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    Climate-induced resettlement risk

    By Charlotte A Barrow, on 29 November 2016

    I attended the Hugo Conference in Liège/Luik, Belgium from the 3rd – 5th Nov. 2016. The conference marked the creation of The Hugo Observatory for Environmental Migration at the University of Liège, named for the Australian migration scholar Graeme Hugo. Designed to feed into the UN Climate Change Conference (COP22) taking place in Marrakech a few days later, the conference focused on two areas that seem to be gaining attention in the global research and policy landscape: migration and climate change. Notwithstanding recent discussion on the interplay of these processes at high-profile events like the Habitat III conference in Quito, the merging of these two fields is relatively new. Thus, the majority of academics and policy-makers attending in Liège were expert in one or other of the fields – but not both; lending the conference a sense of forging new ground.

    Teddy Kisembo from Makerere University, one of our project partners, presenting at the Hugo Conference

    Teddy Kisembo from Makerere University, one of our project partners, presenting at the Hugo Conference

    I was there to present on the project Reducing Resettlement and Relocation Risk in Urban Areas which I’ve worked on for the past year with DPU colleagues Cassidy Johnson, Colin Marx and Giovanna Astolfo, together with our international partners Facultad Latinoamericana de Ciencias Sociales (FLACSO), the Indian Institute for Human Settlements (IIHS), and Makerere University. The focus of the research project is resettlement and relocation (R&R) policy and practice within and between cities, viewed from the lens of disaster risk reduction. We’ve looked at multiple drivers for R&R (e.g. decision-making, valuing processes, cost-benefit analyses etc.), from a variety of perspectives (individuals and households, neighbourhoods, governments) in urban centres in 5 countries across 3 continents. The project culminated in a workshop in Quito during the lead-up to Habitat III, which brought together 60 international academics, policymakers and representatives of NGOs with a special interest in R&R.

    Participants at the Reducing Relocation Risks workshop in Quito, Ecuador, 14th Oct. 2016

    Participants at the Reducing Relocation Risks workshop in Quito, Ecuador, 14th Oct. 2016

    Our research thereby forms part of the picture of environmental migration, by considering for example the role of climate change in increasing disaster risks and the ways this can lead to ‘voluntary’ or ‘involuntary’ movement of populations, as well as a focus on the need for more practical measures and implementation innovations to address the on-going problems plaguing many government interventions. However, while covering a wide geographic spread, our research takes a local, urban perspective and thereby differs from much of the work in the field that operates on a more macro level by interrogating international mobility flows and barriers and potential planning and policy implications globally.

    Visakhapatnam, Andhra Pradesh. Flooding is a major problem in many urban centres. Photo credit – Sunil Kraleti

    Visakhapatnam, Andhra Pradesh. Flooding is a major problem in many urban centres. Photo credit – Sunil Kraleti

    In my presentation in Liège, I spoke about some of the key aspects of R&R within a disaster risk reduction framework, such as urbanisation and the pressure this puts on local governments’ resources and planning capacities. In my view, one of the most important aspects of R&R is the specific politics of decision-making in each initiative; e.g. who decides when a settlement is ‘untenable’ or a risk ‘un-mitigable’? What agendas are these decision-makers fulfilling? What importance is given to the value systems and long-term development needs of the populations at risk? R&R approaches that focus solely on the immediate imperative of getting people ‘out of harm’s way’ and ignore longer-term outcomes are partly enabled by the often theoretical and future-looking nature of risk and of climate science. This interacts with the language and popular understandings of climate change. While many incidences of migration are spurred by disasters resulting from environmental instability experienced by populations, R&R initiatives cloaked in the rhetoric of climate change mitigation and adaptation can at times mask a range of other drivers, and may do more harm than good for vulnerable populations.

    These issues have been considered in varying depth in a range of locations through our and others’ research, but there is still a lot of ground to cover. One of the recent outputs of our project was a series of four policy briefs: one for each region included in the project and one that built on the outcomes of our Quito workshop (available on our website, see link above). This is hopefully a small contribution to addressing the enormous global need for a shift to thinking about climate-induced R&R that takes into account longer-term development planning needs.


    Charlotte Barrow is a research assistant at UCL working on projects relating to climate change and urban resilience. She has lived and studied in Canada, Sweden and the UK and is beginning a PhD on the use of local knowledge in climate change adaptation.

