the utopia of a rural Kampuchea and a classless agrarian society; while public buildings, cultural and institutional symbols, were emptied, abandoned and eventually destroyed in what can be referred to as urbicide, an act of extreme violence towards the city and what it represents for its people.

At the end of the war, people returned to Phnom Penh. As refugees in their own city, they occupied abandoned buildings or settled in unregulated land. When, two decades later, Cambodia opened to the global market, and new foreign investments flew into the city, that land became attractive to the appetite of new developers. As a consequence, entire communities were brutally evicted and forcibly moved to peripheral areas. Relocations took place from the 90s to ‐ officially ‐ the early 2010s. Over this period, with more than 50 relocation sites around Phnom Penh, the relocation process has become the main way to produce the city.

Today, urban planning is still not high in the national agenda (there is a city strategy plan which level of implementation is hard to grasp and local investment plans which consider private development only), while the housing policy (released in 2014) is poorly articulated and not yet implemented. Although a social housing policy (programme) for low income people is under study, the housing needs of the poor are not addressed. In general terms, local government is not much interfering in the land market; such a laissez faire approach is favouring private-sector development, with no alternative for the poor. As the land on the market is not accessible to them, poor communities keep occupying public or private interstitial land along canals and unused infrastructure, mostly vulnerable and prone to flooding, while gated communities and satellite cities are growing in number. Given that 50% of the urban population are below the poverty line, who can afford these houses? Gated communities are probably aimed at a middle class that still does not exists or better to foreigners and officials that are part of a highly corrupted political system.

Looking inward: challenges at site level. Smor San community, Chbar Ampov district, Phnom Penh, settled since the 1970s on a graveyard. Pictures by Catalina Ortiz.

Looking inward: challenges at site level. Smor San community, Chbar Ampov district, Phnom Penh, settled since the 1970s on a graveyard. Pictures by Catalina Ortiz.

Most of the sites selected for the MSc BUDD fieldtrip – taking place in Phnom Penh for the third consecutive year – reveal aspects and nuances of these urban processes. Particularly, Pong Ro Senchey and Steung Kombot communities are informal settlements on narrow strips of public land stretched between private properties waiting for redevelopment; while Smor San settlement is located on a graveyard. By learning from the unique approach of our partners, Asian Coalition for Housing Rights (ACHR), Community Architects Cambodia (CAN-CAM), and Community Development Foundation (CDF), and from the people in each community, BUDD students, divided into three groups and joined by local students of architecture and urbanism, by UN intern and representative of the housing department, worked for five days in the three sites. Five days of emotionally intense engagement with the people and the context, trying to identify needs and aspirations, while unpacking the complex power relations within the government, digging into the legal and normative frameworks to understand how to ‘break the vertical’ and to disclose the potential for change.

After working with the communities to develop site upgrading strategies, the students were asked to produce an ulterior effort, that of looking across the different sites (and for this purpose the original groups have been reshuffled into new groups each one including at least two members from each site group) to address what we call ‘citywide upgrading’. This is a difficult and ambitious task, as it encompasses the multidimensionality of urban issues at the political, social, spatial and economic levels. Particularly, it calls for a multi-scalar reasoning and strategising that takes into consideration the community singularity and agency as well as the national policy framework in which community action needs to be framed. The scaling up of site upgrading strategies does not happen in a merely quantitative manner (i.e. iteration of a similar strategy), but rather considering the city as a wider community, where spatial proximity is replaced by shared practices and interests. Citywide upgrading is at the core of the BUDD pedagogy, and although this is not a new theory, BUDD students are currently contributing to its redefinition as a development theory for the poor, deeply embedded into the practice of ACHR and CAN.

Engaging the community to identify priorities for upgrading in Steung Kombot, Russey Keo district. Pictures by Giorgio Talocci

Engaging the community to identify priorities for upgrading in Steung Kombot, Russey Keo district. Pictures by Giorgio Talocci

Amongst the principles for citywide upgrading, three seem to be crucial.

First, to include the urban poor in the ongoing development. While Phnom Penh is witnessing fast urbanisation and growth, poor people are still uninscribed in such growth. How to capture and redistribute the profits and benefits? How to dismantle the hierarchical system that is at the basis of unequal development?

