The future of humanitarian response is urban.  More specifically, the future of humanitarian response is in informal settlements in urban areas in the Global South.  In these contexts 20-50% of households run small home-based enterprises from within or around their home.  It is also estimated that home-based enterprises generate 50-75% of household incomes.  Home-based enterprises can take many forms.  They can be as simple as a table or chair—from which to cook, sew or provide haircuts; or the use of a room or window to make or sell goods and services. They include kiosks and extensions, to the use of a whole floor of a home for a shop, café, or workshop.

Despite the prevalence and importance of home-based enterprises to households living in informal settlements, they remain largely overlooked within the humanitarian shelter and settlements sector. The latest edition of the Sphere Handbook (2018) states that shelters must be “located to provide access to livelihoods opportunities” which should be “close to the shelter”. Similarly, Shelter Projects Essentials (2021) includes a diagram which states that shelter should be “near my work”.  However, for many families their home is itself the place where they earn a living—so shelter recovery plays a critical role in their ability to restart their livelihoods.

In addition, if we ignore home-based enterprises then we are ignoring women. Most home-based enterprises are run by women and at least 50% more women work in households with home-based enterprises than those without.  We are also missing a massive opportunity to help women restart their livelihoods. In 2005 Sheppard and Hill argued that home-based enterprises are “the single most important income source for the populations most affected by disaster”.  While the contribution of shelter to home-based enterprises is “the most important way that shelter can support economic development in post-disaster societies”.

5 years after the Indian Earthquake Ocean and Tsunami in Aceh, Indonesia, a woman uses the porch of her reconstructed home as a shop. Source: Maynard et al 2014.

Recognising the importance of this topic, in 2021 Beth Simons, Elizabeth Wagemann, and I published a chapter on ‘Supporting the Recovery of Home-Based Enterprises’ in the Roadmap for Research for Humanitarian Shelter and Settlements Assistance.  In April 2021 we hosted a breakout group at UK Shelter Forum 27, during which participants shared lots of examples from practice. These included: using porches as small shops or places of work; using the space around shelters for growing crops for sale; using the space inside the shelter for making crafts; and using the roof for food storage. One participant commented that “every single woman” in a project in Burkina Faso was engaged in home-based enterprise and “most of the requests for housing improvements are linked to those activities”.

We have since completed a scoping study to examine the relationship between housing and home-based work (HBW) in development contexts.  The study considered (1) The effects of housing on HBW and (2) The effects of HBW on housing. 1837 potentially relevant studies were identified in academic and grey literature and 12 studies from Latin America and the Caribbean (LAC) were then selected for further study.  Each of the LAC studies were read and coded, using a combination of inductive and conductive approaches. Results were then presented in terms of: effects identified at household or settlement scale; and those identified in multiple studies with consistent findings, multiple studies with inconsistent findings, and single studies.

Our results reaffirmed the “symbiotic relationship” between housing and HBW—with livelihood and household activities taking place at different times of the day in the same space.  We also found that households are more likely to engage in HBW if they:

• Live in advantageous locations within the city, neighbourhood, or building;
• Are subject to favourable regulation (or lack of regulation);
• Do not feel at risk from natural hazards or security threats;
• Live in larger houses on larger plots, with adequate appliances and services;
• Have greater tenure security.

We suggest that these can be called the characteristics of ‘supportive housing and settlements’.  In settlements where these characteristics are present more households are likely to engage in HBW. Households which engage in HBW develop more sustainable and resilient livelihoods—as a result of increased financial assets and greater diversity of income sources. Income from HBW is often invested in housing improvements such as purchasing appliances, installing services, or improving the quality or quantity of space in or around the home. Improvements like these in turn generate more supportive housing conditions, enabling the household to sustain, expand or diversify their HBW.

Figure: The symbiotic relationship between housing, settlements and HBW. Source: Authors

While these results are based on literature from development contexts, they are relevant to humanitarian shelter and settlement programming. For example, is the type and prevalence of HBW included in vulnerability and capacity assessments?  Do humanitarian shelter programmes allow enough space within and around shelters to allow households to engage in HBW? Do they enable households to take on HBW to finance shelter self-recovery or build their long-term resilience? Do they consider the positive contribution of HBW to meeting the day-to-day needs of their communities?  Or do restrictive policies, regulations, and lack of tenure security limit the ability of households to engage in HBW?

Our next steps are to: gather empirical evidence from humanitarian contexts in LAC; compare the results of the LAC scoping study with the documents we found from other continents; and undertake a broader literature review to investigate the relationship between HBW and shelter recovery and/or resilience in humanitarian contexts. Join us at the Shelter Meeting in Geneva (or online) on Friday 8th July for an update on our ongoing research in LAC or join our mailing list for future updates.

Victoria Maynard is a PhD Student in the UCL Department of Civil, Environmental and Geomatic Engineering (UCL CEGE).

Mhari Gordon is an IRDR PhD Student.

The 28^th UK Shelter Forum (UKSF) in May 2022 included thought-provoking talks by practitioners and academics on whether the humanitarian shelter sector is ready to respond to the effects of climate change. The ‘Climate Charter’ emphasises the need to “support those who are the most at risk, taking into account the influence that individual characteristics… have on people’s capacities and vulnerabilities.” The importance of inclusive approaches is widely recognised by humanitarian organisations, but how should they put this commitment into practice? At the UKSF Phil Duloy from FCDO chaired a breakout group exploring opportunities for the shelter sector to be more inclusive and intersectional in its approach to the climate crisis. The panel included Hayley Capp from CARE International UK, Kevin Blanchard from DRR Dynamics and Maria Kett from UCL Population Health Sciences.