    ‘Africa Regional Dossier’ highlights some key issues raised by civil society groups in advance of Habitat III

    By Rafaella Simas Lima, on 20 October 2016

     

    For the past year and a half the DPU has worked in collaboration with the international civil society network Habitat International Coalition (HIC) to understand the various preparations and processes leading up to Habitat III, set to take place in Quito, Ecuador, in October. Namely, the intent has been to understand how civil society groups and grassroots movements have been involved (or not) in these processes, that are meant to culminate in the ‘New Urban Agenda’, to be agreed upon by national governments at the Habitat conference.

    The first iteration of the DPU-HIC research was to look at the process of Habitat III national report production in eight countries where national report drafts were being prepared. Our research showed that in most cases, civil society participation in the national reporting process was quite limited, representing at best brief consultations, at worst reports undertaken by government institutions or consultants without much outside input. In addition, with a few exceptions, national reports themselves were quite limited in terms of commitments to ‘right to the city’ principles and other rights-based approaches advocated by some several civil society groups.

    Alexandre Apsan Frediani speaking at the HIC general assembly meeting

    Alexandre Apsan Frediani speaking at the HIC general assembly meeting

    As attention shifted from the national level to regional meetings and the development of regional reports, the second project was an attempt to more actively respond to regional processes. Regional reports were developed by the five UN Regional Economic and Social Commissions and UN-Habitat. Like at the national level, the opportunity for civil society input at the regional level again seemed limited, and while regional reports were ostensibly supposed to build on national reports, it is unclear how much this actually happened in practice. Accordingly, the DPU, steered by an advisory committee of civil society networks, grass-roots movements and academics spanning the African continent, helped coordinate an Africa Regional Dossier (full report available here) to highlight key issues requiring more visibility and reframing in the New Urban Agenda, from a civil society vantage point. Beyond a reliance on selected interviews, the Dossier builds on two pan-African civil society gatherings organised in Johannesburg in November/December 2015: the Global Platform on the Right to the City’s regional meeting and the Session of Inhabitants coordinated by the International Alliance of Inhabitants at Africities VII. Meanwhile, HIC coordinated a Latin America response, which is taking the form of an alternative Latin American regional report (forthcoming).

    The Africa Regional Dossier is not intended to be a comprehensive report, but serves to highlight a series of key urban issues and propositions articulated by civil society actors in need of further visibility and commitment from national and transnational actors, to be reflected in the New Urban Agenda. The propositional aspects of each issue are summarised as follows:

    1) Forced evictions and land grabbing: The urbanisation practices that are driving evictions and land grabbing need to be placed at the centre of struggles around evictions. This implies rethinking the balance between collective rights (including the collective ‘right to occupation’) and individual land rights acquired through land markets. Habitat II commitments to ‘prevent and remedy’ unjustified evictions need to be upheld. There is a need to develop legislative frameworks for legal redress, in order to support community rights in case of evictions that are deemed unavoidable.

    2) Land tenure: ‘Land tenure’ should not be limited to private ownership and private land rights. Rather, diverse forms of collective and individual tenure can be recognised and explored as mechanisms to ensure marginalised groups’ access to land.

    3) Rural-urban ‘divide’: Re-framing ‘rural’ and ‘urban’ not as a dichotomy but as interconnected parts of the same system, allows for the recognition of diverse urbanisation trajectories. Policy making could reflect this plurality and the linkages between the ‘rural’ and ‘urban’ by emphasising inter-municipal and cross-departmental coordination rather than dealing with ‘rural’ and ‘urban’ as separate categories governed by different authorities.

    4) Infrastructure: At the local scale, infrastructure development plans need to recognise and integrate decentralised, low-cost and low-skilled solutions through targeted financial resources and training. Understanding diverse infrastructure provisions within the urban-rural continuum and through a combination of financing sources that connects Africa’s diverse economies is key. This can be facilitated through cross-departmental and cross-boundary coordination among local governments. Additionally, there is an opportunity to view infrastructure and service delivery as providing environmental outcomes, creating employment or economic opportunities, as well as social outcomes, for example, in mobilising youth.

    5) Governance and the right to political voice: There is a widespread call amongst African civil society actors to reframe ‘good governance’ through a focus on deepening meaningful democratic practices. This implies ensuring better recognition of different social actors, facilitating increased participation in decision-making structures, and achieving more equitable redistribution of wealth and services. Equally important as involving civil society actors and other stakeholders is recognising unequal power relations among actors, taking steps to address these power imbalances in decision-making fora, and ensuring that more democratic governance leads to equitable outcomes.