Secondly, to question the regulatory role of state authority. Although the government is merely indulging in highly corrupted laissez faire, legal and policy frameworks exist (for instance, art. 5 of the housing policy includes onsite upgrading). The question is how to implement them? How to monitor the implementation through accountable mechanisms?

Third, to address the aid dependency and foster self determination of the communities. This stems from the acknowledgement of existing potential: the people knowledge, skills, technology and capital. How to achieve political recognition? How to increase the visibility of people processes?

 

BUDD and Khmer students @work learning from each other. Pictures by Giorgio Talocci/Giovanna Astolfo

BUDD and Khmer students @work learning from each other. Pictures by Giorgio Talocci/Giovanna Astolfo

The above questions have been addressed through small, short or long term, concrete actions such as: environmental upgrading particularly related to flooding risk (households repeatedly affected by seasonal flooding or flooding related to climate change and land development, can access to new grants for upgrading); online knowledge platforms (as people are increasingly connected, online platforms can ensure easy and fast access to knowledge, and data collection and sharing; such platforms can be accessible also to NGOs and local authority); network upgrading fund (as private development is happening, social responsibility can be strengthen, for instance through new funding schemes sourced from the private sector and led by people); social ombudsman (in order to ensure the inclusion of the community as well as the transparency of the decision making process, the implementation of policy and scrutiny of the process).

As in the previous two years, strategies have been publicly presented by students and representatives of the communities, serving as a platform to advocate ‘the cause’ with national and local authorities. As political recognition remains one of the main challenges that the communities in Phnom Penh face, after three years of engagement, the ‘cumulative impacts’ of the work developed by BUDD with local partners has inspired a young and strong generation of architects equipped to take up the challenge of a more just future for our cities

Presentations to the local authorities in Khan (district of) Por Senchey and Russey Keo. Pictures by Giorgio Talocci/Giovanna Astolfo

Presentations to the local authorities in Khan (district of) Por Senchey and Russey Keo. Pictures by Giorgio Talocci/Giovanna Astolfo

 


Giovanna Astolfo is a teaching fellow at the MSc Building and Urban Design for Development, she recently joined students on overseas fieldwork in Cambodia. This is the third year that the MSc BUDD has visited Cambodia, continuing a collaboration with the Asian Coalition for Housing Rights and Community Architects Network Cambodia

New COP, New Targets, Newer opportunities for India to lower carbon emission

By ucfudak, on 15 January 2016

The last quarter of 2015 marked the adoption of three big international agreements, The Sustainable Development Goals (SDGs); Trade Facilitation Agreement (TFA) and the Paris Agreement. Thus, the New Year – 2016 begins with great fervour and hope. The resolutions for the international community this year are more or less custom made – how to plan effectively to meet global commitments and achieve local targets. The world together has taken a leap into a promising 2016 to accomplish the ambitious goals set out to make development more sustainable. We have one extra day this year, to take that extra mile, to fulfil our commitments in lowering down global temperatures.

The recently concluded agreement at the 21st Conference of Parties, or COP21, reinforced the need to collectively act towards meeting global emission targets. The global climate agreement signed in Paris, commits to hold the global average temperature to “well below 2°C” above pre-industrial levels and to “pursue efforts to limit the temperature increase to 1.5°C”. According to climate change experts the world needs to move off fossil fuels by 2050 to achieve the 2 degrees celsius limit.

India, the third largest emitter of carbon dioxide after China and America, is an important player in meeting the target of zero net carbon emissions between 2030 and 2050. India’s stand on common but differential responsibility in the climate politics was also seen in the Paris Conference. Despite this, we acknowledge that it has become imperative for India to take corrective measures and respond to the global call for local action to prevent a climate crisis.

Figure 1: Citizens of Delhi pledging to make their city pollution Free with the sign – Volunteers for the government

Figure 1: Citizens of Delhi pledging to make their city pollution Free with the sign – Volunteers for the government

Odd and Even Scheme in Delhi

In addition to the Prime Minister’s announcement of cutting carbon emissions by 2030 overall, the Delhi Government’s drive to reduce pollution by introducing new measures in cutting down vehicular emissions comes at an opportune time. While several oppose to the proposed measure of allowing vehicles with odd and even number plates to ply only on alternate days, many intellectuals feel that introduction of such strict laws will help abate pollution which has increased beyond permissible limits in Delhi.

