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Water justice in cities: from distributional struggles to co-produced transformation

By ucfupas, on 10 June 2015

Rapid urban expansion and the emergence of new urban centres in the Global South is frequently accompanied by a lack of adequate infrastructure and services. This is resulting in declining levels of access to water supply and sanitation for a large number of urban dwellers, with the State increasingly unable to fulfill its role as a provider of basic services.

I will elaborate on this using the example of Dar es Salaam, a city that has been the focus of my research for a while.

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Private vendors take on the responsibility for water delivery where formal infrastructure is absent. This usually means that those living in poorer areas end up paying more than those connected to the piped network.

In Tanzania’s largest city we see that formal service provision is limited to central and more affluent areas. The gap in service provision is particularly high in rapidly growing peri-urban areas such as Tungi and Kigamboni, whose inhabitants are among the worst served.

Both wards are areas that tend to absorb large proportions of the growing urban population, but with disproportionately high percentages of poor households. This is going to accelerate further once the construction of a new bridge that connects these two wards to the city’s main business district is complete.

Peri-urban areas may be incorporated into the city, but still lack services

At the same time, many informal areas previously labelled as ‘peri-urban’, like the Kombo and Karakata subwards close to the airport in the South, have become more consolidated and incorporated into the urban core. Yet they continue to suffer from non-existent or inadequate formal infrastructure and services.

As with the Kigamboni peninsula, the majority of those affected are lower-income people that experience varying degrees of water poverty, often with severe implications on their livelihoods; both in terms of the additional time spent to meet their needs and their income, if their economic activities rely on water.

Map of Dar es Salaam, with the area of Kigamboni highlighted in red. From Google Maps

Map of Dar es Salaam, with the area of Kigamboni highlighted in red. From Google Maps

Global efforts to meet water and sanitation needs

To address injustices in the current provision of infrastructure and services, there has been a renewed commitment globally towards universal access through the Sustainable Development Goals in order to activate people’s right to water supply and sanitation. Tanzania is one of the countries that have endorsed the right to water and sanitation.

In practice, however, efforts to tackle the shortfall have largely been seen as a problem of maldistribution. In other words, proposed solutions currently include expanding the water source, reforming the utility and improving the network – these plans assign major roles to utilities, the state and external support agencies.

Poverty, which is first and foremost conceived as people’s financial inability to pay, is regularly presented as the main reason for people lacking access to water supply and sanitation. This is in spite of evidence that Dar es Salaam’s lower-income households frequently pay more in relative and actual terms for a service that in reality is of a lower quality and lower frequency.

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More than just a distributional struggle

But water injustices in cities are much more than just a distributional struggle. They are created by socially fabricated political-economic structures, which have led to clear power imbalances that misrecognise those without access. Power relations play a significant role in Dar es Salaam where water has become a commodified good. Even though water supply is in public hands the utility is heavily pushed to be financially autonomous and commercially viable.

In Dar es Salaam and many other cities in the Global South the lack of entitlement and recognition is associated with the informal status of the urban water poor and their disempowerment. While the utility acknowledges their responsibility to provide Dar es Salaam’s residents with water regardless of their tenure status the proportion of their action contributing towards improving supply in informal settlements has been negligible so far.

Co-produced water practices

The deficiency of utility networks and supply in poor urban settlements has given rise to the emergence of a range of alternative practices. Many of them emerge out of poor people’s needs and can range from individual coping mechanisms to collectively organised and negotiated initiatives. Some of these communal efforts represent different forms of co-produced service provision whereby organised groups of poor communities are collaborating with the state directly.

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Goals of current DPU research

Earlier this year, I was part of a group of colleagues from DPU, in collaboration with a number of partner organisations, that embarked on the Wat Just research project – Translocal learning for water justice: Peri-urban pathways in India, Tanzania and Bolivia to explore alternative practices to access services with a particular focus on co-produced water management in three cities; Cochabamba, Dar es Salaam and Kolkata.

In each city we found a variety of service co-production arrangements that range from latent state support to fully institutionalised co-production platforms. However, very little is known to date about their actual performance and their potential to operate at scale.

The aim of our future research is to examine their transformative potential to address not only the current service gap – i.e. meet the urban poor’s practical needs – but also to investigate how far they can tackle more strategic needs such as challenging and transforming existing power relations that threaten to keep the needs of the urban poor hidden.


Pascale Hofmann is a lecturer at the DPU and is currently studying for an EngD at the DPU and UCL’s department of Civil, Environmental and Geomatic Engineering (CEGE). She has been working with Professor Adriana Allen on a research project with seed-funding from the ISSC (International Social Science Council) Transformations to Sustainability Programme.