    6) Economic opportunities: The ‘economy’ can be re-conceptualised within a plural perspective of diverse systems—formal, informal, social, solidarity, etc.—interacting together. The fluidity and adaptability of informal practices can be harnessed while pursuing policies to limit potential exploitative conditions. In addition, viewing employment conditions through a human rights perspective would imply the need for the protection of jobs, especially in the informal sector, and the right to legitimate and decent work. At the same time, a focus on the capacity of local governments could improve their ability to generate revenue through taxation and the capture of value from real estate or infrastructure developments.

    7) Security and urban conflict: In order for urban stakeholders to meaningfully address urban security, the varying manifestations of urban conflict and violence must be acknowledged along with the intersecting social, political and economic factors behind such violence. Often, interventions to address urban safety address merely the side effects rather than the root causes of urban violence. Security commitments need to call for building linkages between humanitarian, development and human rights approaches, and the fundamental principles of security and equity.

    8) Climate change and environment: Climate change can go beyond concepts of sustainability and resilience, and be re-framed from the perspective of environmental justice. This allows for the links between social justice and climate change to be acknowledged, and for a discussion about the distribution of environmental benefits and hazards, so that the differentiated effects of climate change can be addressed.

    In addition to these eight issues, the Africa Regional Dossier argues that the New Urban Agenda should place more emphasis on protecting against the loss of entitlements (for example, those outlined in previous Habitat agendas and human rights conventions), the distribution of resources and opportunities towards a more equitable urban development, and to the roles, responsibilities and capacity of local actors to implement and monitor the agreed agenda. The case studies in the Regional Dossier demonstrate some ways in which civil society groups can partake in such processes.

    The regional scope of this Dossier reinforces the need for territorial debates in the process of elaborating international agendas such as the New Urban Agenda. This research also highlighted the lack of opportunities for civil society groups to participate meaningfully in such a process. Lack of transparency and limited access to regional reporting procedures compromised the potential of the agenda-making process to deepen a collective understanding of on-going urban challenges in Africa. This has thus represented a missed opportunity to build commitments from a variety of stakeholders towards a transformative New Urban Agenda.

    The process of coordinating the African Regional Dossier demonstrated the appetite of civil society groups to share experiences, deepen their understanding about wider regional processes, and collaboratively build synergies for transnational collective action. We hope that this Dossier, far from being an exhaustive list of key issues, can contribute to the on-going discussions within and around Habitat III, but most importantly, that it can be of use in the building of linkages and collaboration among civil society groups across the Africa region advocating for more just urban development.

    Just Sustainabilities and the New Urban Agenda

    By Vanesa Castan- Broto, on 5 August 2016

    Originally published by Urban Transformations

    Will 2016 be an urban year in international development policy? In September 2015, the United Nations Assembly adopted the Sustainable Development Goals (SDGs) to supersede the Millennium Development Goals (MDGs). One notable feature was the introduction of an ‘urban goal’, Goal 11: “Make cities and human settlements inclusive, safe, resilient and sustainable”. Planning is at the centre of the new urban goal. It includes an explicit planning target, Target 11.3: “By 2030, enhance inclusive and sustainable urbanization and capacity for participatory, integrated and sustainable human settlement planning and management in all countries.” Target 11.3 synthetizes a long history of international development thinking to make cities sustainable through planning.

    The target also emphasises the relationship between inclusive development and sustainability. In doing so, the target expresses explicitly the interconnection between social and environmental issues in planning. By emphasising capacity, the target also points to a fundamental issue in planning for sustainable cities: that institutions with the power to carry on sustainable action, or even to understand what sustainable action is, are frequently absent. The target specifies how planning has to be: it has to be participatory, integrated and sustainable. This last adjective emphasises that sustainability is both a characteristic of the output, i.e., a sustainable city, and of the process whereby that output is achieved: i.e. participatory, integrated.14157883749_8f55b61a29_k

    To a certain extent, Target 11.3 follows on from the guidelines of Chapter 7 in Local Agenda 21 that was later consolidated in the Habitat II agenda in Istanbul, 1996. The assertive formulation of Target 11.3, putting at its core both participation and integrated planning, suggests an association of planning and urban management with social and environmental justice objectives. As part of the preparations for the Habitat III conference in Quito 2016, UN-Habitat has promoted the slogan “the transformative force of urbanisation”. The slogan is designed to harness the energy emerging from positive views of urbanization which do not just see it as an unavoidable global phenomenon, but embrace it as a positive force with the potential to change unsustainable societies. The use of the word ‘transformative’, however, suggests a radical departure from business as usual scenarios, a deep structural change that will not only reconfigure cities but also, will reconfigure contemporary societies and economies towards a fairer world which respects its environment. Overall, the link between inclusive and sustainable cities, the emphasis on the sustainability of both processes and outputs, and the framing of planning as a tool for radical change towards a better society all point to a greater interest on achieving environmental and social justice in urban areas. The central question that should be asked in the road towards implementation of SDG 11 and in the preparations for Habitat III is: what kind of planning can bring about cities that are both sustainable and just?