Figure 2: Winter Smog in Delhi. Less than 500 meter visibility even at 10:00 am in the morning

Figure 2: Winter Smog in Delhi. Less than 500 meter visibility even at 10:00 am in the morning

Delhi is the most polluted city in the world. Late last year the levels of Particulate Matter (PM) 2.5[1], the particle known to be most harmful to human health, were found to be 50 percent higher on Delhi roads at rush hour than during ambient air quality readings. Black carbon, a major pollutant, was found to be three times higher in Delhi. The experimental fifteen days of the odd/even formula, which started from 1st of Jan 2016, have shown obvious reduction in the vehicular traffic from many roads of Delhi. In addition, Delhi Government claims that levels of PM 2.5 have come down by 25-30% from the December 2015 monitored count. Despite these claims, there are many critiques of the scheme. The peak hour air quality readings presented, before and after the implementation of the scheme, are challenged on the basis of this year’s weather pattern, wind speed, temperatures, school holidays, etc.

[1] PM 2.5 refers to particulate matter less than 2.5 micrometers in diameter, which is believed to pose the greatest health risk because it penetrates deeply into lungs.

Figure 3: Peak hour traffic on Delhi Roads during usual days

Figure 3: Peak hour traffic on Delhi Roads during usual days

At such an early stage, it is hard to side with one opinion as there is merit in the argument presented by both sides, for and against. For such initiatives to be successful we not only need a comfortable and reliable public transportation systems but also stronger regulatory mechanisms. Government’s effort should be more on making an imperative shift from private to public transport rather than a forced transformation causing inconvenience to the public. The change needs to be brought over time, thus there is a need to focus on editing people’s choices toward a certain lifestyle. In other words, shifting consumer values from ownership to access.

Drivers of Change

At the same time, Government can adopt simpler drivers of change like introducing higher congestion taxes during peak hours, providing incentives to companies adopting flexible hours for their employees, encouraging car pooling by disallowing single passenger/driver car during office hours, well-connected & comfortable public transport system etc. In most European countries, this drive for choice editing has been termed as “pay-as-you-live” lifestyle, which adopts renting, sharing, gifting as a means to reduce per capita consumption.

Global civilisation has completed a full circle; with reduced resources, decision makers have to now reverse the growth curve. The continual demand for economic growth has always prompted countries to draft lenient environmental policies, much like how the critiques of Paris conference and the environmental activists’ world over, are describing the COP21 agreement. When our solutions to abate climate change or protect the Earth’s finite resources end with either development or growth, the failure is confirmed. We live on a finite planet with finite resources and one cannot envisage development without exploiting resources. Green Growth or Sustainable Development are incompatible as the world runs on a capitalist’s economy promoting higher consumption every year.

The problem we face today may not have a simple solution but a combination of many solutions. Decision makers as well as citizens, globally, have a vital role to play in reducing climate stress & environmental hazards simply by being informed and responsible. A way forward would be to adopt simple, innovative measures which necessarily only promotes lifestyle changes, especially from the rich in both the developing and the developed world.


Daljeet Kaur has a double Master’s degree in Environment and Sustainable Development from the DPU and Environmental Planning from School of Planning and Architecture, New Delhi. She has worked as a qualified planner and an architect for more than eight years at IPE Global Limited. Her interest lies in urban planning; urban reforms, environmental management; climate change and its mitigation & adaptation; knowledge management. Daljeet currently works as Associate Director, IPE Global an international development consulting group.

A bottom-up approach to heritage conservation: the case of Barrio Yungay in Santiago, Chile

By ucfumps, on 12 January 2016

Heritage has become a key element of the development of cities and an asset for urban renewal strategies. Historic neighbourhoods and cities have become valuable spaces because of their sense of place, the concentration of cultural activities that reflect local identities, and the increasing economic relevance of global cultural tourism (Bandarin and Van Oers, 2012). However, the production of heritage is not a neutral process. It implies a process of reinterpretation of the past in order to engage with the present. In consequence, it is also about challenging existing power relations and transforming how communities are perceived and classified (Smith, 2006).