The project, on Translocal learning for water justice: Peri-urban pathways in India, Tanzania and Bolivia, has brought together academics and NGOs from Bolivia, India and Tanzania to discuss and share the challenges and opportunities of co-produced water and sanitation services in their cities. How can these platforms contribute towards water justice at the city scale? A series of Water Justice City Profiles have been produced, elaborating on the challenges in each urban region, as well as a series of videos that explain the concepts and contexts in which the research operates – several of which will be released in the coming weeks.

Transformation in a Time of Transition: Engaging with People-driven Upgrading Strategies in Cambodia

By Giovanna Astolfo, on 26 May 2015

In the last 20 days students from the MSc BUDD have been engaging with people driven upgrading processes in Cambodia as part of the annual action oriented design research fieldtrip project.

Working closely with local communities, in collaboration with the Ministry of Land Management, Urban Planning and Construction (MLMUPC) and the Community Architect Network (CAN) and supported by the Asian Coalition for Housing Rights (ACHR), BUDD students, along with 22 local students from 7 different Universities, developed design strategies for city wide upgrading and inclusive urban design, starting from a socio spatial full immersion in three informal communities in Phnom Penh and Kompong Thom.

Image: Striking contrast of Global Phnom Penh, between elite towns, vernacular wooden architecture and poor houses. The desire for growth and economic development passes through urbanisation, land exploitation, eviction and relocation (©Ana Puhac; Rui Geng; Camillo Boano; Alex Pixley)

Image: Striking contrast of Global Phnom Penh, between elite towns, vernacular wooden architecture and poor houses. The desire for growth and economic development passes through urbanisation, land exploitation, eviction and relocation (©Ana Puhac; Rui Geng; Camillo Boano; Alex Pixley)

Two of the three sites share similar challenges, even though one is located in a mostly urbanised area in the periphery of Phnom Penh (Chbar Ampov District), while the other is located in the Province of Kompong Thom, 160 km far from the capital city, in a mostly rural part of the country.

Poor though cohesive communities are here facing the perpetual lack of land tenure – one of the many by-products of the murderous urbicidal past of the country – and basic services (water, sanitation, waste management..); on top of that, seasonal flooding worsens the already precarious conditions in urban and rural Cambodia weakening the relationship between environment and people. But local people’s knowledge and technology, their inexhaustible inventiveness and resilience, their ability in organising and building, proves once more to be strong enough to imagine, design and plan a different future.

Image: Beoung Chuck Meanchey Thmey II community in Phnom Penh is a cohesive community willing to pursue land negotiations and start a process of upgrading. In order to do so, detailed house mapping and reflections on accessibility were experimented, along with alternative layouts including landfill and housing on stilts (©Camillo Boano)

Image: Beoung Chuck Meanchey Thmey II community in Phnom Penh is a cohesive community willing to pursue land negotiations and start a process of upgrading. In order to do so, detailed house mapping and reflections on accessibility were experimented, along with alternative layouts including landfill and housing on stilts (©Camillo Boano)

The third site, Anlong Kngan community, has been even more challenging, given the large scale (it is in fact formed by nine communities for a total of 500 households), the extremely contested and conflictive context (a relocation site in the periphery of the city, today a densely inhabited area with high pressure over land) and lack of cohesion in the communities. The Anlong case is paradigmatic as it represents a common feature in the urban production of Cambodia: massive settlements generated ad hoc from forced evictions and acts of emptying the centre of the city paired to the use of peripheral land to relocate informal populations, toward building the image of a ‘charming’, globalised and competitive city.

Anlong Kngan combined the perverse failure of the relocation system in Phnom Penh with another example of the resilience of the Khmer people and their ability to work out the worst condition, resist unjust urban dynamics, reclaiming the right to shape, built and inhabit the city.

Image: Water supply by re‐using plastic bottles; coping mechanisms for floods (©Vishaka Jha); techniques to capture insects for daily consumption (©Giovanna Astolfo)

Image: Water supply by re‐using plastic bottles; coping mechanisms for floods (©Vishaka Jha); techniques to capture insects for daily consumption (©Giovanna Astolfo)

The Kompong Thom community is formed by 30 households and lives in unhealthy and unsafe conditions above a polluted canal. Houses are built on stilts echoing the traditional vernacular wooden architecture ubiquitous in rural Cambodia. During the rainy season, the water of the canal reaches the floor level of the houses worsening the living condition of the residents.

In light of the vulnerability of the area and taking advantage of the lack of land tenure of the residents, the municipality is willing to relocate the community in a site 70 km far away causing the disruption of their livelihood. However, the small city does not show evidence of a possible pattern of growth or urban development that can explain the relocation or make sense of such pressure over land. Also, it is unclear how imminent the threat of eviction could be.