     

    The protection of the Earth’s life-support system and poverty reduction are twin priorities for development. In relation to the new urban agenda, this is akin to achieving ‘just sustainabilities’ through linking social welfare and environmental protection (Agyeman et al. 2003, Agyeman 2013). Just sustainabilities approaches have the potential to reinvigorate notions of sustainability in the new urban agenda, helping link environmental concerns with the needs and perceptions of citizens, and their articulation in social movements.

    23090523285_5b350f70ae_kThe notion of just sustainabilities emerged as a response to the 1990s debates on sustainable development, and how sustainability goals in an urban context reproduced, rather than prevented, the conditions of inequality and environmental degradation. In urban planning, there has long been a concern about the limitations of using sustainability-oriented urban policies to address social justice issues (Marcuse 1998). Political theorists have questioned broadly where social justice and environmental sustainability are actually compatible (Dobson 1998, Dobson 2003). However, for proponents of just sustainabilities, social justice and environmental sustainability are interdependent problems that challenge existing power structures (McLaren 2003).

    The linkages between environmental change and social justice are apparent in empirical evidence of how environmental degradation and resource scarcity is experienced by the urban poor. Unsafe and inadequate water supplies, inadequate provision of sanitation and waste management, overcrowding, lack of safety, and different forms of air and water pollution continue to shape the lives of many citizens around the world (e.g. Hardoy and Satterthwaite 1991, Forsyth et al. 1998, Brennan 1999, HEI 2004, WHO 2009, UNDP 2014). For example, almost 10% of deaths in low-income regions are directly attributed to environmental risks such as unsafe water, outdoor and indoor air pollution, lead exposure and impacts from climate change (WHO 2009). Poverty and inequalities in access to resources and livelihood opportunities increase the vulnerability of the urban poor to climate change impacts and natural disasters (Revi et al. 2014). By 2030, the global demand for energy and water will likely grow by 40%, while for food it may increase by as much as 50% (ODI/ECDPM/GDI/DIE 2012). This is likely to further hinder poor people’s access to even basic resources. For example, the number of people without energy access is raising, regardless of infrastructure developments or urbanisation rates (IEA 2014).

     

    Incorporating notions of justice in environmental policy and planning emphasises both the distributional impacts of environmental degradation and resource scarcity and the need to adopt decisions that emerge from a fair and open process of policy-making. This also requires broadening the notion of justice beyond a narrow distributive conceptualisation with a recognition of how environmental problems are experienced by diverse groups of actors – especially those which are disadvantaged and struggle to make their views known – the extent to which they are represented and participate in environmental decision-making, and how environmental policy influences people’s opportunities for fulfilment (Schlosberg 2007).

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    Civil society organisations and local community organisations have already made substantial contributions to demonstrating and acting upon the nexus between social justice and environmental sustainability, which have in turn inspired the ideals of just sustainabilities (Agyeman et al. 2002). These are initiatives that recognise the need for people to participate in environmental decisions; the imperative to meet people’s basic needs’ and the normative requirement to preserve the integrity of nature for future generations (Faber and McCarthy 2003). Justice-oriented discourses are already inspiring environmental action for climate change in urban areas (Bulkeley et al. 2014, Bulkeley et al. 2013). Yet, addressing the environmental crisis will require a concerted action between public, private and civil society actors for a sustainability transition.

    Demonstrating that just sustainabilities have purchase to deliver an urban future that is both just and sustainable will require operationalising this notion within current governance possibilities. In particular, following Rydin’s (2013) pioneering work on the future of planning, there is a need to think how just sustainabilities can help challenge and redefine environmental planning. Just sustainabilities emphasises the “nexus of theoretical compatibility between sustainability and environmental justice, including an emphasis on community-based decision making; on economic policies that account fiscally for social and environmental externalities; on reductions in all forms of pollution; on building clean, livable communities for all people; and on an overall regard for the ecological integrity of the planet” (Agyeman and Evans 2003; p. 36-37). It adopts an expansive notion of environmental justice which also recognises the just practices of everyday life (Schlosberg 2013). In doing so, it calls for a to move away from current dominant paradigms of growth, using planning as a means to address social and ecological concerns within an unsustainable and unjust economic system (Rydin 2013).