In this context, critical literature recognises two main approaches to the production and conservation of heritage, each of them related to different scales. The first one refers to the production of global heritage supported by international organisations such as UNESCO and/or national governments. This process is mainly carried out by authorised experts, creating an official heritage discourse (Harrison, 2010). This approach has been criticised for leaving out local communities from the production of heritage, and even from heritage sites themselves (Bianchi and Boniface, 2002); nevertheless it has also implied the access to conservation funds and plans that would hardly have been accessed by other means. It has also been criticised for focusing mainly on the tangible heritage, i.e. buildings and facades, leaving aside the intangible aspects of heritage, represented by the use and practices carried out in the physical spaces (Bandarin and Van Oers, 2012).

A second approach refers to the production of unofficial discourses of heritage, mainly at a local level. This approach emerges from the actual relationship of people with objects, places and practices, and therefore it constitutes a bottom-up approach to the production of heritage (Harrison, 2010).

Plaza Yungay

Plaza Yungay

A good example of production of heritage at a local level has occurred in the Barrio Yungay, located in the city centre of Santiago, Chile. The neighbourhood was built during the 19th century and it was one of the first planned neighbourhoods of the city. It was originally inhabited by upper and middle class families, but during the late 19th century it became a workers’ neighbourhood, characterised by the presence of cités, a continuous construction of one flat houses with a central common space and one or more accesses to the street.

During the last decade, residents of Barrio Yungay formed Vecinos por la defensa el Barrio Yungay (Neighbours in defense of Yungay), an organisation that intended to protect the neighbourhood from real estate pressures. After presenting a request with more than 2000 signatures, the neighbourhood was declared typical zone by the Council of National Monuments in 2009. This status prohibited the construction of multi-storey buildings and other potential alterations of its traditional buildings, among them, the cités.

2. Cité in Yungay Neighbourhood

Cité in Yungay Neighbourhood

Since then, there have emerged many movements that have focused not only on the protection of houses and buildings, but also on the intangible heritage of the neighbourhood. An interesting initiative is the Fermín Vivaceta Arts and Crafts School founded in 2010. This was a community project that arose from the need to train people to conserve and restore the architectural heritage of the neighbourhood after it was declared a typical zone in 2009. Additionally, the earthquake that occurred in 2010 affected many buildings in the area, intensifying this need. The proposal was supported by Neighbours in Defense of Yungay. It has been focused mainly in teaching traditional crafts to young residents of Yungay with the aim of conserving the heritage of their own neighbourhood.

The most recent community project related to the protection of heritage is a Community Museum inaugurated in 2015. The museum is located in an old house that was donated by residents of the neighbourhood to the Yungay Neighbourhood Association. This is the first museum of its kind in Chile. It exhibits the history of the neighbourhood, some 19th century objects that belonged to the original house owners, and other objects and paintings donated by current residents. Thus, it intends to reflect the identity of the neighbours of Yungay.

Community museum mural

Community museum mural

Finally, one of the highlights when visiting Yungay is the French Barbershop that has existed for over a 100 years. Not only has the building been preserved, but it still functions as a barbershop. During the 1990s the building was restored adding a bar and a restaurant that now attracts mainly tourists.

Residents of Yungay have managed to protect its tangible and intangible heritage, gaining the support of local and national authorities that have contributed to its preservation. The neighbourhood is now a place that is highly valued by its cultural activities that reflect its local identity. It has become a neighbourhood that attracts the attention of visitors from other parts of the city and foreign tourists. Thus, the new challenge for residents and authorities is to transform this increasing interest in an opportunity to improve the well-being of residents, avoiding the threats of gentrification and touristification that may end up pushing away those who have always lived there.

 

References:

Bandarin, F. and Van Oers, R (2012). The Historic Urban Landscape: Managing Heritage in and Urban Century. UK: Blackwell Publishing.

Bianchi, R. and Boniface, P. (2002). Editorial: The Politics of World Heritage. International Journal of Heritage Studies, 8 (2), pp.79–80.

Donnachie, I. (2010). World Heritage. In: Harrison, R. Understanding the Politics of Heritage. UK: Manchester University Press. pp. 115-153.

Harrison, R. (2010). What is heritage? In: Harrison, R. Understanding the Politics of Heritage. UK: Manchester University Press. pp. 5-42.

Smith, L. (2006). Uses of Heritage. USA: Routledge.


María Paz Sagredo just completed her MSc Social Development Practice at the DPU. She has experience working in consultancy and NGOs in Chile. She recently started working in community development projects in a Municipality of Santiago. She is also occasionally contributing in cultural heritage conservation initiatives. 