Image: mapping of the community settled above the canal (©Giovanna Astolfo); raised access to the houses; possible land for relocation identified by the community (©BUDD students)

Image: mapping of the community settled above the canal (©Giovanna Astolfo); raised access to the houses; possible land for relocation identified by the community (©BUDD students)

Nevertheless, the community urges to envision alternative scenarios as tools to expand the room for manoeuvre with the local authority, to catalyse attention, gain visibility, mobilise other communities and reach a level of autonomy. Helped by a pro-poor oriented Municipality, the BUDD developed and tested several proposals for on-site upgrading (domestic space, shared spaces and infrastructures), re-blocking and relocation to another land of choice.

Image: Imagining living spaces: the dream house activity; co‐producing alternative futures: relocation versus on site upgrading (©BUDD students)

Image: Imagining living spaces: the dream house activity; co‐producing alternative futures: relocation versus on site upgrading (©BUDD students)

The group of students worked along with community members to jointly develop a strategy to be presented to the local authority first, and, after further refinement, to the vice Governor in Phnom Penh.

It is of crucial importance that the first presentation is led by the community, in order to capitalise on the unique opportunity for urban poor communities to share their story and upgrading aspirations directly with local authority. Similarly, the aim of the second presentation is to facilitate the institutional recognition of the presence of such enormous capital in each communities.

Image: moments of the learning process in Kompong Thom. Dream house exercise and community driven presentation of the strategies to the local authority. The dream house is a collective activity that involves the co‐creation of 3d models of incremental housing unit at 1:50 scale with plastiline removable furniture. (©BUDD students; Giovanna Astolfo)

Image: moments of the learning process in Kompong Thom. Dream house exercise and community driven presentation of the strategies to the local authority. The dream house is a collective activity that involves the co‐creation of 3d models of incremental housing unit at 1:50 scale with plastiline removable furniture. (©BUDD students; Giovanna Astolfo)

Image: Learning from the Province. Visit to upgraded community that are already part of the network (©Giovanna Astolfo)

Image: Learning from the Province. Visit to upgraded community that are already part of the network (©Giovanna Astolfo)

Anlong is a peri-urban site for relocated people, where the government allocated empty land for victims of (deliberate) fire in the more central zone. Fast forward 15 years, the communities have transformed the empty land without infrastructure and services in a dense lively urban space.

Four of the nine communities not included in the relocation process, are illegally occupying part of the land. The site is therefore two times a locus of contestation, for being a relocation site and for being a squatted relocation site.

Image: Anlong Kgan settlement (©Camillo Boano; BUDD students)

Image: Anlong Kgan settlement (©Camillo Boano; BUDD students)

Great effort was put by the students in disentangling the complex dynamic of resettlement as a mechanism repeatedly present in the system of the city and in unpacking the conflicting agendas of different actors.

The proposed interventions aim at the incremental occupation and densification of the site (sensitive reblocking), the activation of self-sufficient mechanism and growth of the site as a self sufficient city, at strengthening the interdependency of the communities settled in the site, and at increase the rootedness and sense of belonging.

Image: unpacking Anlong Kgan settlement development (©BUDD students)

Image: unpacking Anlong Kgan settlement development (©BUDD students)

The three sites despite local specificity share similar features related to the uncertain institutional and legal framework for the urban poor’s access to land in the new course of the National Housing Policy implementation; even when present, laws and regulations on land and housing are rarely fulfilled.

The collaboration between BUDD students, Staff and representatives of the recently established General Department of Housing (GDH) as part of the Ministry of Land Management (MLMUPC), has been an attempt to catalyse attention to people driven processes in the production of the city and attentive participatory methodologies.

Image: collaborative settings (©Fiona; Belen Desmaison)

Image: collaborative settings (©Fiona; Belen Desmaison)

Since reliable data and maps, when existing, are difficult to gather or deliberately hidden or simply not recognised as forms of knowledge, a cross cutting underlying common goal of the fieldwork in each site has been the co-production of knowledge, including settlement profiling, enumeration, mapping, and participatory design activities, at the point that it is difficult to say who contributed more: the community, the Khmer students or the BUDDies.

Image: co‐production of knowledge(©Giorgio Talocci)

Image: co‐production of knowledge (©Giorgio Talocci)

Finally, a common trait of the work has been the constant learning attitude, inspired by the humble, no-hero work of CAN and ACHR. Such attitude is central and constantly reasserted in their approach: learning from the people, learning from urban reality, learning from each other, learning by doing.

If once Giancarlo de Carlo said that architecture is too important to be left to architects, maybe there is a greater role for Community architects?


Giovanna Astolfo is a lecturer on the MSc Building and Urban Design for Development, she recently joined students on overseas fieldwork in Cambodia. This is the second year that the MSc BUDD has visited Cambodia, continuing a collaboration with the Asian Coalition for Housing Rights that previously saw the programme conduct overseas fieldwork in Thailand in 2011-13. This year’s cohort of BUDD students will present the outcomes of their research on Wednesday 27 May 2015.