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    In this vein, just sustainabilities may be thought as the attainment of four conditions simultaneously:

    1. Improving people’s quality of life and wellbeing;
    2. Meeting the needs of both present and future generations, that is, considering simultaneously intra- and intergenerational equity;
    3. Ensuring justice and equity in terms of recognition, process, procedure and outcome; and
    4. Recognising ecosystem limits and the need to live within the possibilities of this planet (Agyeman et al. 2003).

    There is already a body of empirical evidence about the practice of just sustainabilities (Agyeman 2005, Agyeman 2013). However, does it represent a viable perspective for sustainable planning agendas? Does it have relevance beyond the environmental justice movements from which it has emerged? Can it be integrated into current practices of environmental planning? These are open questions which will unfold as the New Urban Agenda begins to be implemented on the ground. The concept of just sustainabilities emerges as a positive discourse that can support action to deliver urban transformations. Clearly, there are tools available to deliver just sustainability action in urban environmental planning and management, but their applicability, effectiveness and impacts depend on the context in which they are implemented. More ambitious efforts are needed in the New Urban Agenda to redefine urban development possibilities and the way environmental limits are experienced in different cities. Local governments will play a key role in developing strategies to challenge growth-dependence paradigms and to enable collaborative forms of environmental governance.

     

    REFERENCES

    Agyeman, J., 2005. Sustainable communities and the challenge of environmental justice. New York University Press: New York.
    Agyeman, J., 2013. Introducing just sustainabilities: Policy, planning, and practice. London: Zed books.
    Agyeman, J., Bullard, R. D. and Evans, B. 2002. Exploring the Nexus: Bringing Together Sustainability, Environmental Justice and Equity. Space and Polity, 6(1), 77-90.
    Agyeman, J., Bullard, R. D. and Evans, B., 2003. Just sustainabilities: development in an unequal world. Cambridge: MIT Press.
    Agyeman, J. and Evans, T. 2003. Toward Just Sustainability in Urban Communities: Building Equity Rights with Sustainable Solutions. The ANNALS of the American Academy of Political and Social Science, 590(1), 35-53.
    Brennan, E., 1999. Population, Urbanization , Environment, and Security : A summary of the issues. Comparative Urban Studies Occasional Paper Series. Washington.
    Bulkeley, H., et al. 2013. Climate justice and global cities: mapping the emerging discourses. Global Environmental Change, 23(5), 914-925.
    Bulkeley, H., Edwards, G. A. and Fuller, S. 2014. Contesting climate justice in the city: Examining politics and practice in urban climate change experiments. Global Environmental Change, 25, 31-40.
    Dobson, A., 1998. Justice and the Environment: Conceptions of Environmental Sustainability and Dimensions of Social Justice. Oxford: Oxford University Press.
    Dobson, A. 2003. Social justice and environmental sustainability: ne’er the twain shall meet. Just sustainabilities: Development in an unequal world, 83-95.
    Faber, D. and McCarthy, D. 2003. Neo-liberalism, globalization and the struggle for ecological democracy: linking sustainability and environmental justice. Just sustainabilities: Development in an unequal world, 38-63.
    Forsyth, T., Leach, M. and Scoones, I., 1998. Poverty and environment: priorities for research and policy – an overview study. Sussex, 49.
    Hardoy, J. E. and Satterthwaite, D. 1991. Environmental problems of third world cities: A global issue ignored. Public Administration and Development, 11, 341-361.
    HEI, Health Effects of Outdoor Air Pollution in Developing Countries of Asia. ed., 2004 Boston.
    IEA, Africa Energy Outlook. ed., 2014 Paris.
    Marcuse, P. 1998. Sustainability is not enough. Environment and Urbanization, 10(2), 103-112.
    McLaren, D. 2003. Environmental space, equity and the ecological debt. Just sustainabilities: Development in an unequal world, 19-37.
    ODI/ECDPM/GDI/DIE, 2012. Confronting scarcity: Managing water, energy and land for inclusive and sustainable growth. Brussels: European Union Report on Development, 9789279231612.
    Revi, A., et al. 2014. Towards transformative adaptation in cities: the IPCC’s Fifth Assessment. Environment and Urbanization, 26(1), 11-28.
    Rydin, Y., 2013. The future of planning. Policy Press.
    Schlosberg, D. 2007. Defining Environmental Justice: Theories, Movements, and Nature.
    Schlosberg, D. 2013. Theorising environmental justice: the expanding sphere of a discourse. Environmental politics, 22(1), 37-55.
    UNDP, Human Development Report 2014. ed., 2014 New York, 239.
    WHO, Global Health Risks: Mortality and Burden of Disease Attributable to selected major risks. ed., 2009 Geneva.