Photo of Panel including, from left to right, Phil Duloy, Hayley Capp, Kevin Blanchard and Maria Kett. Photo by Ilan Kelman.

Unequal Realities

It has become well-established that individuals are affected by crises and disasters to different extents and that, simply put, the marginalised and minority populations are ‘hit the hardest’. There are numerous examples of double injustices whereby certain individuals are marginalised and experience higher levels of poverty due to social, gender, sexuality, or cultural norms and are therefore more susceptible to the effects of climate change. Capp shared specific examples in the case of women and girls. Women tend to have limited access to and control of resources such as mobile phones, cash transfers, and insurance mechanisms. These resources are important during crises as they foster disaster resilience and recovery. Additionally, women and girls can be faced with lose-lose situations. For example, on one hand, there may be barriers to mobility for leaving their home and on the other, they may face gender-based violence risks in shelters if there are inadequate divisions or security considerations. These limitations are reflected in disaster statistics, such as the 2014 earthquake and tsunami in Indonesia whereby females accounted for two-thirds of the deaths. So, this leads to bigger questions such as how does the shelter sector deal with the underlying reasons and situations which have created such vulnerabilities within its humanitarian response?

Intersectionality and Labels

The use of the ‘intersectionality’ concept, which can recognize personal identities and characteristics, is offered as a framework to understand how different groups experience vulnerability, exposure, and resilience. However, this is not an easy task. Kett observed that even when the intersectionality framework is used within humanitarianism, there is still the presence of ‘silo-ing’ and that the sector does not “necessarily have the tools yet to really operationalise this on the ground.”. The categorisations of gender, sexuality, age, disability, etc., disenable an individual from being truly reflected. It can lose nuances such as a woman who is queer, elderly, and has hearing difficulties. Moreover, it does not necessarily measure vulnerabilities comparatively. For example, a man with a disability can be less marginalised than a woman without in some social contexts. The context of where the humanitarian assistance is being delivered is crucial to understand.

There needs to be careful consideration of how these individual characteristics are being termed, framed, and assessed; that the labelling does not further emphasise the marginalisation or difference from what is considered ‘mainstream’ or ‘acceptable’ within certain norms. Kate Crawford, a panellist from the preceding Humanitarian Institute Evening Conference, noted that labelling can place the vulnerability onto the individual, instead of recognising that it is the societal system that has created vulnerabilities for them. Additionally, there is a danger that labels may create further risks for individuals; for example, if the national state does not recognise an ethnicity. This leads to several ethical questions. How willing are people to be (self-) enumerated? What if an individual has a ‘characteristic’ they are able or want to hide, but it is a determinant of being more vulnerable?

Next Steps

These discussions raise questions about how to put into practice the first commitment of the Climate Charter on supporting those most at risk whilst accounting for individual characteristics and situations, as well as the third commitment on inclusive participation of people in humanitarian programmes. From the opinions shared by the panellists, there are currently few success stories of vulnerable people or minority groups being meaningfully included in wider humanitarian responses, expect where the specific aim of the project had a particular focus on inclusion. However, there remains only limited inclusion mainstreaming in humanitarian projects. Moreover, inclusion frameworks are largely missing in disaster policies. Blanchard identified that there are presently six countries that actively include LGBTQIA+ people in disaster risk reduction (DRR) policies. Additionally, the concept of inclusion is largely missing from the UNDRR Sendai Framework thus leaving a desert in disaster policies. So, what does this mean in terms of the humanitarian response to present and future disasters? How can we better represent inclusion frameworks within wider policies and, most importantly, ensure their application on the ground?

The panellists shared that there is still an opportunity for using the intersectionality framework when well applied, as it can collect representative data of the diversity in our communities. Moreover, intersectionality can also identify tools and knowledge that communities need to respond to vulnerabilities and foster resilience. This would help to design appropriate humanitarian shelter responses for people in need. However, the intersectionality framework may face barriers. Some characteristics, such as ethnicity or sexual orientation, can be protected in one country and legal cause for persecution in another. Therefore, not all data sets represent the most marginalised or at-risk people. Social protection schemes, also known as public safety net programmes, have previously been used in humanitarian responses in the form of increased cash transfers or disability allowances to support more vulnerable individuals during disasters. However, if certain individuals are excluded from beneficiary lists (data sets), there is the danger that they are further marginalised during the humanitarian and disaster response. This example highlights how certain data presentations can lead to pitfalls of not reaching individuals most in need during disasters. Furthermore, it demonstrates the difficult task at hand for humanitarian assistance to reach those most at risk, whilst working with and respecting the sovereignty of the host nation. Therefore, it is paramount that attention is paid to how the data is collected and stored – especially for hyper-marginalised groups – as well as how data is analysed and used.

The key suggestion made by the panellists was to work with existing support groups that are either in the country or the region. Networks such as women’s rights groups, disabled people’s organisations, or LGBTQIA+ groups already contain a wealth of knowledge and strong social networks that can identify those most in need whilst doing it in a safe manner. The caveat is that these groups are typically underfunded and work with limited resources. However, this avenue presents an opportunity for the shelter sector to work with and support local-level actors whilst driving a more inclusive humanitarian response to ensure that no one gets left behind.

More details on the 28^th UK Shelter Forum (including videos of several sessions) can be found here: https://www.shelterforum.info/uk-shelter-forum-28-climate-change/