Evolving Cuba. The Need for a Planned Transition.

By ucfuamd, on 31 December 2015

It was the end of November. Only four days had passed since I went back to Mexico after finishing my studies at the DPU. I found myself in Havana, enjoying the outdoors without having to wear a coat. I was excited because I had been invited to present the main topic of my MSc dissertation in a local Congress organised by the Ministry of Construction (MICONS) targeted to 160 public servants, representing the country’s main “territories”.

Martí pointing at the US Embassy in Havana

Martí pointing at the US Embassy in Havana

I was proud to be portrayed as one of the four key speakers at the Congress among three members of the Havana University Faculty. My research topic was about the need to regulate infrastructure services to find a balance between a free-market economy and a communist system. The objective was to explore the need for direct regulation in order to redefine social justice “beyond a distributive understanding”, and expand “people’s capabilities”. All this is contextualised in the recent changes in Cuba, which will encourage greater governmental transparency and economic openness to global investors. The main topic of my lecture was to explain the importance of having available data and information to be able to address people’s main concerns and include their perspective in government policies. I used the same case study as I did in my dissertation: a mobility strategy for Havana. Little did I know that my conference was going to be the only lecture related to infrastructure. I was taken by surprise when I realised that the rest of the conferences were devoted to the Internet.

Fidel talking about the importance of the internet

Fidel talking about the importance of the internet

Inside the rooms of the Palacio de las Convenciones, most of the speakers explained the main uses of the Internet and the convenience of integrating new software and mobile devices to be more productive at work. At first, their explanations were as basic as describing the main uses of Twitter and Facebook to the audience. My first impression was that it was all part of an agenda to insert a specific vision into the public servants; and in a way, it was. However, I started to pay attention to what the professors were really saying and the reactions from the audience and that is when I realised there was so much more. At one point, one female professor explained, “Humans created the Internet to expand their reality, the same way as Plato’s Theory of Ideas”. The audience then made affirmation noises as if everything was now crystal clear and needed no further explanation. I was thankful for my philosophy modules at University. Another professor made it clear that if they “did not tell their story to the world, the only version the people could learn was the one written by the other side”. Hence highlighting the urge to become active users of the web.

I slowly became aware of what was happening in this conference, the country was preparing selected public servants for a transition. A big one! To do so, they are executing a very clever strategy: they are not only taking into consideration the big changes they need to improve their urban mobility or to re-open Mariel, their biggest trading port. They are also taking a step back and considering all the other basic tools they need to succeed when these changes happen. This means introducing themselves to new technologies, software and the biggest modern tool of all, the Internet. It is an integral and multidimensional strategy for Cuba to take over the world instead of fearing the world will take over the island, and I think it is an interesting way to do it.

The venue.

The venue.

After the Congress finished, I went to the Havana University campus in Marianao, just outside Havana to meet an Architecture professor. Having in mind the described events, I felt confident about what was going to come out of this final meeting. I was not disappointed in that aspect. However, the cruelty of the country’s reality hit me when I got there. The Architecture faculty building was decayed, grey, and partially destroyed. As we climbed the stairs to the eighth floor, we had to dodge debris, rods and the risk of falling into the void as the cardboard that served as a wall on one side of the stairs explicitly announced. The professor explained to us that there were over 500 students in that building and that many students were not able to attend due to lack of means of transportation to what he refered to as “the remote” campus, situated 15 km from the City Centre.

The University

The University

After four days I went back to Mexico feeling exhausted, confused and at the same time extremely grateful to have played a part in this transition. I see a country excited with the prospect of change and new hope, built on national proudness of what they have been achieved and the plans they have sketched for the future. Changes are everywhere in this island, so hopefully with the right urban planning policies, cubans will be on the road to success in no time. I cannot wait to see what happens next.


Ana Maria de la Parra Rovelo has an MSc in Social Development Practice from The Bartlett Development Planning Unit. She has specialised inn social impact and infrastructure, especially on projects related to roads. Last June she launched the International Road Federation Young Professionals Programme where members from all over the world collaborate in joint academic research on topics related to mobility and roads. Ana Maria is now based in Mexico City where she is helping with the launch of The Bartlett Built Environment Club – Mexico City, while she works on projects in Cuba and Mexico.