    Vanesa Castán Broto is a senior lecturer and co-director of MSc Environment and Sustainable Development at the DPU. Her work spans a range of issues in developing cities, including disaster preparedness, climate change adaptation and energy supply. Vanesa is also Principal Investigator of the Mapping Urban Energy Landscapes (MUEL) in the Global South project at Urban Transformations.

     

    If Habitat III wants to uphold the right to housing, it needs to address financialization

    By Rafaella Simas Lima, on 11 May 2016

    At the start of April, a number of civil society groups, members of NGOs and activists from across Europe met in Barcelona for the European meeting of the Global Platform for the Right to the City. This was in part to complement the Habitat III meeting on Public Space that was to take place later that week. Habitat III will be the third installment of the UN conference on human settlements, held every 20 years. At this Global Platform meeting in Barcelona, priorities relating to the ‘Right to the City’ in Europe and strategic aims for Habitat III, to take place in Quito this October, were discussed.

    Global Platform for the Right to the City meeting in Barcelona

    Global Platform of the Right to the City meeting in Barcelona

    One of the main issues that emerged in the Global Platform meeting was the financialization of real estate. Financialization can be defined as a “pattern of accumulation in which profit-making occurs increasingly through financial channels rather than through trade and commodity production” (Aalbers 2009, p. 284). The financialization of housing refers specifically to the linking of housing markets with finance markets, where housing is viewed primarily as a financial good. This is what allows banks to speculate on land and housing, which causes house prices to rise far beyond what most people can afford. The linking of mortgages with financial products, especially in the United States, was a central factor in the 2008 economic crisis that had catastrophic effects across the globe.

    In a working group on the topic, participants exchanged experiences of how financialization has manifested in their respective countries. A member of the Plataforma de Afectados por la Hipoteca (Platform for people affected by mortgages) in Barcelona summarized the particularly dire situation in Spain, where over 400,000 evictions have taken place since 2008. While each European country has its own unique context, many common themes emerged, such as speculation, inflated housing prices, empty homes, the selling off of social housing, and an increase in evictions and displacement. These phenomena were linked to a systematic eroding of regulations that have allowed the financial sector to exploit housing for profit.

    An open letter to the Habitat III Secretariat signed by members of the Global Platform points to the connection between the 2008 financial crisis and its context of housing financialization, a topic which it says is strikingly absent from Habitat III documents thus far. The letter asserts that land and housing must be treated as goods for people and not for profit. In this vein, the signatories call for a new Habitat III policy unit to be set up that focuses on the global financialization of real estate, to provide recommendations for the social and political regulation of real estate markets and actors.

    But at the moment, as the letter states, Habitat III documents do not seem to be dealing with the issue. The Policy Paper on Housing Policies, an official input into Habitat III, states that “Housing stands at the center of the New Urban Agenda”. It re-affirms UN Member states’ commitment to the right to housing, which it says must be adequate and affordable, with security of tenure. Yet in the 74 pages of the document, financialization is not once mentioned. In a section on affordable housing, there is reference to the financial crisis, and to the increase in mortgage debt and repossession of homes, especially in Europe (p.10). The global estimate that 330 million households are currently financially stretched by housing costs is also provided. But this section concludes with “Nearly half of the housing deficit in urban areas is attributable to the high cost of homes, and to the lack of access to financing” (p. 10).

    In this sense, rising house prices are presented as a natural and uncontestable process, with the core problem simply being that many people do not have access to housing finance. There is no questioning of why house prices are allowed to rise at such a rate in the first place, nor is there acknowledgement of the role of the financial sector in inflating real estate values. The report mentions how vulnerable groups are traditionally excluded from home ownership and rental markets, implying that the solution to the housing deficit is to get more people in on this market. (The paper seems to ignore the phenomenon of sub-prime or predatory lending integral to the 2008 crisis, where vulnerable groups were not excluded, but explicitly targeted for mortgage loans.) Overall, the focus is on the individual requirements needed to access housing, and not on structural factors and the institutions responsible for shaping access to housing.

    Given the very limited diagnosis analysis of the situation, the paper’s proposed policy solutions largely miss the point. The report states that to “To provide affordable housing, the private sector requires incentives (adequate capital and financial returns) and an enabling environment (development process and public policy)” (pp. 22-23). In other words, the financial institutions and private developers who are largely responsible for the massive housing crisis do not need to re-examine any of their practices; rather, the public needs to provide incentives for them to build “affordable” housing because the relentless profit motive of private developers and financial institutions cannot be challenged. In addition, the public sector must provide an “enabling environment” for the private sector to do its work, as if it has not already been doing so by implementing neoliberal policies to slash regulation of lending and speculation.

    To address the assumed core problem of people with limited or no access to credit for housing, the policy paper states “housing finance and microfinance should be integrated into the broader financial system in order to mobilize more resources, both domestically and internationally”(p. 21). This statement ignores the extent to which housing finance has already been integrated into the financial system, and what disastrous effects this has had. If anything, the paper seems to be suggesting an increase in financialization, rather than a re-thinking of this phenomenon that has been a major factor in the housing deficit.

    The housing paper does mention that policies are needed to reduce property speculation and even mentions the “social regulation of real estate”, and that these can be strengthened if “municipalities adopt inclusive housing ordinances and appropriate property taxation policies” (p. 17). This is a start, but it is not enough for a global urban agenda. The details of these policy proposals are not explored in any meaningful way in the current policy paper, nor are they linked to address the current embedding of real estate within the financial sector. Furthermore, this is not just a local problem for municipalities to deal with; both national and international institutions hold responsibility for our current situation, and need to be targeted as entry points for intervention.

    There are many forms of regulation that would at the very least be a step in the right direction in terms of housing affordability. But we need to address the now assumed linkage between real estate and the financial sector if we want to get to the root of the problem. For a conference aiming to come up with a “new urban agenda”, and that has previously agreed on such rights such as the right to adequate housing, the issue of financialization, which has put housing that much more out of reach for millions of people, needs to be addressed at Habitat III.

    References:

    Aalbers, M. B. (2009) “The sociology and geography of mortgage markets: Reflections on the financial crisis”, International Journal of Urban and Regional Research, 33(2), 281–290.

    Habitat III Policy Paper 10 – Housing Policies, 29 February 2016, available at: https://www.habitat3.org/bitcache/3fa49d554e10b9ea6391b6e3980d2a32ce979ce9?vid=572979&disposition=inline&op=view

    Possible tags: Habitat III, Financialization, Housing policy, Right to the City, Right to Adequate Housing, Barcelona, Europe


     

    Rafaella Lima is an alumna of the the DPU and currently works as a graduate teaching assistant for the MSc Urban Development Planning. She has been involved in research looking at civil society engagement with Habitat III processes in various countries.

    Will 2015 be the year of urban opportunity?

    By Matthew A Wood-Hill, on 16 January 2015

    Here at the DPU we’re bouncing out of what has been a very exciting year, celebrating our 60th anniversary, and into a particularly important one in our collective thinking about urban futures.

    We’re going to see international discussions taking place on cities and human settlements, disaster risk reduction, development finance, the post-2015 development agenda and climate change.

    Image: Matt Wood-Hill, 2014

    Habitat III

    Something I have seen dominating a lot of our conversations in the last year has been the road to the Habitat III conference. Although this won’t be held until October 2016 (in Quito, Ecuador if you already want to start planning your trip), the lobbying and agenda-building has already begun. We saw this at the 7th World Urban Forum in Medellin, and from numerous speakers at our DPU60 conference in July, including Joan Clos, the Director of UN Habitat.

    Habitat III will have a profound impact on the way cities are planned, designed and governed. Given the title of this post, however, perhaps I’m getting ahead of myself.

     

    The Launch of the Sustainable Development Goals and the post-2015 development agenda; September 2015

    2015 will be notable for the launch of the Sustainable Development Goals (SDGs), announcing a post-2015 development agenda that will supersede the Millennium Development Goals.

    There are currently 17 Goals in total, which have Ban Ki-Moon’s support, but the numerous targets are yet to be finalised. Indeed nothing is set in stone, and much could yet change in the months ahead.

    An Urban SDG

    Several staff at the DPU have been busy working as part of the lobby for ‘Goal 11: Make Cities and Human Settlements inclusive, safe, resilient and sustainable.’

    Goal 11 is the essence of the ‘urban opportunity’ – the title of the position paper produced by the Sustainable Development Solutions Network.

    As urbanisation continues globally so does urban poverty. Urban economic output will grow, meanwhile new ways of providing infrastructure and services are required to cater for demand. These concentrated populations represent a vital opportunity that cannot be put off for another 15 years, and this must not become one of those Goals that ‘should have been there all along’. It is in cities that many solutions can, and will need to be found, and therefore this is the optimum moment of ‘urban opportunity’.