Favela Upgrading and Integration into the City – 20 years on

By ucfumdi, on 4 December 2015

In 1996, when Rio de Janeiro was a candidate to host the Olympics for the first time, the Brazilian Institute for Social and Economic Analyses (Ibase, in Portuguese) proposed that such a mega event should be accompanied by a “social agenda” with five goals (one goal for each Olympic ring), defined then by Betinho, Ibase’s founder and prominent civil society representative. Rio didn’t win the bid, but the social agenda gathered great support from civil society, governments and the private sector, and had repercussions for years to come.

Twenty years on, as Rio is about to host the next Olympics Games, Ibase is revisiting the debate on the Olympic social legacy – or lack thereof – for the city. The NGO proposes that special attention is given to one of the goals proposed in the 1996 social agenda: “Favela Upgrading and Integration into the City” .

Ibase, DPU, and youth volunteers.

In a first initiative carried out by Ibase in partnership with the DPU[1] in November, teams from both institutions and a group of young volunteers from the favelas of Borel and Providência[2] debated the topic, interviewed key informants (slum and city dwellers, social movements and governmental representatives) and realised a workshop. The initial idea was to have housing, mobility and public security as a starting point.

The young volunteers draw out their storyboard. Photograph by Alex Macfarlane

The young volunteers draw out their storyboard. Photograph by Alex Macfarlane

Choosing to leave the discussion open, the topics debated by the young volunteers with the DPU’s mediation naturally converged into issues related to a) the pressing threat of eviction and gentrification felt in favelas. This is reinforced by the Games and by public policies that favour land speculation, currently pushing local residents to the city peripheries; b) difficulties in freely accessing the city, as racism and ‘social apartheid’ make them feel unwelcome in the wealthier parts of Rio. This feeling is intensified by the city government’s recent decision to end direct public transport links between the (poorer) north and the (richer) south zones of the city; c) the fact that favelas’ culture and identity are being curtailed by public security policies such as the ‘Pacifying Police Units’ (UPPs) that ‘militarise’ these territories and locals’ everyday lives. Public tenders open to local cultural groups were also mentioned. On a positive note, these tenders allow them to have access to public funds, but as a side effect, their perception is that the groups are being ‘used as small parts of a larger engine’ in which they are allowed to take part without ever having a leading role.

The final ‘world cafe’ workshop. Photograph by Alex Macfarlane

Based on that, it was decided that Ibase should approach the target “favela upgrading and integration into the City” from the perspective of three strategic values: a) inclusion with locals’ prominence; b) encounter of differences; and c) citizen participation. The understanding is that, to be successful in building a socially just city, public policies must encapsulate these three strategic objectives.

The interviews with key-informants were filmed to support a workshop[3] that brought together an important group of collaborators. For the workshop, it was proposed that all participants worked as groups to identify obstacles faced in the past 20 years to achieve the overall goal and strategic values mentioned above; opportunities and possibilities for advancement; and, finally, actions that may be taken in order to achieve the goal of upgrading and integrating favelas into the city.

The final 'world cafe' workshop. Photograph by Alex Macfarlane

The final ‘world cafe’ workshop. Photograph by Alex Macfarlane

The debates were extremely rich and this intense week of work shared between Ibase and the DPU is being seen as a seed for future projects. Ibase’s plan is to use this solid base to develop actions aiming to strengthen existing favelas’ organisations and networks through political and capacity building for the co-creation of campaigns that should occupy educational, public and virtual spaces in order to promote encounters to disseminate debate and influence public policies for the city we want – an inclusive, diverse and participatory city.

[1]    Represented in Rio de Janeiro by Alex Frediani and Alex Macfarlane.

[2]    The youth group was formed by Cosme Vinícius Felippsen (Providência/ Rio de Janeiro’s Youth Forum), João Batista (Providência/ UFF), Luiz Henrique Souza Pereira (Borel) and Renan Oliveira dos Santos (Borel-Formiga/ UFRJ).

[3] The workshop was held in Rio de Janeiro in November 13th, 2015 and used the methodology known as “world cafe”.


Mariana Dias Simpson is a DPU MSc Urban Development Planning alumni. She works as a researcher at the Brazilian Institute for Social and Economic Analyses (Ibase) in Rio de Janeiro and has worked with urban issues related to favelas, housing, public policies, poverty and inequality for several years.