    I’m looking forward to sharing two blog posts in the next couple of weeks that give greater insights into formulation of Goal 11 and what it sets out to achieve.

     

    The Post-2015 framework for Disaster Risk Reduction (DRR); March 2015

    The Hyogo Framework for Action (HFA) was the first international framework for the creation of DRR policies and plans when it was conceived to cover a 10-year period in 2005. There won’t be a stand-alone DRR goal in the SDGs, but of particular note to us is the proposed Target 4 within Goal 11 for cities to “incorporate climate and disaster risk considerations in their zoning, building codes, and infrastructure investment decisions”.

    DPU staff have been very active in UN-ISDR discussions on updating the HFA, look out for more on this soon. I’m sure that many of us will be following the World Conference on DRR in Sendai closely to see how it relates to discussions on urban resilience.

     

    The Third International Conference on Financing for Development; July 2015

    While this isn’t a topic I can claim much familiarity with, it is pretty clear that the post-2015 development agenda is going to require a renegotiation of financing commitments. When we look at the unconfirmed SDGs as they stand, the 17 Goals and 169 targets are necessarily ambitious if they truly hope to “end poverty, transform all lives, and protect the planet.” But how these will be implemented is far less easy to understand, and I’ll be looking for a few clues in July.

     

    COP21 in Paris; December 2015

    COP20 in Lima might be quite fresh in many of your minds. Personally I couldn’t help but feel a sense of déjà vu – it seems we’re always told that we’re on the cusp of an epoch-defining agreement, but it slips away.

    So could this year really be the year where a global climate deal is finally agreed? And if it is, then so what? We’ve been seeing climate responses increasingly happening at the local level. Let us not forget that the Kyoto Protocol expired in 2012, and if global agreements are the way to go, then the international community has been stalling for too long.

     

    Communications in 2015

    This year I’m looking forward to seeing DPU communications give you greater insights into the key moments above. Staff here have been shaping the debates and will be responding to the outcomes. Ultimately we will continue to work with governments, community groups and other organisations on the ground to support them in implementing these agendas.

    We also have an exciting schedule planned for the DPU blog over the next few months where staff, alumni and other contributors from around the world will share their experiences in development practice.

    Stay tuned in 2015!

     

    Matthew Wood-Hill is the Media and Communications Officer at The Bartlett Development Planning Unit.

    Highlights from WUF7 Day 1

    By Alexandre Apsan Frediani, on 8 April 2014

    Habitat International Coalition general assembly

    Monday April 7th was my first day at the 7th UN-Habitat World Urban Forum in Medellin. This is quite a special edition of WUF, as it is building up to the Third United Nations Conference on Housing and Sustainable Urban Development, Habitat III. But instead of heading to the conference centre, I ended up going to the Habitat International Coalition general assembly at the department of Architecture of the National University of Colombia. And it was totally worth it!

    The day started with reporting by representatives from representatives from different regions and working groups updating HIC members and participants of the various activities of the network. This included the launch of the impressive book called ‘La vivienda, entre el derecho y la mercancia: las formas de propiedad en América Latina’ (http://www.hic-al.org/noticias.cfm?noticia=1532&id_categoria=8), which reflects on the model of housing production of Federación Uruguaya de Cooperativas de Vivienda por Ayuda Mutua (FUCVAM) and its applicability in other Latin American countries.

    Then the various activities that HIC will take part inside and outside the World Urban Forum were introduced. The event closed with a discussion of future projects and alliances, which turned into a really interesting debate on the ‘social production of habitat’ and the need to continue documenting and learning from the activities of HIC members in this field.

    Habitat International Coalition general assembly, WUF7

    Apart from great discussions, HIC also produced a powerful document on its expectations of Habitat III. Among other things, the document highlights that ‘urbanization is not inevitable’, calling for ‘equitable, ethical and people-centered development planning’ which supports for ‘social production of habitat’ and recognizes the ‘social function of property, prioritizing commons and collective goods over private interests’. These are crucial issues to bring to the discussions around the Habitat III agenda, which show a clear and constructive mode of engagement of HIC in this process (some of these points are articulated in the following statement at the HIC website: http://www.hic-net.org/news.php?pid=5397).

    Some of the other DPU highlight of this first day of WUF includes the televised one-hour panel discussion in which Julio Davila shared the floor with Architect Martín Pérez and scholar Fernando Viviescas.  They discussed the principles of a sustainable and equitable city using examples from Medellin, Singapore, Bangalore, Accra and Nairobi. The panel will be aired at Canal UNE you tube channel: https://www.youtube.com/user/televidentescanalune